Average salary: $186,217 /yearly
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...Spruce Street Compliance is a compliance consulting firm based out of Philadelphia, PA (or potentially Washington, DC). Our firm is committed to supporting progressive causes and candidates nation-wide. This position will report to the firm’s Principal.
Salary range...
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...our success - fostering a culture of teamwork and mutual respect among employees, partners, and stakeholders.
The Regulatory Compliance Director will be responsible for guiding our Trade Compliance approach through staying current on regulations, identifying the appropriate...
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...Job Description:
The Team
As a Compliance Director in Regulatory Management, we will expect you to have direct contact with the SEC, FINRA and other regulators on behalf of Fidelity Institutional (FI), with particular emphasis on complex matters involving sales...
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...Sr. Director, Corporate Compliance & Ethics #24-354
Legal & Compliance
Why This Role is Important to Us
The Senior Director, Corporate Compliance & Ethics reports directly to the SVP, Corporate Compliance & Ethics and Risk Operations, and leads the compliance...
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Job Description:
The Global Product Stewardship and Regulatory Compliance Director works closely with commercial and technology leaders to drive regulatory compliance while enabling growth. In this role, you will lead and provide oversight to the global function through...
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...continued success through the following employment opportunity:
About the Role
Loomis Sayles has as opening for a Director of Portfolio Compliance. The Director of Portfolio Compliance will report to the Deputy Chief Compliance Officer (“Deputy CCO”) and will be an...
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ATF Regulatory Compliance Director
Country Supplier is looking for a highly motivated, personable, knowledgeable, and dedicated professional with extensive experience in firearms regulatory compliance who will lead a team of regulatory compliance specialists overseeing...
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...Audit Director, FCC & Compliance (Hybrid) page is loaded Audit Director, FCC & Compliance (Hybrid)
Apply locations McLean, VA Richmond, VA Plano, TX New York, NY time type Full time posted on Posted 3 Days Ago job requisition id R188792 Center 1 (19052), United States...
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...sponsor for employment Visa status
I. JOB OVERVIEW
Job Description Summary:
The Director, Regulatory Oversight position reports to the Associate Provost Research Integrity and Compliance (AP- RIC ) and is responsible for leading the administrative, regulatory, and...
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...ideas are encouraged and everyone is a stakeholder.
What you’ll be responsible for:
Circle is looking for a Sanctions Compliance Director that will oversee the development and management of Circle’s Sanctions Compliance Program. As a key leader within the second...
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...Long Beach
Categories:
MPP, Administrative, At-Will, Full Time
Job Summary
Under general direction, serves as the Equity & Compliance Director to the Office of Equity & Compliance to assist in the supervision of OEC notifications, reports, intake meetings, hearings,...
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H1b
...Disagree Transparently.
Encourage Independent Decision-Making.
Build Dream Teams.
Who You Are:
The Legal & Compliance Director will be a Compliance Officer of both the Swap Dealer and the Commodity Pool Operator/Commodity Trade Advisor and will be responsible...
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Global Compliance Director
Job Locations
US-IL-Itasca
ID
2024-3544
Category
Regulatory Affairs
Position Type
Regular Full-Time
Introduction
Come move the world with us!
Wake up each day to be part of a global movement .A movement tomake an impact. A movement togo...
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Compliance Director, Regulatory Exam Response
Advocate for all investors
Vanguard has been in trusted with over $8 trillion in client assets by doing what's right for investors. Our core purpose is to take a stand for all investors, to treat them fairly, and to give them...
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Gangs
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Compliance Associate Director
Job Locations
US-VA-McLean
Job ID
2023-3171
Category
Accounting/Finance
Worker Category
Regular Full-Time[F]
Company Overview
Iridium is an award-winning and innovative satellite communications company with bragging rights to the...
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...The Director of Regulatory Engagementwill work closely in collaboration with the Director of Regulatory Affairs and Director of Government... ...ex-parte and quasi-legislative communications, as well as compliance filings, advice letters, and participation in relevant...
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...Fidelity Capital Markets trading floor? \u00A0We are looking for a Director of Regulatory Reporting, a leadership position within the team... ...between internal trading desks, middle office teams, compliance, systems development squads and other business partners that have...
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...compensation, SMBC offers a competitive portfolio of benefits to its employees.
**Role Description**
SMBC would like to hire a Senior Compliance Program Manager who would be responsible for the execution of tasks to support senior management within the Americas Division...
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...reports to meet regularly with faculty to review their financial situations.
Reviews and approves all expenditures
Ensures compliance with requirements such as effort reporting
Submits payroll changes for faculty and staff
Completes timely journal...
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...Director, Regulatory Strategy page is loaded Director, Regulatory Strategy
Apply locations Boston, MA time type Full time posted on Posted Yesterday job requisition id REQ-22162 Job Description
The Regulatory Strategy Director will be responsible for the development...
Full time
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2 days per week
