...Chief Compliance Officer
About the Company
Global insurance leader offering a wide range of insurance & reinsurance services
Industry... ...implementing compliance management frameworks, developing monitoring programs, and promoting regulatory best practices through...
Suggested
...Chief Compliance Officer
About the Company
Leading pharmaceutical
Industry
Pharmaceuticals
Type
Privately Held
About the Role
The Chief Compliance Officer will be responsible for establishing healthcare programs, providing comprehensive compliance...
Suggested
...BitGo - Director of Compliance Monitoring & Testing
BitGo is the leader in digital asset financial services, providing institutional investors... .... Reporting directly into our Deputy Chief Compliance Officer, this is an excellent opportunity to occupy a crucial Compliance...
Suggested
...empowered team members who make an impact.
Environmental Compliance Field Monitor will monitor and report on construction-related activities... ...verbal communication skills
Working knowledge of Microsoft Office
Valid Driver's License, with ability to maintain...
Suggested
For contractors
For subcontractor
Local area
Flexible hours
...Chief Compliance Officer
About the Company
Award-winning local brokerage firm
Industry
Financial Services
Type
Privately Held
About the Role
The Chief Compliance Officer will be responsible for managing and directing the firm's compliance programs...
Suggested
Local area
...Chief Compliance Officer
About the Company
Fast-growing healthcare insurance provider
Industry
Insurance
Type
Privately Held, VC-backed
Founded
2013
Employees
201-500
Categories
Employee Benefits
Financial Services
Health Care...
Suggested
...Chief Compliance Officer (CCO)
About the Company
Flourishing hospitality company
Industry
Hospitality
Type
Privately Held... ...This includes conducting regular compliance risk assessments, monitoring regulatory changes, and providing guidance to business units...
Suggested
...US Counsel & Chief Compliance Officer
About the Company
Leading private equity marketplace
Industry
Financial Services
Type
Privately Held, VC-backed
Founded
2014
Employees
11-50
Funding
$1-$5 million
Categories
Consumer Goods
Finance...
Suggested
...Deputy Chief Compliance Officer
About the Company
Well-established financial services institution
Industry
Financial Services
Type
Privately Held
About the Role
The Deputy Chief Compliance Officer will be responsible for supporting key stakeholders...
Suggested
...LLC, a leading self-clearing broker-dealer is looking for a Compliance Associate/Officer to join the team. He/she will help with the delivery of... ...and SEC rules and regulations.
Responsibilities:
Monitor trading activities to ensure compliance with relevant regulations...
Suggested
...non-mayoral).
The Investigation and Compliance Unit, to which this position belongs, updates... ...and provides guidance to agency EEO Officers on investigative and reasonable accommodation... ...systemic concerns.
- Formulate and monitor enforcement strategies with respect to...
Suggested
Local area
Shift work
...ecosystem. For more information, visit
The Role:
The Compliance Officer is responsible for all aspects of the consumer compliance program... ...completion of all annual compliance risk assessments and monitoring plans including the Bank's direct deposit and lending...
Suggested
...POSITION SUMMARY
Kohlberg Kravis Roberts & Co. L.P. and KKR Credit Advisors (US) LLC ("KKR") are seeking an experience compliance officer or attorney to join KKR's Global Compliance team with a focus on the administration of KKR's compliance program designed to mitigate...
Suggested
Work experience placement
...Chief Compliance Officer Location: Hybrid in New York City
The Chief Compliance Officer will be responsible for developing and supporting the implementation of a program to ensure compliance with all relevant legal and regulatory requirements for Melio Payments,...
Suggested
Holiday work
Part time
Work from home
Shift work
...About the Role:
Grade Level (for internal use):
10
The Role: Compliance Officer - Control Room
The Team: Control Room is part of the Compliance Monitoring and Exams part of S&P Global Ratings Compliance. Its members apply standardized monitoring and surveillance...
Suggested
Second job
Worldwide
Flexible hours
...Amalgamated Bank is seeking a Trust Compliance & Risk Officer to be responsible for the Compliance and Risk Management Program for the Banks Investment... ...Banks Investment Management Division/Trust Department
+ Monitor and ensure compliance with applicable federal and state...
Work experience placement
Work visa
...are actively recruiting for an seasoned banking Compliance professional to function as Deputy Chief Compliance Officer. Candidates should be in a Lead or Managerial... ...multiple businesses to provide compliance advice, monitoring and oversight of effective Programs. The...
...Position Summary
Assured Guaranty is seeking to hire a compliance lawyer in the New York office to provide compliance, governance and legal support to the Chief Compliance Officer primarily in respect of Assured Guaranty Ltd. and its US and Bermuda insurance subsidiaries...
Senior Compliance Officer - MNPI
This role will provide senior Compliance coverage in relation to handling of material non-public information... ...lines
~ Strong knowledge and experience of Compliance monitoring and surveillance
~ Comprehensive understanding of and...
Local area
...The Role
We are seeking to hire an exceptional Compliance Officer to join our compliance team in our New York City office. The Compliance... ...Chief Compliance Officer and will lead the Risk Review, Monitoring and Exams (RRME) team in support of the overall global Compliance...
