Average salary: $80,457 /yearly
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- ...Lumbermens Merchandising Corporation is seeking a Trader who will be responsible for supporting LMC members in becoming competitive lumber dealers. The Trader will manage procurement opportunities, provide exceptional service, and maintain strong relationships with vendors and...Suggested
Lumbermens Merchandising
New York, NY7 hours ago - ...join our client's team! This role requires a Series 24. Responsibilities Act as a liaison for transitioning practices to the broker dealer home office OSJ direct model Collaborates with broker dealer OSJs and shares best practices associated with the home office OSJ...SuggestedHome office
Leeds Professional Resources
Doral, FL2 days ago - ...Broker Dealer client is seeking a Regulatory Reporting professional to join its Finance & Accounting team in New York. This role is responsible for broker-dealer regulatory reporting compliance, with a focus on net capital, customer reserve, and FOCUS reporting. The position...SuggestedRemote work
Phaxis
United States3 days ago - ...New York Self Clearing Broker Dealer is seeking an Accounting Professional with Finance experience to work in a temp to perm role. Our client is searching for a self‑motivated, team‑oriented Accounting Specialist. This coveted position has room for significant growth...SuggestedPermanent employmentTemporary work
ACG Texas
New York, NY4 days ago $70.6k - $139.8k
...Livingston, NJ, to lead client engagements and mentor teams. The ideal candidate has 2+ years of audit experience, preferably in the Broker Dealer sector, and will build strong client relationships. This role offers growth opportunities and competitive compensation ranging from...SuggestedCrowe
Livingston, NJ4 days ago- Toyota of Fayetteville is offering an exciting opportunity to work at a leading dealership recognized among Automotive News' Best Dealerships To Work For in 2022. The company emphasizes career growth and offers numerous pathways in various fields such as Sales, Management...Suggested
Toyota of Fayetteville
Fayetteville, AR4 days ago - ...experienced Vice President, Trade Operations to lead the execution and scaling of brokerage trade operations for our introducing broker dealer platform. This role is responsible for overseeing core trading functions—including Trade Support, Asset Servicing (Corporate...SuggestedTemporary work
State Street Corporation
Fort Worth, TX4 days ago - NACBA is seeking a Regulatory Reporting Associate to manage net capital computations and regulatory reporting activities. This role involves collaboration with Risk Management and Financial Controllers to ensure compliance and accuracy in reporting. The ideal candidate...Suggested
NACBA
Newark, DE1 day ago $120 per hour
Lawyers On Demand Limited is seeking an experienced Financial Services Litigation Attorney for a long-term, fully remote engagement with a large financial institution. The role requires 5+ years of experience in financial services litigation, including securities matters...SuggestedHourly payRemote workLawyers On Demand Limited
Boston, MA1 day ago- ...A financial services company is seeking a Broker Dealer Operations Specialist for their Alternative Investments division. This hybrid role requires 2+ years in brokerage operations and a deep understanding of Alternative Investments. The candidate will support operations...Suggested
Guardian Life
South Bethlehem, NY4 days ago - ...Taurus Search, a leading Financial Institution, is seeking an AVP for their Broker Dealer Regulatory Reporting team in New York City. This role offers a strong work-life balance and hybrid work. Key responsibilities include preparing the daily net capital and customer...Suggested
Taurus Search
New York, NY5 days ago $143k - $180k
...MUFG Bank, Ltd is seeking a VP for their US and Canada Broker Dealer Treasury team in New York. Candidates should have over 7 years of Treasury experience, thorough knowledge of broker dealer products, and strong analytical skills. The role involves managing projects...SuggestedMUFG Bank, Ltd
New York, NY7 hours ago$71.5k - $105.4k
...Horace Mann is seeking a Regional Supervisory Principal – Broker-Dealer responsible for overseeing registered representatives to ensure compliance with FINRA, SEC, and state regulations. This role involves guiding financial professionals on compliance issues, conducting...SuggestedRemote workHorace Mann
Springfield, IL7 hours ago$110k - $145k
...The Vice President of Broker Dealer and Middle Office Operations will lead a team responsible for the clearing, settlement, and operational management of municipal, preferred, and taxable fixed income securities for Nuveen's Separately Managed Accounts (SMA) business....SuggestedWork experience placementWork at officeTeachers Insurance and Annuity Association of America
New York, NY4 days ago- ...Self-clearing broker-dealer seeks Accounts Payable specialist to bring their Accounts Payable Process in-house. The Accounts Payable Specialist will be responsible for managing the full accounts payable function for a registered broker-dealer. This is a stand‑alone role...SuggestedWeekly pay
ACG Texas
