Search Results: 46,661 vacancies
...of Economic Opportunity and Regulatory Compliance (EORC) promotes inclusion and economic... ...requirements on existing projects. The Labor Monitoring Unit (LMU) is a department within EORC... ...labor laws. LMUs labor compliance officers analyze payroll records and make field...
Suggested
Full time
Local area
...consumer finance. The Group has more than 130 offices and 80,000 employees worldwide in nearly 40... ...employees.
Role Description
SMBC's Compliance Department Americas Division ("CPAD") is seeking a Compliance Monitoring and Testing Associate. The Associate-level position...
Suggested
Local area
Work from home
Worldwide
...Community Development Block Grant-Entitlement & Disaster Recovery
UNIT: Compliance and Monitoring
JOB TITLE: One (1) Summer Intern
CONTROL CODE: CD Intern-24-01
SUMMARY:
The Mayors Office of Management and Budget (OMB) is the City government's chief financial...
Suggested
Internship
Summer internship
...BitGo - Director of Compliance Monitoring & Testing
BitGo is the leader in digital asset financial services, providing institutional investors... .... Reporting directly into our Deputy Chief Compliance Officer, this is an excellent opportunity to occupy a crucial Compliance...
Suggested
...Compliance Assurance Monitoring and Testing Vice President
New York, NY
As a Barclays Compliance Assurance Monitoring and Testing Vice President... ...Headquarters at 745 Seventh Avenue. This 32-story office tower is located in Times Square in the heart of Manhattan...
Suggested
Hourly pay
Part time
Work experience placement
Work from home
2 days per week
...Global Compliance
Our division prevents, detects and mitigates compliance, regulatory and... ..., regulatory and reputational risk; monitors for compliance with new or amended laws,... ...Headquartered in New York, we maintain offices around the world.
We believe who you...
Suggested
Full time
Temporary work
Part time
Bank staff
Immediate start
Officer, Monitoring and Production. New York. Posting Date: 03/27/2024. Deadline: 04/24/2024
About
The Open Society Foundations work... ...reputational issues, for team and leadership, ensuring editorial compliance
Trains team on new media tools and leads on...
Suggested
Work experience placement
...and diligent professional to join their staff as their new Compliance Officer. In this role, the Compliance Officer will focus on SEC and... ...The Compliance Officer will be responsible for:
Monitoring compliance with the firm's Code of Ethics, including those in...
Suggested
...Job Description
The Office of the New York City Comptrollers Bureau of Asset Management... ..., BAM due diligences, recommends, and monitors a broadly diversified portfolio of... ...short-term cash is internally managed. The Compliance Officer will work with the Chief Compliance...
Suggested
Temporary work
3 days per week
...General Counsel & Chief Compliance Officer++ (New York, NY) : Our client, a $1B+ hedge fund with a strong reputation and track record, is looking... ...matters
Execute the core of the compliance program: monitor Code of Ethics, review marketing materials, provide trade surveillance...
Suggested
...services to the latest in regulatory and compliance solutions. What drives us every day? A... ...current regulations, and as Chief Compliance Officer, you play a key role. We are looking for... ...Create sound internal controls and monitor adherence to them
Draft and revise company...
Suggested
We are looking for a Chief Compliance Officer who will play a crucial role in ensuring that Vise operates in compliance with all applicable... ...Securities Act of 1933, and the Securities Exchange Act of 1934
* Monitor and evaluate the firm's compliance with applicable laws,...
Suggested
Flexible hours
...a range of activities, including providing: Compliance advisory services, education & training, reporting... ...reviews, investigations and other compliance monitoring / ad hoc activities.
The Team:
The Compliance Policy Officer will join the Corporate Risk and Compliance...
Suggested
Second job
Worldwide
Flexible hours
Senior Compliance Officer - MNPI
This role will provide senior Compliance coverage in relation to handling of material non-public information... ...lines
~ Strong knowledge and experience of Compliance monitoring and surveillance
~ Comprehensive understanding of and...
Suggested
Local area
...About the Role:
Grade Level (for internal use):
10
The Role: Compliance Officer - Control Room
The Team: Control Room is part of the Compliance Monitoring and Exams part of S&P Global Ratings Compliance. Its members apply standardized monitoring and surveillance...
Suggested
Second job
Worldwide
Flexible hours
...Atlantic Financial Group.
POSITION OVERVIEW
KKR is seeking a Compliance Officer to join KKR's Global Compliance team with a focus on the... ..., appropriate oversight and practical application
Monitoring compliance with transactional regulatory requirements for all...
Work experience placement
...consumer finance. The Group has more than 130 offices and 80,000 employees worldwide in nearly... ...be able to implement, and manage SMBC's compliance program for the Volcker Rule. On a day-... ...be required.
Help to perform ongoing monitoring and provide transparent reporting to...
Local area
Work from home
Worldwide
Flexible hours
...are actively recruiting for an seasoned banking Compliance professional to function as Deputy Chief Compliance Officer. Candidates should be in a Lead or Managerial... ...multiple businesses to provide compliance advice, monitoring and oversight of effective Programs. The...
...development, implementation, and maintenance of the enterprise-wide compliance, risk management system, policies and procedures development,... ...concerns identified by management and Board of Directors and monitors internal audit reports.
Oversees ICL's CARF Accreditation...
Internship
Local area
The Chief Compliance Officer of Park Avenue Securities (PAS) will be responsible for representing the firm to regulatory bodies and other key constituents as well as having responsibility for the overall compliance framework for PAS as a dually registered broker-dealer...
Holiday work
Full time
Remote job
Offshore
Flexible hours
2 days per week
