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- ...Regional Sales Manager, Dealer Wizard Seeking professionals with OEM or equity mining sales experience, with extensive franchised dealer relationships. Are you driven by building and developing relationships within the Auto motive Retail Industry and eager to contribute...SuggestedH1bWork at officeWork from homeHome officeWork visaFlexible hours
IA American
Tampa, FL2 days ago - ...our client's team! This role requires a Series 24. Responsibilities Act as a liaison for transitioning practices to the broker dealer home office OSJ direct model Collaborates with broker dealer OSJs and shares best practices associated with the home office OSJ...SuggestedHome office
Leeds Professional Resources
Miami, FL4 days ago $20 per hour
...Dealer Trade Clerk Dan Wolf Automotive is looking for a motivated, detail-oriented individual to join our team! As a Dealer Trade Clerk, you will be an integral part of our process. Along with the job responsibilities, you will need strong organizational and multitasking...SuggestedHourly payFull timeMonday to FridayToyota of Naperville
Naperville, IL4 days ago- ...Broker Dealer client is seeking a Regulatory Reporting professional to join its Finance & Accounting team in New York. This role is responsible for broker-dealer regulatory reporting compliance, with a focus on net capital, customer reserve, and FOCUS reporting. The position...SuggestedRemote work
Phaxis
United States3 days ago - Lumbermens Merchandising Corporation in Wayne, Pennsylvania, is looking for a Trader to help position their members as leading lumber dealers. This role requires competitive product sourcing and exceptional customer service. The ideal candidate should have a Bachelor's...Suggested
- ...Job Description Job Description Independent Sales Broker – Construction Implements (Nationwide Dealer Expansion) Company Bear Iron is a U.S.-based manufacturer of durable, non-motorized construction implements built for real-world jobsite use. Our products are...SuggestedFor contractors
Bear Iron Works Ltd
Grand Junction, CO18 days ago - ...New York Self Clearing Broker Dealer is seeking an Accounting Professional with Finance experience to work in a temp to perm role. Our client is searching for a self-motivated, team-oriented Accounting Specialist. This coveted position has room for significant growth...SuggestedPermanent employmentTemporary work
ACG Consulting Group LLC
New York, NY4 days ago - ...Job Description Job Description Job Summary Dealer -Responsible for performing professional table games dealing services while delivering exceptional guest service at assigned table. Dual Rate Supervisor - Responsible for performing professional table games...SuggestedFull timeFlexible hours
Soboba Casino
San Jacinto, CAa month ago - ...tournaments Notify Table Games Leadership immediately of any irregularities or any customer requests which are outside of a Table Games Dealer's authority or knowledge. Provide guests with information on how to play the game if requested. Must adhere to regulatory,...SuggestedLocal areaImmediate start
Jamul Indian Village Development Corpora
Jamul, CA2 days ago - ...essential duty satisfactorily. Must be at least 21 years of age. High school diploma or equivalent required. Completion of dealer training or previous casino dealing experience required. Must be fast and accurate in handling chips and cash. Six (6) months...SuggestedPart time
Jamul Indian Village Development Corpora
Jamul, CA28 days ago - ...Job Description Job Description The Dealer – Poker & Blackjack is responsible for providing exceptional guest service while professionally dealing poker and blackjack games. This role ensures accuracy in game procedures, handles wagers and payouts correctly, and maintains...SuggestedPart timeShift workAfternoon shiftWeekday work
Morongo Casino Resort Spa
Cabazon, CA5 days ago - ...growing presence in the United States. As part of our U.S. expansion strategy, we are establishing a boutique, limited scope broker-dealer focused on raising capital for private real estate investment offerings through direct-to-consumer (retail), RIA, and institutional...SuggestedWork at officeRelocation
Equiton
Dallas, TX3 days ago $118k - $188k
...The Vice President of Broker Dealer and Middle Office Operations will lead a team responsible for the clearing, settlement, and operational management of municipal, preferred, and taxable fixed income securities for Nuveen's Separately Managed Accounts (SMA) business....SuggestedWork experience placementWork at officeNuveen
New York, NY9 days ago- ...Product Manager - Salesforce and Broker Dealer Location: Prefer MN but open to National (travel required to MN 3-4 times annually) Job Functions 1. Product Innovation - Develop, Own, and Execute the Product Roadmap Builds consensus with senior leadership regarding...SuggestedWork at office
C4 Technical Services
Plymouth, MN2 days ago $151.9k - $173.4k
...Broker Dealer Advisory Manager Job Description The Compliance Risk Manager will support Capital One's broker dealers compliance program. Compliance Risk Managers are highly motivated Risk Management professionals with excellent communication skills, strong judgment and...SuggestedFull timePart timeWork at officeLocal areaFlexible hoursCapital One
McLean, VA4 days ago$150k - $180k
...details for this role. Job Description: We are seeking a highly experienced and detail-oriented VP candidate to support our Broker-Dealer Regulatory Reporting team. This role is responsible for the preparation, review, and oversight of all SEC financial responsibility...Work at officeLocal areaWork from homeFlexible hoursTD Bank
New York, NY4 days ago- ...experienced Vice President, Trade Operations to lead the execution and scaling of brokerage trade operations for our introducing broker dealer platform. This role is responsible for overseeing core trading functions-including Trade Support, Asset Servicing (Corporate...Temporary workFlexible hours
State Street Corporation
Dallas, TX1 day ago - ...PIMCO is seeking a Compliance Officer to join its Legal and Compliance Department. This role will handle broker-dealer compliance responsibilities, including overseeing the Licensing & Registration function and managing compliance programs for e-surveillance and conflicts...
