Search Results: 44,507 vacancies
...selected colleague will work at an MUFG office or client sites four days per week and work... ...engaging and closely collaborating with Corporate Banking clients, Relationship Managers,... ...discussions on risk/AML/Sanctions compliance issues, while managing the progress of KYCs...
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...and diligent professional to join their staff as their new Compliance Officer. In this role, the Compliance Officer will focus on SEC and... ...Maintaining various compliance logs and checklists
Maintenance of corporate governance documents and corporate life (LPAs, Resolutions,...
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...General Counsel & Chief Compliance Officer++ (New York, NY) : Our client, a $1B+ hedge fund with a strong reputation and track record, is... ...Provide legal advice to the team regarding trade, employment, corporate, risk regulatory and other matters
Execute the core of...
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...BlackRock Financial Management, Inc.
Job Title: Vice President, Corporate Compliance
Location: New York, NY
Summary of duties: Implement... ...to assist business decision making. Four (4) days in office and one (1) day remote per week.
Qualifications: Master's...
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Apprenticeship
Flexible hours
1 day per week
Overview:
Gateway Group One Security Officers are responsible for meeting the day-to-day needs of customers and clients. Respond courteously and respectfully to resolve issues, while following policies and procedures set forth by the client and Gateway Group One....
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...role involves a range of activities, including providing: Compliance advisory services, education & training, reporting to... ...ad hoc activities.
The Team:
The Compliance Policy Officer will join the Corporate Risk and Compliance department with accountability for developing...
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Second job
Worldwide
Flexible hours
...and loan origination services to the latest in regulatory and compliance solutions. What drives us every day? A desire to innovate in the... ...consistent with current regulations, and as Chief Compliance Officer, you play a key role. We are looking for a Chief Compliance...
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...Job Description
The Ares Legal & Compliance Department oversees and manages Ares' global... ...leadership of the Global Chief Compliance Officer, the Compliance and Regulatory functions... ...compliance and regulatory matters; Corporate Compliance, which administers global policies...
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...consumer finance. The Group has more than 130 offices and 80,000 employees worldwide in nearly... ...and investment banking services to its corporate, institutional, and municipal clients.... ...be able to implement, and manage SMBC's compliance program for the Volcker Rule. On a day-...
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We are looking for a Chief Compliance Officer who will play a crucial role in ensuring that Vise operates in compliance with all applicable laws, regulations, and industry standards. You will work closely with other departments to identify potential compliance issues and...
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...and reinsurance products under the management of The Global Atlantic Financial Group.
POSITION OVERVIEW
KKR is seeking a Compliance Officer to join KKR's Global Compliance team with a focus on the compliance program for transactional regulatory filings including...
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Work experience placement
Senior Compliance Officer - MNPI
This role will provide senior Compliance coverage in relation to handling of material non-public information as it pertains to firm trading, with a focus on distressed credit, CMBS and wall crossings. Operating in close partnership with...
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Local area
...About the Role:
Grade Level (for internal use):
10
The Role: Compliance Officer - Control Room
The Team: Control Room is part of the Compliance Monitoring and Exams part of S&P Global Ratings Compliance. Its members apply standardized monitoring and surveillance...
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Second job
Worldwide
Flexible hours
...development, implementation, and maintenance of the enterprise-wide compliance, risk management system, policies and procedures development,... ...standardization of processes.
ESSENTIAL JOB FUNCTIONS:
Corporate Compliance
As a member of the executive team the CCPO...
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We are actively recruiting for an seasoned banking Compliance professional to function as Deputy Chief Compliance Officer. Candidates should be in a Lead or Managerial Role in Commercial Banking .Reporting to the Chief Compliance Officer, the Deputy Chief Compliance...
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**Chief Compliance Officer, Broker Dealer**
New York City / Legal Legal / Full Time **About Yieldstreet** Yieldstreet is building the largest... ..., filing requirements and related issues
+ Attend to corporate governance and compliance issues for Yieldstreet
+ Assist...
Full time
...information
Entity
About Crdit Agricole Corporate and Investment Bank (Crdit Agricole CIB)... ...description
Business type
Types of Jobs - Compliance / Financial Security
Job title
AML / OFAC Compliance officer
Contract type
Permanent Contract
Job...
Permanent employment
Contract work
Bank staff
Worldwide
...Stefanini is seeking an experienced corporate paralegal for a temporary position in support... ...will be based out of our Newark office and will report to our Corporate Counsel... ...internal stakeholders to ensure alignment and compliance with contractual obligations.
Other general...
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...Cosmetic Concepts is looking to hire a Corporate Paralegal to provide general support our... ...corporate governance, intellectual property, compliance, sales and marketing, privacy, and... ...execution of the same.
Liaise with company officers, outside counsel, insurance agents and...
The Chief Compliance Officer of Park Avenue Securities (PAS) will be responsible for representing the firm to regulatory bodies and other key constituents as well as having responsibility for the overall compliance framework for PAS as a dually registered broker-dealer...
Holiday work
Full time
Remote job
Offshore
Flexible hours
2 days per week
