Search Results: 23,911 vacancies
...the growth of the organization.
Full Circle is seeking a COMPLIANCE MONITOR . This position ensures that the company, HUD, and other... ...remote employment in the Kalamazoo or Detroit area. Our corporate office functions in a relaxed, business casual environment, with...
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...being the reason millions of people find a brighter financial future with Discover.
**Job Description:**
**Principal Compliance Specialist** ** Monitoring and Testing**
**Job Description**
The Principal Compliance Specialist Monitoring and Testing within Corporate...
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...Chief Compliance Officer (CCO)
Location: Glenview, IL | Orlando, FL | Miami, FL
Company: Regal Securities, Inc.
About Us:
Regal... ...excellence and continuous improvement.
Stay Ahead of the Curve: Monitor and anticipate regulatory changes, advising senior...
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Home office
...their lives around - GATEWAY IS THE PLACE FOR YOU!
The Compliance and Privacy Officer is responsible for:
Developing and implementing the... ...Designing and implementing a comprehensive audit and monitoring system for our programs.
Serving as an expert advisor...
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...capital of the US. Active on leading US exchanges, Optiver's Chicago office trades a wide range of products from listed derivatives to cash... ...looking for:
Optiver is looking for an experienced Senior Compliance Officer with a strong understanding of systematic options,...
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...Daily oversight of the compliance program ensuring effectiveness and timely completion of tasks - Responsible for ensuring adequate policies... ...- Identity and resolve any conflicts of interest t Compliance Officer, Officer, Compliance, Chief, Compliance Coordinator, Business...
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...Description:
Employer: DWS Group
Title: Senior AFC & Compliance Officer - Alternatives
Location: Chicago
About DWS:
DWS... ...business's controls relating to compliance owned risk types.
Monitor business owned controls and administer independent...
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...The Group: Morningstar's Compliance team supports Morningstar's global business entities, primarily focusing on those registered with... ...Compliance team is currently seeking a highly motivated Compliance Officer to join our team. The focus of the role is to assist in the...
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3 days per week
...Job Description
Job Description We have a current opportunity for a Compliance Officer on a permanent basis. The position will be based in Chicago. For further information about this position please apply.
Responsibilities:
Manage FINRA CRD, including the...
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...Street
Job Family Group:
Audit, Risk & Compliance
The U.S. Compliance Program... ...responsibilities of the Senior Compliance Officer position will include identification of... ...limited to: support of risk assessments, monitoring and testing, issues management, and implementation...
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...The Student and Exchange Visitor Information System (SEVIS) Coordinator/Compliance Officer reports to the Director for International Students and Global Scholar Services and is responsible for ensuring institutional compliance with DHS and DOS immigration regulations...
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...Job Description
Job Description SENIOR COMPLIANCE OFFICER
Location: Chicago; Hybrid
About us:
Halo Investing is an award-winning... ...surveillance of registered representatives and the firm
Monitor regulatory updates and propose improvements of business unit...
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...Description
Job Description: Regulatory Risk Officer
We are a Dental Provider looking for... ...looking to fill the role of regulatory compliance manager. Please review the list of... ...corporate counsels and HR departments to monitor enforcement of standards and regulations...
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...Handle moderately complex compliance initiatives and activities for the Office of Contract Compliance. Ensure efficient and successful implementation of responsibilities outlined in specified policies, procedures, laws, ordinances, programs, and proj Compliance, Compliance...
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...clients, and more than 370,000 retail accounts, from nearly 80 offices across six continents. Our customers are at the heart of our... ....
Overall purpose
Serve as the leader in all aspects of compliance associated with the swap dealer and partner with various business...
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3 days per week
...general supervision, the Chief Administrative Officer (CAO) is responsible for ensuring that... ...related to risk management and compliance focused on the execution of the Financial... ...Additionally, ensures that appropriate ongoing monitoring is performed on vendors and models used...
Work experience placement
Flexible hours
Job Title: Compliance Officer
Duration: 4 Months
Location: Chicago, IL 60606 - Hybrid
Intelliswift Software Inc. conceptualizes, builds, and... ...for current client roles in according with FINRA.
Monitor and ensure items such as registrations, licenses, exams, study...
**Chief Compliance Officer (CCO) of Broker-Dealer**
at GCM Grosvenor Chicago, Illinois, United States **SUMMARY**The Compliance team is looking... ...procedures, policies, training, annual testing, transaction monitoring, AML and AFC compliance.
* In covering broker-dealer...
For subcontractor
Flexible hours
...managing of the day-to-day operations and processes of the research compliance committees as assigned, including but not limited to the... ...improvement initiatives and special projects designed to enhance office procedures, IRB performance, biosafety, and/or overall human subjects...
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...Chief Compliance Officer (CCO)
Location: Glenview, IL | Orlando, FL | Miami, FL
Company: Regal Securities, Inc.
About Us:
Regal... ...excellence and continuous improvement.
Stay Ahead of the Curve: Monitor and anticipate regulatory changes, advising senior...
Full time
Home office
