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The Firm Administration Department of Arnold & Porter has an opening for a Compliance ; The Compliance Coordinator may be located in Chicago, New York, or Washington, DC ; The Compliance Coordinator is responsible for assisting the Director of Client Service & Compliance...
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...Genesis10 is currently seeking a Compliance Business Analyst with our client in the Financial Services industry in their New York location. This is a 6 - 12 month + contract and Hybrid remote position. This is an Onsite Required 3 days in the office per week with potential...
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...Role Overview – Legal & Compliance Analyst:
Join our client, a leading financial advisory firm serving high net worth individuals, families, and charitable institutions, as a Legal & Compliance Analyst. Reporting to the General Counsel and Chief Compliance Officer...
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...The Compliance Specialist provides guidance and ensures compliance with ISO13485 & 21 CFR Part 820 and applicable good manufacturing practice... ...compliance requirements and enforcement are balanced with customer needs and continuous improvement efforts.
Provide Quality...
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Apprenticeship
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...are looking for a business-minded, execution-driven Director, Compliance to join our Compliance team. We are a nimble Compliance... ...regulatory issues impacting MoneyLion's products, business and customers.
Enhance our Compliance Management System to ensure robust...
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Flexible hours
...Description Cayuga Centers is hiring immediately for a Training Compliance Specialist in Auburn, NY or NYC!
Join our team to make a... ...Coordinate compliance checks as needed
Provide excellent customer service to all staff and departments
Assist with the maintenance...
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Immediate start
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Monday to Friday
...Artificial Intelligence Research has developed a powerful engine for customizing investment portfolios and more than $5 billion has been... ..., Citadel and Bridgewater Associates.
Opportunity
As a Compliance Analyst, you'll play the role of coordinating and executing...
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...research / testing, and working with senior team members
Create custom reports using advanced query writing skills
Implement... ...understanding of Private Credit/ABL/CLO or Trade Portfolio/Investment Compliance preferred
Financial software implementation/ project...
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Permanent employment
Local area
Flexible hours
...Description:
Responsibilities:
Assist both the Head, Compliance and Executive, Compliance to monitor the Branchs compliance... ...to the relevant regulatory check all applicable files (Customer List, Board of Directors, SWIFT Payees, Demand Deposit Account...
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Local area
...Description
Job Description Wolf is seeking an experienced Compliance Consultant to join our growing and well-established national... ...training, and evaluation of existing systems and processes. Using a customized approach, our consultants scrutinize and evaluate each...
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Flexible hours
...open up new kinds of opportunity for our more than 40 million customers. We're bringing together the people, ideas and capital that nurture... ...will have responsibility for working with the advisory compliance officer responsible for coverage of the Futures and Options business...
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...utilizing the firm's proprietary, state-of-the-art technology and data platform to optimize their alpha research.
We are seeking a Compliance Analyst to support our growing Legal and Compliance team. This role provides an opportunity to gain hands-on experience by...
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...COMPLIANCE ANALYST AT GLOBAL FINTECH FIRM
Base Salary is $100K to $120K (based upon candidate and experience)
Year-end Bonus; and Excellent Benefits
Solidly established Global FinTech Firm is looking for an experienced individual to work closely with its Team...
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Monday to Friday
...Title: Contract and Compliance Specialist
Department: Finance
Reports to: Director of Budget and Grants Compliance
Location:... ...poverty or exclusion to quality, thriving-wage careers through its customized coaching program and holistic approach to integrating skilled...
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Hourly pay
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Afternoon shift
The Assistant Vice President of Underwriting & Compliance is responsible for directing the underwriting and compliance activities of the... ...analytical and quantitative skills to evaluate product and customer profitability.
~ Proven experience leading a team of professionals...
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Local area
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Shift work
Gen II Fund Services Boston office is seeking an entry level compliance analyst to work with the compliance team in all administrative tasks related to Anti-Money Laundering (AML) and Know Your Customer (KYC) services for new and existing clients/investors.
Administrative...
For contractors
Work experience placement
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2 days per week
...assist with any user issues
Run weekly reports in Real Page
Customize work order details, where needed
Inspect all Bridge and... ...common areas) using standards based on program type to ensure compliance with safety regulations and overall maintenance of buildings...
Full time
Shift work
Monday to Friday
...trusted companies in the industry, we provide platform solutions custom-made for a digitally native ecosystem across three... ...Making.
Build Dream Teams.
Who You Are:
The Legal & Compliance Director will be a Compliance Officer of both the Swap Dealer and...
Holiday work
Local area
Remote job
Flexible hours
...A boutique Hedge Fund is looking bring on a compliance associate in their Connecticut office.
A Global Macro Hedge Fund is looking to bring on a Compliance Associate in their Connecticut office.
Responsibilities:
Assist with MFA Self Exam and SEC Annual Review...
...More about our mission.
Job Description
Head of Product Compliance - North America
We're looking for a Head of Product Compliance... ...them on how to implement regulatory requirements in a customer-oriented way while fully adhering to regulatory requirements;...
Holiday work
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Work from home
Relocation
Home office