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About the Role
As the Corporate Compliance Manager, you will be a key member of the compliance team and help drive the execution of key priorities.
This role will help ensure company processes are aligned with the overall compliance management system, assist in identifying...
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Visa sponsorship
Flexible hours
...capital of the US. Active on leading US exchanges, Optiver's Chicago office trades a wide range of products from listed derivatives to cash... ...looking for:
Optiver is looking for an experienced Senior Compliance Officer with a strong understanding of systematic options,...
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Holiday work
...The Group: Morningstar's Compliance team supports Morningstar's global business entities, primarily focusing on those registered with... ...Compliance team is currently seeking a highly motivated Compliance Officer to join our team. The focus of the role is to assist in the...
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Local area
Remote job
3 days per week
What You'll Do:
This role will report to the Manager, Corporate Compliance, and will assist in the development, facilitation, and execution of... ...efforts concurrently.
Technical Skills:
My Compliance Office experience a plus.
Excel
Education and/or Experience:
Bachelor...
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For contractors
2 days per week
...helping people with substance abuse and mental health issues turn their lives around - GATEWAY IS THE PLACE FOR YOU!
The Compliance and Privacy Officer is responsible for:
Developing and implementing the organization's compliance program, ensuring compliance with...
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Holiday work
Temporary work
Local area
Flexible hours
...facilitate discovery, development, and delivery of optimized therapeutic options for patients.
Description
The Corporate Counsel, Ethics & Compliance role will help develop and implement the company's compliance program, working closely with other cross functional...
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...management firm ($1tn+ AuM) is looking to introduce a Head of Compliance into their Private Investments division in Chicago.
This business... ...of clients, spanning from advisors, management consultants, corporate and commercial banks, brokers, exchanges, MTFs and financial...
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In-House Counsel / Chief Compliance Officer - FinTech Start-Up
Founded in 2023, North Pond LLC (NP) dba Oliv Financial is a B2B2C platform... ...technology, marketing and operations teams to ensure adherence to corporate and regulatory policies.
Draft, negotiate, and review vendor...
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Local area
Remote job
...Daily oversight of the compliance program ensuring effectiveness and timely completion of tasks - Responsible for ensuring adequate policies... ...- Identity and resolve any conflicts of interest t Compliance Officer, Officer, Compliance, Chief, Compliance Coordinator, Business...
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...Job Description
Job Description We have a current opportunity for a Compliance Officer on a permanent basis. The position will be based in Chicago. For further information about this position please apply.
Responsibilities:
Manage FINRA CRD, including the...
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Permanent employment
Work experience placement
Department:
Temp Center
Salary/Grade:
TMP/01
Position:
Temporary Office Administrator
Hours: This is both
part-time
position ( 20
hours per week)
Pay:
$20-21
per hour
Campus:
Evanston
Approximate start date: 07/15/2024
Approximate end date:...
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Hourly pay
Temporary work
Part time
...Description:
Employer: DWS Group
Title: Senior AFC & Compliance Officer - Alternatives
Location: Chicago
About DWS:
DWS... ...is in the process of establishing its own infrastructure and corporate functions, including AFC & Compliance. Within the CAO Division...
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Holiday work
Local area
Flexible hours
Aon Investments USA is looking for Senior Compliance Oversight Officer, Investments
(Chicago or open to any remote location across the U.S.)
As part of an industry-leading team, you will help empower results for our clients by delivering innovative and effective solutions...
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Holiday work
Full time
Temporary work
Part time
Work experience placement
Local area
Remote job
...Corporate Paralegal Compliance Specialist
A large international law firm, is seeking a Corporate Compliance Specialist for their Corporate, Finance and Real Estate Department in their Chicago office. Under the supervision of attorneys, the Corporate Compliance Specialist...
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Hourly pay
Holiday work
Full time
Temporary work
Work experience placement
Remote job
...Job Description
Job Description Chief Compliance Officer (CCO)
Location: Glenview, IL
Company: Regal Securities, Inc.
About Us:
Regal Securities, Inc., is a well-respected investment brokerage and Registered Investment Advisory firm in the Chicago area...
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...not pay any fees without a contract signed by Achieve’s Talent Acquisition leader. Job Description
As the Lending Compliance & Risk Officer, you will be responsible for establishing, implementing and maintaining risk management standards and programs to drive compliance...
Contract work
Remote job
Work from home
...Handle moderately complex compliance initiatives and activities for the Office of Contract Compliance. Ensure efficient and successful implementation of responsibilities outlined in specified policies, procedures, laws, ordinances, programs, and proj Compliance, Compliance...
Contract work
Are you looking for a rewarding career in Healthcare Management? We are currently searching for a Corporate Business Office Manager to join our friendly, professional and supportive team!
Legacy Healthcare is rapidly growing and our team is looking to invest in a Corporate...
Local area
...370,000 retail accounts, from nearly 80 offices across six continents. Our customers are... ...Serve as the leader in all aspects of compliance associated with the swap dealer and partner... ...and resolution. Consults with Corporate Counsel as needed to resolve difficult legal...
Permanent employment
Full time
Worldwide
3 days per week
**Chief Compliance Officer (CCO) of Broker-Dealer**
at GCM Grosvenor Chicago, Illinois, United States **SUMMARY**The Compliance team is looking for a Chief Compliance Officer for the firms limited purpose broker-dealer who can also support the investment advisers compliance...
For subcontractor
Flexible hours