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...The Assistant Registrar for Compliance serves as the main point of contact for all veteran students and administrative services. The Assistant Registrar is responsible for the accurate input and dissemination of VA enrollment information in accordance with University...
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...the world.
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JOB SUMMARY:
The Operations Compliance Analyst is a member of the Operations Compliance team,... ...operations. Coordinate with Legal and Compliance, as necessary.
Assist with the development of policies and procedures for operations,...
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...Job Description
Job Description Under the direction of the Compliance Officer, conduct monitoring and periodic testing of compliance... ...the Bank's strong control and compliance culture, while assisting management in advancing the Bank's strategic plans and the Department...
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...dynamic and experienced individual to support the firm's ESG compliance program. The successful candidate will be a key member of the... ...What you will be responsible for
As the ESG Compliance, Assistant Vice President, this role will work directly on the following...
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...For more information, visit the Audax Group website .
The Compliance Officer will support all aspects of Audax Group's compliance program... ...and regulatory requirements
Research securities laws and assist in the drafting of policies and development of procedures...
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...Job DescriptionJob Description
Compliance Coordinator
Department - Compliance
Reports to - Director of SEVIS
FLSA Status... ...- Non-Exempt
General Purpose
This position serves as an assistant to CSIs Designated School Official (DSO) for the F visa programs...
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Permanent employment
Full time
...Position:Sr. Compliance Manager
Department:Compliance
Report to:Chief Compliance Officer
Company Summary: Boston Partners is a... ...limited to Section 13 filings and net short position reporting
Assist with regulatory requests and examinations
Assist with firm's...
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...Responsible for providing the independent monitoring of investment compliance requirements so as to ensure the firms ongoing compliance; advise key business units in related regulatory and client compliance requirements; train investment compliance professionals and key...
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...the next step in your career journey.
POSITION
The Senior Compliance Analyst will be an integral member of the global Conduct and... ...presented to relevant committees, boards, and senior management
Assist with the development and administration of periodic conduct...
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The Senior Compliance Specialist (Affordable Housing) provides extensive monitoring, enforcement, and support to ensure program and regulatory... ...compliance duties such as completing file audits assigned, assistance with lease ups and/or acquisitions, enforcement of policies...
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...is responsible for the execution of the Sarbanes Oxley (SOX) Compliance program across the entire organization to support the quarterly... ...requirements for a significant class of transactions including assisting with annual planning, financial statement risk assessment /...
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...Description
The Epidemiology Department is seeking a Regulatory and Compliance Manager for all PHACS-affiliated research projects. This... ...between the HLC IRB and the participating sites, and assisting sites with responding to requests from the HLC IRB and local IRBs...
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...About the Role
Working under the Compliance Manager, the Security and Compliance Analyst is a key member of Validity's Security Operations... ...and experience, the Security and Compliance Analyst will assist the team in maintaining Validity's industry compliance certifications...
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...your growth potential. One great choice can change everything. Thrive with us at ZoomInfo.
As the Compliance Operations Coordinator, you will be responsible for assisting the Chief of Staff in overseeing operations within the compliance department. You will manage the...
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Worldwide
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...Boston, with offices in New York City, Providence, Los Angeles, and West Palm Beach.
Role
SCS is seeking to hire a full-time compliance analyst to join its compliance team. As a member of the firm's compliance team, the Compliance Analyst will be responsible for...
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Full time
$110k - $150k
Sr. Advisor - Regulatory Compliance
Dallas, United States of America
The Sr. Advisor - Regulatory Compliance serves as a subject matter expert on key Federal Reserve regulations, including the Bank Holding Company Act and Reg Y, to ensure documents, projects, processes...
Full time
Contract work
Work experience placement
...necessary.* Chair and schedule occasional subcommittee meetings.* Confirm funding and notify PIs about regulatory reports.* Submit non-compliance report drafts for internal review and signatures and submit final document to OLAW.* Share reports with relevant agencies.*...
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...Description Our client is a boutique Wealth Management firm seeking a Compliance Officer with 5+ years of experience and Series 7 and 24... ...regulatory obligations, investigating policy violations, assisting with audits, and communicating current regulations. Other duties...
Immediate start
...Responsibilities:
The Specialist will develop, update, and maintain IT compliance documentation based on Client IT compliance standards.
The... ...with the Bank's information security framework. This includes assisting business lines completing security control self-assessments,...
...Job Description:
The Role
The Manager will be responsible for assisting the administration of F-Prime Capital s compliance program, working with a multi-functional team of compliance, legal and business professionals. The Manager will be expected to provide...
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