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The Firm Administration Department of Arnold & Porter has an opening for a Compliance ; The Compliance Coordinator may be located in Chicago, New York, or Washington, DC ; The Compliance Coordinator is responsible for assisting the Director of Client Service & Compliance... 
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Arnold & Porter

New York, NY
9 days ago
 ...underwriting processes and also deliver financial solutions that are customized to the needs of businesses. Prime's integrations are designed...  ...expenses. How You'll Make an Impact As our first Compliance Manager, you will play a pivotal role in establishing and maintaining... 
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Prime Financial Technologies

New York, NY
1 day ago
 ...The Manager, Site Compliance is responsible for the site Quality regulatory compliance activities and also for the implementation, management...  .... + Must be goal-oriented, quality-conscientious, and customer-focused. Experience Level: Expert Level About Actalent... 
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Actalent

Orangeburg, NY
1 day ago
 ...fintech ecosystem. For more information, visit The Role: The Compliance Officer is responsible for all aspects of the consumer...  ...Design, lead, and conduct compliance testing of bank and fintech customers. Maintain ownership over Bank, fintech, and agency complaints... 
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Piermont Bank

New York, NY
3 hours ago
 ...Program (PSLF) Responsibilities: Under the direction of the Compliance Officer and Compliance Department management, the Compliance...  ..., such as appeals and grievances, claims, medical management, customer service, provider relations and contracting, sales and... 
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Metropolitan Jewish Health System

New York, NY
1 day ago
 ...Otis Elevator Company is searching for a highly motivated Compliance Coordinator. The selected candidate for this position will be...  ...develop expectations and relationships with internal and external customers * Needs to be self-motivated and able to manage many simultaneous... 
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Otis Worldwide

New York, NY
3 hours ago

$97.2k - $155k

VP Cloud Compliance New York, United States of America The VP Cloud Compliance operates within the First Line of Defense and is accountable to assist the Business Control & Risk Management team in driving effective and consistent business line execution against... 
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Santander Holdings USA Inc

New York, NY
1 day ago
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 ...member of our team strives to fulfill our vision of excellent customer services to both our clients and residents. We pledge our commitment...  ...redefining affordable housing. Description SMC is seeking a Compliance Specialist to join our compliance department. Under the... 
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Shinda Management Corporation

New York, NY
3 hours ago
 ...or background. Mercer is seeking candidates for the following position based in the New York(preferred) or Boston office: Compliance Specialist What can you expect? * The team at Mercer will prepare you for a successful career and provide you the opportunity... 
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Marsh & McLennan Companies, Inc.

New York, NY
3 days ago
 ...to Rule 206(4)-7 of the Advisers Act which includes conducting reviews of the Groups policies and procedures as included in the Compliance Manual. Conduct general compliance reviews for the Group, including but not limited to: marketing reviews, personal securities... 
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The Goodkind Group Llc

New York, NY
3 days ago
 ...trusted companies in the industry, we provide platform solutions custom-made for a digitally native ecosystem across three...  ...Making. Build Dream Teams. Who You Are: The Legal & Compliance Director will be a Compliance Officer of both the Swap Dealer and... 
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Galaxy

New York, NY
2 days ago
 ...ON THE PRINCIPAL ADMINISTRATIVE ASSOCIATE CIVIL SERVICE LIST ARE ELIGIBLE TO APPLY. Under the supervision of the Director of Compliance, the incumbent will be responsible for the following tasks but not limited to: -Implementing collective bargaining increases (GWI... 
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City of New York

New York, NY
8 hours ago
 ...COMPLIANCE ANALYST AT GLOBAL FINTECH FIRM Base Salary is $100K to $120K (based upon candidate and experience) Year-end Bonus; and Excellent Benefits Solidly established Global FinTech Firm is looking for an experienced individual to work closely with its Team... 
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Phaxis LLC

New York, NY
3 hours ago
 ...The Corporate Compliance department supports the Agency in maintaining compliance in all areas of operations. The department focuses on promoting a culture of compliance, preventing and detecting fraud, waste and abuse, and educating staff on their rights to report suspected... 
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Flexible hours

Momentum Resource Solutions, LLC.

New York, NY
3 hours ago
A bank in New York City is actively seeking a dynamic and driven professional to join their staff as a Compliance Associate. In this role, the Compliance Associate will conduct reviews under the group's annual review program pursuant to Rule 206(4)-7 of the Advisers Act... 
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Tandym Group

New York, NY
3 hours ago
 ...created brokerage clearing firm. Reporting into the Chief Compliance Officer, this person will manage a team of AML professionals and...  ...with all US related Anti-Money Laundering and Know Your Customer (AML-KYC) regulations and requirements and for implementation... 
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FNZ

New York, NY
3 hours ago
 ...Description Compliance Manager Location: Must be within a 50 mile radius of a Pulse Point location. This position will take part in Elevance Health's hybrid workforce strategy which includes virtual work and 1-2 days in office per week. The Compliance Manager... 
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Elevance Health

New York, NY
4 hours ago
 ...The systems portfolios are managed primarily by external investment managers; only short-term cash is internally managed. The Compliance Officer will work with the Chief Compliance Officer (CCO) to identify and implement policies and workflows to monitor regulatory... 
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3 days per week

City of New York

New York, NY
3 days ago
 ...The Firm Administration Department of Arnold & Porter has an opening for a Compliance Coordinator. The Compliance Coordinator may be located in Chicago, New York, or Washington, DC office. The Compliance Coordinator is responsible for assisting the Director of Client... 
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Arnold & Porter

New York, NY
2 days ago
The Assistant Vice President of Underwriting & Compliance is responsible for directing the underwriting and compliance activities of the...  ...analytical and quantitative skills to evaluate product and customer profitability. ~ Proven experience leading a team of professionals... 
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Assurant, Inc.

New York, NY
3 hours ago