New York, NY1 day ago - ...experienced Vice President, Trade Operations to lead the execution and scaling of brokerage trade operations for our introducing broker dealer platform. This role is responsible for overseeing core trading functions—including Trade Support, Asset Servicing (Corporate...Temporary workFlexible hours
State Street Corporation
Dallas, TX4 days ago - ...Manager, U.S. Broker Dealer Regulatory Reporting Requisition ID: 257592 Salary Range: - Purpose The position is chiefly responsible for assisting in the completion of the Securities Exchange Commission Regulation 15c3-3 Customer Reserve Requirement calculation, the preparation...Local area
Scotiabank
Dallas, TX1 day ago - ...join their team in Miami, Florida. The role requires a Series 24 and involves liaising with practices transitioning to the broker dealer home office OSJ direct model, coordinating FINRA filings, and reviewing securities transactions. Qualified candidates should have a...Home office
Leeds Professional Resources
Doral, FL7 hours ago $200k
...Senior Sales Executive Broker-Dealer Advisory Compliance Exchange Group (CXG) is a nationally recognized leader in broker-dealer formation and regulatory advisory. We work directly with founders and financial professionals entering the capital markets industry and...Full timeWork at office- ...T-Mobile Retail Store Manager CHEYENNE | Frontier Mall Dr Arch Telecom- T-Mobile Preferred Dealer Full-time Job Category Retail Overview Job Type : Full-time Description Arch Telecom’s Retail Store Manager (RSM) work as the leader of a Retail Team to bring the T-Mobile...Full time
SALUDOS.com
Cheyenne, WY5 days ago $18.17 - $36.35 per hour
What You'll Do: Principal is seeking a highly motivated individual for a Broker Dealer Operations Associate I position. In this role you'll provide service and administrative assistance to registered representatives, clients, and internal customers. You will communicate...Hourly payPermanent employmentTemporary workWork experience placementH1bImmediate startRemote workPrincipal Global Services LLC
United States20 hours ago$78.5k - $117.7k
...Greater Kansas City, KS Area are strongly preferred ) What You'll Do: The person in this role will be accountable for the sales of Dealer.com products to franchise car dealerships. Additionally, the Regional Sales Manager will be accountable for generating and...Remote workWork from homeFlexible hoursCox Automotive
South Carolina7 hours ago- ...credit applications in Fort Worth, Texas. The role involves analyzing credit applications, mentoring credit analysts, and maintaining dealer relationships while ensuring compliance with market changes. The ideal candidate should have at least 2 years of relevant...Flexible hours
Daimler AG
Fort Worth, TX4 days ago - Gustave A Larson Company is seeking a Territory Sales Manager in Saint Cloud, Minnesota. This full-time position requires a solid understanding of HVAC systems and strong communication skills, focusing on customer satisfaction and sales growth. The ideal candidate will...Full time
Gustave A. Larson
Cloud County, KS4 days ago $1,000 per month
...Job Description The Dealer position is responsible for providing superior service to both the internal and external customer. The position is also responsible for providing prompt, accurate, and courteous dealing service to players in accordance with standard procedures...Local areaRelocation packageBelterra Casino Resort
Florence, IN4 days ago$151.9k - $173.4k
...Broker Dealer Advisory Manager Job Description Compliance Risk Manager will support Capital One’s broker dealers compliance program. Compliance Risk Managers are highly motivated Risk Management professionals with excellent communication skills, strong judgment and decision...Full timePart timeWork at officeLocal areaFlexible hoursCapital One National Association
New York, NY7 hours ago- ...Compliance Manager to support compliance programs focused on advisor licensing and registration. The role requires 2-5+ years in broker-dealer or securities compliance and involves responsibilities like onboarding, audits, and managing compliance systems. Ideal candidates...
Rothschild Wealth Partners
Oak Brook, IL4 days ago - ...growing presence in the United States. As part of our U.S. expansion strategy, we are establishing a boutique, limited scope broker-dealer focused on raising capital for private real estate investment offerings through direct-to-consumer (retail), RIA, and institutional...Work at officeRelocation
Equiton
Dallas, TX3 days ago - ...Chicago • Comprehensive benefits package, including ESOP participation Responsibilities: • Provide legal oversight for broker-dealer activities and advise on regulatory and financial services matters • Serve as the principal legal advisor to executive leadership...Relocation
McCormack Schreiber Legal Search
Chicago, IL7 hours ago $65k - $75k
...Oldcastle APG in Rehoboth, MA is seeking a candidate responsible for sales support functions, such as developing dealer relationships and maintaining P.O.P. material. This is an on-site position requiring travel throughout greater New England. The ideal candidate will...Oldcastle APG
Rehoboth, MA21 hours ago
