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- ...Compliance (RIA) Opportunity in Boca Raton Our client is a small investment advisory firm based out of Boca Raton, FL, with three offices. With a team of nine dedicated professionals, four of whom specialize in investment advisory services and provide comprehensive...SuggestedWork at office
- ...in/take over ongoing projects with minimal notice. Multiple deadlines on conflicting projects with constant interruptions. Compliance Requirements (ES) The minimum compliance expectation for this role entails strict adherence to FDA regulations and company policies...SuggestedFor contractorsWork at officeImmediate start
- ...ViewTrade in Boca Raton, FL is seeking a licensed Compliance Associate with over 5 years of brokerage experience and a Series 24 License. This role involves assisting with compliance duties, managing regulatory documentation, and supporting team operations. The ideal...Suggested
- ...Summary: The Compliance Specialist supports enterprise-wide compliance initiatives by monitoring adherence to company policies, regulatory requirements, and industry standards across sales, collections, marketing, digital accessibility, and third-party partner operations...Suggested
- ...The Compliance Analyst supports Treasury and Legal by facilitating structured finance and debt transactions, managing SEC and debt compliance activities, coordinating regulatory reporting, and maintaining critical transaction documentation. This role partners closely...SuggestedContract workWork at officeLocal area
- ...models to support leadership decision-making and ongoing optimization of compensation programs. Ensure the integrity, accuracy and compliance of sales performance, commission and bonus data across compensation and reporting systems through on-going validation,...Suggested
$96.6k - $130k
Independently reviews communications with the public submitted by firms for compliance with FINRA, SEC, MSRB and SIPC advertising rules and regulations. Assists with mentoring staff by monitoring work quality, quantity and timeliness, by providing training and communicating...SuggestedFull timeTemporary workFor contractorsWork experience placementFor subcontractorLocal areaImmediate start$89.25k - $150.25k
...Lending Quantitative Manager role is part of a centralized team responsible for administering a comprehensive Fair Lending regulatory compliance program for American Express. The Fair Lending Program Office (FLPO) is responsible for performing quantitative analysis,...SuggestedWork at office- ABOUT US At USClaims, we empower personal injury victims with the financial support they need to pursue justice. We combine legal insight, operational excellence, and a deep commitment to service to make a meaningful impact. Our innovative environment, guided by strong...SuggestedCurrently hiring
- ...Credentialing Specialist ensures the accuracy and integrity of the credentialing database and related applications while maintaining compliance with all applicable standards and regulations. Duties and Responsibilities Oversee and coordinate the onboarding...SuggestedFull timeWork at office
- Initial Therapeutics, Inc. is seeking a Manager of Regulatory Affairs to oversee regulatory document preparation and ensure compliance with FDA regulations. The role involves working closely with cross-functional teams, preparing submissions, and advising management on...Suggested
- A reputable Aerospace Private Equity Firm is looking to build their growing team with a Compliance Analyst. This position will help manage compliance operations. This company has an amazing reputation and is rapidly growing. They also provide equal employment opportunities...Suggested
$89.25k - $150.25k
...are complete, accurate, and clearly documented to support audit, exam, and regulatory review.Partner with General Counsel, Market Compliance, LOBCO/LECO, Enterprise Bank Servicing, GFCSU/FIU, and other stakeholders to resolve complex investigations and determine...Suggested- ...priorities by building strong relationships with business owners. Coordinate with the technical team and business stakeholders. Ensure compliance with all IT standards, processes, and methodologies, including Quality Assurance (QA), Project Management Life Cycle (PMLC), and...Suggested
- ...The Senior Compliance Officer supports the firm's compliance program across its broker-dealer, investment adviser, and insurance operations. This role is responsible for regulatory responses, customer complaint oversight, dispute and arbitration support, licensing and...Suggested
- Overview ViewTrade Securities is currently looking for a licensed Compliance Associate for our Boca Raton, FL office. We are seeking full time candidates with 5+ years of experience in the brokerage industry with a Series 24 License. Must possess strong professional communication...Full timeWork at office
- ...onsite Director of Microbiology, leading sterility assurance, microbiology testing while driving audit readiness and regulatory compliance! Responsibilities Manage and supervise microbiology team Oversee microbiological testing, EM, sterility assurance, and media...Local area
- ...the organization’s strategic priorities by influencing and coaching behavioral change with a focus on consistency, quality, and compliance with Firm policies and procedures • Lead, mentor, and supervise a team of Support and Service Professionals • Promote cross-training...Home office
- ...seeking an Asset Protection Specialist. This role focuses on preventing financial loss due to theft and fraud, ensuring safety and compliance within the store. The ideal candidate will investigate incidents, prepare detailed reports, interact with law enforcement, and...
- ...reporting patterns, utilising various actuarial methods for loss reserving analysis, evaluating unearned premium adequacy for regulatory compliance, and facilitating the internal and external audits. The associate will also be responsible for handling ad hoc analysis and...Work experience placementLocal area
$119.04k - $163.68k
...submission for the purpose of obtaining clearance and or approval for product. Participates on product design teams and verifies compliance with design control requirements and procedures. Determine appropriate regulatory requirements and strategies for TMC, TPC, TMPH,...Temporary workWorldwide- ...microbiology testing at a sterile injectable manufacturing site. This role focuses on maintaining audit readiness and supporting regulatory compliance, with day-to-day oversight of microbiological testing activities and related quality systems. Key responsibilities include...
- ...Actuary collaborates closely with finance, underwriting, claims, and executive leadership to support strategic initiatives, regulatory compliance, and sustainable growth. This position also manages and mentors actuarial staff, establishes best practices and methodologies,...Full timeWork from home
- ...to the HR department. The ideal candidate will manage Workers’ Compensation, safety programs, and onboarding processes, ensuring compliance and fostering a positive employee experience. This full-time role requires a degree and at least 2 years of relevant HR experience...Full time
$89.25k - $150.25k
...patterns, anomalies, networks, and potential suspicious activity Respond to ad hoc data pull requests to support business and/or compliance effortsMaintain clean code and documentation to improve response times, consistency, and alignmentRepresent the team in design conversations...Work experience placement- ...identify and mitigate risks to their clients' products and services. This role involves working closely with a team to maintain compliance with regulatory standards while ensuring the operational integrity of advanced applications. The ideal candidate will have a Master...
- ...Primary Purpose Support the university’s mission by assisting in the development, implementation, and maintenance of a comprehensive compliance program. Collaborate with various departments to ensure all operations align with federal, state, and local laws, university and...Local areaNight shiftWeekend work
$74.8k - $139.9k
...Communications Supervising Associate will play a pivotal role in enhancing our internal communications strategy for the Ethics, Compliance & Risk Management function. This position requires a proactive individual with strong communication skills, a keen eye for detail...Work experience placementSummer holidayFlexible hours- ...institutional markets. SUMMARY The Accounts Payable Specialist functions as the key liaison between the vendors and the company on general compliance items, accurate contact lists, purchase order retention, and identifying the vendors by their respective trade and location. The...Local area
- SBA Communications Corporation in Boca Raton, FL, seeks a Senior Director, Global Total Rewards to lead the comprehensive rewards function. Responsibilities include designing compensation frameworks and benefits programs that align with business strategy. The ideal candidate...
