Average salary: $80,000 /yearly
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We are looking for a Chief Compliance Officer who will play a crucial role in ensuring that Vise operates in compliance with all applicable laws, regulations, and industry standards. You will work closely with other departments to identify potential compliance issues and...
Suggested
Flexible hours
...regulations, and accreditation standards. The CCPO leads the design, development, implementation, and maintenance of the enterprise-wide compliance, risk management system, policies and procedures development, and standardization of processes.
ESSENTIAL JOB FUNCTIONS:...
Suggested
Internship
Local area
**Chief Compliance Officer, Broker Dealer**
New York City / Legal Legal / Full Time **About Yieldstreet** Yieldstreet is building the largest global digital wealth management platform to change the way wealth is created. With an investor-first approach, our investor...
Suggested
Full time
...Chief Compliance Officer
About the Company
Leading pharmaceutical
Industry
Pharmaceuticals
Type
Privately Held
About the Role
The Chief Compliance Officer will be responsible for establishing healthcare programs, providing comprehensive compliance...
Suggested
...Chief Compliance Officer
About the Company
Award-winning local brokerage firm
Industry
Financial Services
Type
Privately Held
About the Role
The Chief Compliance Officer will be responsible for managing and directing the firm's compliance programs...
Suggested
Local area
...Deputy Chief Compliance Officer
About the Company
Reputable local financial services provider
Industry
Financial Services
Type
Privately Held
About the Role
The Deputy Chief Compliance Officer will be responsible for overseeing and directing the...
Suggested
Local area
...Cayuga Health has to offer!
Position Overview:
As the Chief Nursing Officer, you will play a pivotal role in shaping the future of... ...communication, and enhance patient satisfaction.
Regulatory Compliance : Ensure compliance with regulatory standards, accreditation...
Suggested
...Job Description
The Office of the New York City Comptrollers Bureau of Asset Management (BAM) supports the Comptroller... ...; only short-term cash is internally managed. The Compliance Officer will work with the Chief Compliance Officer (CCO) to identify and implement...
Suggested
Temporary work
3 days per week
The Financial Crimes Compliance Testing Officer is responsible for performing monitoring and testing to ensure that business units are complying with applicable laws, rules, regulations and firm policies and procedures related to Financial Crimes Compliance. This position...
Suggested
Work experience placement
Local area
...Chief Compliance Office & Vice President Americas
About the Company
Global financial services provider offering investment banking, risk management, & strategic advisory solutions
Industry
Financial Services
Type
Subsidiary of a Public Company
Founded...
Suggested
...Chief Compliance Officer
Location: Hybrid in New York City
The Chief Compliance Officer will be responsible for developing and supporting the implementation of a program to ensure compliance with all relevant legal and regulatory requirements for Melio Payments...
Suggested
Holiday work
Full time
Part time
Work from home
Shift work
...As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm... ...to be the Compliance, Conduct, Operational Risk (CCOR) Chief of Staff Office you will be part of a team that supports the firm's Chief Compliance...
Suggested
**Chief Compliance Officer (CCO) of Broker-Dealer**
at GCM Grosvenor New York, New York, United States **SUMMARY**The Compliance team is looking for a Chief Compliance Officer for the firms limited purpose broker-dealer who can also support the investment advisers compliance...
Suggested
For subcontractor
Flexible hours
A hedge fund in New York City is actively seeking an organized and diligent professional to join their staff as their new Compliance Officer. In this role, the Compliance Officer will focus on SEC and other regulatory compliance matters for the fund.
Responsibilities...
Suggested
..., LLC, a leading self-clearing broker-dealer is looking for a Compliance Associate to join the team. He/she will help with the delivery... ...related field.
~3+ years’ proven experience in a compliance officer role and broker/dealer-related and escalations.
~ Series 7...
Suggested
...Atlantic Financial Group.
POSITION OVERVIEW
KKR is seeking a Compliance Officer to join KKR's Global Compliance team with a focus on the... ...and reports to the Head of Transactional Regulatory and the Chief Compliance Officer for Private Markets.
RESPONSIBILITIES...
Work experience placement
...Job Summary:
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization's investment banking subsidiary and managing its operational and compliance functions. The individual in this role will be focused...
...per month either at the Bay Area or NYC office. If you need to travel to make these meetups... ....
How You'll Make an Impact
As our Chief Credit Officer (CCO), you will play a... ...environment.
~ Deep understanding of regulatory compliance and reporting requirements relevant to...
Work from home
...everywhere to live their healthiest lives.
Reporting to the Chief Financial Officer, the Chief Accounting Officer (CAO) will be responsible... ...systems, treasury operations, accounting policy and SOX compliance, global income and indirect taxes, management and external...
Full time
Work experience placement
Local area
Remote job
Offshore
...The role involves a range of activities, including providing: Compliance advisory services, education & training, reporting to compliance... .../ ad hoc activities.
The Team:
The Compliance Policy Officer will join the Corporate Risk and Compliance department with accountability...
Second job
Worldwide
Flexible hours
