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...our employees’ adherence to laws, regulations and ethical standards. As such, responsibility for Compliance is not assigned to a given function (e.g., the... ...programs administered by the Company’s Compliance officers. The Chief Compliance Officer (“The CCO”) assesses the...
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...Formed in 2008 and headquartered in Fort Myers, Florida, with offices in Florida, North Carolina, and Texas, Millennium Physician... ..., clinical research, and home health, among others.
The Chief Ethics & Compliance Officer (CCO) develops, implements, and enforces policies,...
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Overview:
The Chief Compliance Officer (CCO) (Compliance Officer Lead) provides administration, vision, strategic direction, coordination, and... ...of a comprehensive and cohesive compliance and ethics program at Utah State University (USU). The CCO leads the Office...
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...General Counsel & Chief Compliance Officer++ (New York, NY) : Our client, a $1B+ hedge fund with a strong reputation and track record, is looking... ...Execute the core of the compliance program: monitor Code of Ethics, review marketing materials, provide trade surveillance,...
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...services to the latest in regulatory and compliance solutions. What drives us every day?... ...with current regulations, and as Chief Compliance Officer, you play a key role. We are looking... ...ensure we operate in a compliant and ethical manner while meeting our business objectives...
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We are looking for a Chief Compliance Officer who will play a crucial role in ensuring that Vise operates in compliance with all applicable laws... ...to identify potential compliance issues
* Strong ethical values: must have strong ethical values and a commitment to...
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...Description
The Chief Compliance Officer oversees the University of Houston System's (UHS) compliance programs, helping ensure the institution... ...; clarify duties and responsibilities for helping ensure ethical and legal behavior and compliance with codes of conduct and...
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...Introduction
Chief Compliance Officer(Program Manager I)
Office of External Affairs (Baltimore)
Position is Open Until Filled... ...Governor's Executive Orders and coordinates the Department's ethics program. This position ensures compliance with the DGS Code...
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...Chief Compliance Officer
Regal Securities, Inc . is seeking a Chief Compliance Officer (CCO) based at its headquarters in Glenview, Illinois. This leadership position is not remote.
We are searching for a motivated CCO to lead the Compliance Department of a FINRA...
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...Job Description:
The Chief Compliance Officer is responsible for the Bank's Compliance program including development, implementation and reporting for the Bank's Compliance Management System. With direct responsibility for a team of compliance professionals, the incumbent...
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Bank staff
...Job Description
Chief Compliance Officer
Onsite Work in Miami, FL
215-225k total comp.
Talentry is looking for a Chief Compliance Officer to ensure our HIPAA, accreditation (URAC, VIPPS, ACHC, etc.), and statutory compliance. The right person will develop and...
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...always. Find your next career opportunity and make a difference doing what you love at Children's.
Job Description
The Chief Compliance Officer provides leadership and direction to the Compliance Program, which includes developing, implementing, and communicating...
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...Job Description
Job Description Description: SUMMARY
The Chief Compliance Officer is responsible for overseeing operational regulatory compliance such as BSA/AML, CRA, lending compliance, and deposit operations compliance for the bank. The Chief Compliance Officer...
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...Description
The Office of General Counsel is responsible for advising on all legal matters focusing on balancing ICF's business... ...risk, costs, and litigation exposure.
The role of the Ethics and Compliance Associate is an internally facing professional that will be...
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...and trading at our own risk.
Headquartered in Chicago with offices throughout the U.S., Canada, Europe, and Asia, we trade a... ...innovation and a willingness to challenge consensus.
As a Deputy Chief Compliance Officer in our Chicago headquarters office, you'll assist in...
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...Head of Ethics & Compliance US
Location Princeton, NJ
Requisition ID 2240
# of openings 1
Apply Now (
Head of Ethics... ...Head of Ethics & Compliance US will partner with the Chief Compliance & Risk Officer to ensure that the companys US compliance program is...
Work experience placement
Local area
...Deputy Chief Compliance Officer
About the Company
Reputable local financial services provider
Industry
Financial Services
Type
Privately Held
About the Role
The Deputy Chief Compliance Officer will be responsible for overseeing and directing the...
Local area
We are actively recruiting for an seasoned banking Compliance professional to function as Deputy Chief Compliance Officer. Candidates should be in a Lead or Managerial Role in Commercial Banking .Reporting to the Chief Compliance Officer, the Deputy Chief Compliance...
...What You Will Need:
High school diploma/GED or equivalent work experience; Bachelor's degree preferred
A quiet, secure home office or workspace to temporarily perform all duties in a remote environment with a recommended internet speed of 25 mbps download and 5...
Hourly pay
Work experience placement
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...as an innovator, industry thought leader and trusted advisor to our clients.
As a key member of PIMCO's Compliance team, the Deputy Chief Compliance Officer will have responsibility for providing strategic leadership and oversight for a broad range of compliance work...
Immediate start
Flexible hours
