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...the growth of the organization.
Full Circle is seeking a COMPLIANCE MONITOR . This position ensures that the company, HUD, and other... ...remote employment in the Kalamazoo or Detroit area. Our corporate office functions in a relaxed, business casual environment, with...
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...Technology.
Headquartered in Chicago with offices across the United States and Europe, for... ...to our consistent success.
As a Compliance Officer at Gelber, you will have a real... ...senior management.
What you'll do:
Monitor and conduct trade surveillance in all asset...
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...their lives around - GATEWAY IS THE PLACE FOR YOU!
The Compliance and Privacy Officer is responsible for:
Developing and implementing the... ...Designing and implementing a comprehensive audit and monitoring system for our programs.
Serving as an expert advisor...
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...Chief Compliance Officer
Regal Securities, Inc . is seeking a Chief Compliance Officer (CCO) based at its headquarters in Glenview, Illinois... ...and full service), and fee-based business activities.
Monitor and alert management to current regulatory issues, risks,...
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Home office
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...Chief Compliance Officer
About the Company
Leading pharmaceutical
Industry
Pharmaceuticals
Type
Privately Held
About the Role
The Chief Compliance Officer will be responsible for establishing healthcare programs, providing comprehensive compliance...
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...Chief Compliance Officer
About the Company
Market-leading provider of commercial real estate services
Industry
Real Estate
Type
Public Company
Founded
1783
Employees
10,001+
Categories
Real Estate
Nonresidential
Property Managers...
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...Job Description
Job Description CRA & Compliance Officer
Reports to: EVP Chief Operating Officer
Summary:
Effectively manage... .... This will include planning, developing, executing, monitoring, analyzing and reporting on all Compliance and CRA policies...
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Bank staff
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...The Group: Morningstar's Compliance team supports Morningstar's global business entities, primarily focusing on those registered with... ...Compliance team is currently seeking a highly motivated Compliance Officer to join our team. The focus of the role is to assist in the...
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Local area
Remote job
3 days per week
Employer: DWS GroupTitle: Senior AFC & Compliance Officer - AlternativesLocation: ChicagoAbout DWS:DWS Group (DWS) is one of the world's leading... ...businesss controls relating to compliance owned risk types.Monitor business owned controls and administer independent...
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Local area
Flexible hours
...Deputy Chief Compliance Officer
About the Company
Reputable local financial services provider
Industry
Financial Services
Type
Privately Held
About the Role
The Deputy Chief Compliance Officer will be responsible for overseeing and directing the...
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Local area
...Deputy Chief Compliance Officer
About the Company
Dynamic derivatives trading firm
Industry
Financial Services
Type
Privately Held
Founded
1995
Employees
201-500
About the Role
The Company is seeking a Deputy Chief Compliance Officer with...
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...Job Description
Job Description Job Title: Deputy Chief Compliance Officer (DCCO)
Company: A fast growing full service investment... ...Responsibilities:
~ Assist the CCO in developing, implementing, and monitoring compliance policies and procedures to ensure adherence to...
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...Job Description
The Research and Compliance Analyst will assist in the administration... ...Corporate Compliance Program, HIPAA Privacy Office, and Research. This position will also... ...regulations and policies, as applicable.
Monitor the healthcare regulatory environment...
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Local area
...at more than 1,200 health and wellness offices across 48 states in three distinct categories... ...to join our Legal team as a Director, Compliance.Reporting to the Senior Director of... ...and education, compliance investigations, monitoring, risk assessments and communications. This...
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Full time
...solidified its standing as a leading provider of comprehensive, in-depth credit analysis.
The Role: MDBRS is currently seeking a Compliance Officer for its Chicago office. The Compliance Officer - Chicago, will be responsible for supporting the MDBRS Compliance Program in...
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Remote job
3 days per week
Alera Group, Inc., is seeking a Regional Compliance Consultant to join our team! This position will need to reside in our Northeast Region... ...primary responsibility of supporting our central region field office colleagues with employee benefit compliance education and assistance...
...clients, and more than 370,000 retail accounts, from nearly 80 offices across six continents. Our customers are at the heart of our... ...Overall purpose
Serve as the leader in all aspects of compliance associated with the swap dealer and partner with various business...
Permanent employment
Full time
Worldwide
3 days per week
Our Client
A global multi-strategy asset management firm ($1tn+ AuM) is looking to introduce a Head of Compliance into their Private Investments division in Chicago.
This business unit has grown significantly in recent years and as a result the senior executives are...
Permanent employment
**Chief Compliance Officer (CCO) of Broker-Dealer**
at GCM Grosvenor Chicago, Illinois, United States **SUMMARY**The Compliance team is looking... ...procedures, policies, training, annual testing, transaction monitoring, AML and AFC compliance.
* In covering broker-dealer...
For subcontractor
Flexible hours
...The ideal candidate will have:
Knowledge of Equities and/or fixed income compliance
Testing & Monitoring
Policies & Procedures
Code of Ethics
Trade/Portfolio Compliance
Employee Surveillance
Regulatory Inquiries/Audits
A strong...
