Average salary: $141,960 /yearly
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...sales pipeline by coordinating multiple schedules and filling the calendars of our financial advisors in multiple offices.
The Compliance Analyst provides assistance and oversight for the Firm’s Investment Advisory Compliance function. This includes assisting the...
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Full time
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...dedicated professionals to join our team.
We are seeking a Mortgage Compliance Analyst to join our Compliance Department. If you enjoy... ...related regulations, including but not limited to ECOA, HMDA, TRID, AML and Fair Lending.
When requested, participate in committee...
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...and communities. Visit us at ( .
We are:
Finance Risk & Compliance, and we give finance execs the sounding board they need. Value... ...following:
Audit
Risk and Controls
Fraud
Financial Crimes: AML, KYC, Sanctions, Transaction Monitoring
3 years of experience...
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Local area
Flexible hours
...a Stamford based Hedge Fund that is looking to build out their Compliance team. This role would report directly into the firms General Counsel... ...including reviewing marketing materials and responding to AML/KYC requests.
Minimum Requirements
At least 2 years of compliance...
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...project management;
Serve as Subject matter Expert in the fields of AML / BSA / OFAC, and Consumer protection;
Interact with clients... ...regulatory program reviews and Testing;
Drafting BSA/AML compliance programs and developing training for FinTech’s and broker-dealers...
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...innovative, growing and diverse company looking for dedicated professionals to join our team.
We are seeking an experienced AVP/Compliance to join our Compliance Department. If you enjoy overseeing compliance and regulatory programs and feel the position below is right...
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Director of Compliance to become CCO (Fairfield, CT):
Our client is seeking a Director of Compliance to join their growing team. The Director of Compliance will be responsible for overseeing and managing all aspects of the company's compliance program, ensuring adherence...
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Compliance Associate
Responsibilities
Conduct compliance reviews in order to assess and review compliance with legal, regulatory and internal firm policy requirements and work with the business and other stakeholders to design appropriate remedial actions to mitigate...
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...to profit in an exciting and dynamic environment.
We’re looking for someone to join our team and become the manager of regulatory compliance for a systematic investment firm (for private funds) with solid foundations, mentoring and guidance from veteran senior staff....
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...filing analyst handling core commercial lines business. Candidate will have expertise with ISO, NCCI, SERFF, AAIS and with various compliance tools. The ideal candidate will be able to work effectively in a fast-paced environment and be accustomed to meeting state driven...
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Elevance Health
Director II Compliance
WALLINGFORD ,
Connecticut
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This position will work in a hybrid model (virtual and office). The ideal candidate will live within 50 miles of one of our Elevance Health PulsePoint locations.
Elevance Health supports a...
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...accomplish theirs, too. Join our team as we help shape the future.
Join The Hartford's dynamic Treasury organization as a Treasury Compliance Consultant, reporting to the AVP & Assistant Treasurer. We're looking for a driven professional who will maintain oversight of...
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3 days per week
...boldly innovative, and fiercely good for our consumers and customers, for our people, and for our communities.
Job Description The HR Compliance Manager , will manage all aspects of the U.S. and Canadian HR Compliance-related topics spanning from Federal, State, and local...
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Home office
Compliance Testing Officer
Our company is searching for a motivated and experienced compliance officer to guarantee that our business processes and transactions follow all relevant legal and internal guidelines. Your duties will include reviewing employee work, developing...
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...What can you expect?
Marsh McLennan’s Legal, Compliance and Public Affairs (LCPA) department promotes a culture in which ethical, lawful... ...maintaining effective Compliance and Anti-Money Laundering (AML) policies, procedures, systems, and controls in compliance with...
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Full time
Remote job
Flexible hours
Ankura
Director, Compliance, Investigations & Oversight
Connecticut
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Ankura is a team of excellence founded on innovation and growth.
Ankura is a global expert services firm defined by HOW we solve challenges. Whether a client is facing an immediate business...
Work experience placement
Immediate start
...deliver solutions to make health care more personal, convenient and affordable.
Position Summary
This Senior Manager of Business Compliance position is a project management position within Operations Integrity. You will be responsible for driving the successful planning...
Hourly pay
Holiday work
Full time
Temporary work
AVP, Claims Compliance & Regulatory
Job Locations
US-United States
Requisition ID
2024-16980
Category
Compliance
Position Type
Regular Full-Time
Overview
The Assistant Vice President (AVP) of Claims Compliance position involves developing, implementing, and overseeing...
Full time
Work experience placement
Local area
Remote job
Flexible hours
...ways to share standard methodology.
Context/Scope
We desire to operate an effective, efficient, and agile best in class Regulatory Compliance function capable of adapting to an increasingly challenging, connected, and digital environment. As part of our team, you will...
Local area
King Industries
Job Description
Lead Auditor & Compliance Manager
Location-Norwalk, CT
King Industries is actively looking to hire a Lead Auditor to manage our ISO Management Systems department needs (9001, 14001, and 45001). Ideal candidates should have a Bachelor...
Full time
Flexible hours
Shift work
Day shift
Monday to Friday