LGBT Great
Newport Beach, CA3 days ago $113.84k - $170.76k
...market, credit, operational, etc.) for the CGMI legal entity. This entity is a key part of Citi's operations, acting as a US broker-dealer, a Futures Commission Merchant (FCM), and a Swap Dealer. In addition to this direct oversight, our team has a wider mandate. We...Full timeCitigroup Inc
Tampa, FL1 day ago$200k - $235k
...compliance in everything we do. Join us and help build the future of global investing! About the Role: As Managing Director, Broker Dealer FINOP, you will be responsible for the regulatory financial reporting and compliance for the company's broker dealers. You will...Full timeWork at officeWorldwideDriveWealth
New York, NY7 hours ago$200k
...Senior Sales Executive Broker-Dealer Advisory Compliance Exchange Group (CXG) is a nationally recognized leader in broker-dealer formation and regulatory advisory. We work directly with founders and financial professionals entering the capital markets industry and...Full timeWork at office- ...on a project basis. This role is hybrid out of St. Petersburg, FL. Responsibilities Perform end‑to‑end reconciliations for broker‑dealer accounts using IntelliMatch Research and resolve breaks, discrepancies, and unmatched items Partner with operations, accounting, and...Hourly payContract workLocal areaFlexible hoursShift work
Talent Shift
Florida, FL1 day ago $110k - $140k
...Analyst, Sales & Trading (US Equities/Options Broker-Dealer) New York, NY Galaxy is a global leader in digital assets and data center infrastructure, delivering solutions that accelerate progress in finance and artificial intelligence. We believe that blockchain...Work at officeLocal areaFlexible hoursGalaxy USA
New York, NY4 days ago- ...project basis. This role is hybrid out of St. Petersburg, FL. Responsibilities Perform end-to-end reconciliations for broker-dealer accounts using IntelliMatch Research and resolve breaks, discrepancies, and unmatched items Partner with operations,...Contract workShift work
Talent Shift
Saint Petersburg, FL2 days ago $70.6k - $139.8k
...Livingston, NJ, to lead client engagements and mentor teams. The ideal candidate has 2+ years of audit experience, preferably in the Broker Dealer sector, and will build strong client relationships. This role offers growth opportunities and competitive compensation ranging from...$15 per hour
...Dealer Academy Night Job Category: Entertainment, Gambling, Personal Care, Service Related Workers Requisition Number: DEALE007871 Part-Time Rising Star Casino | RSC Rising Sun, IN 47040, USA Description • You must be able to obtain an Indiana Occupational...Part timeFlexible hoursNight shiftRising Star Casino Resort
Rising Sun, IN2 days ago- Come join our team and be part of one of the region's largest family owned Dealership Groups. Nissan of Smithtown is looking for Accounting Office Personnel! Be part of one of the industries best performing brands, in a store and group that understands how valuable personnel...Work at office
Nissan Smithtown Inc
New York State21 hours ago $200k
A leading advisory firm seeks a Senior Sales Executive in Suffolk County, NY, to drive high-value advisory engagements. The ideal candidate is a disciplined professional with a strong understanding of FINRA/SEC regulations and a proven track record in B2B consultative sales...Full time- Taurus Search, a leading Financial Institution, is seeking an AVP for their Broker Dealer Regulatory Reporting team in New York City. This role offers a strong work-life balance and hybrid work. Key responsibilities include preparing the daily net capital and customer...
- Bci Miami is seeking a Broker-Dealer Intern in Miami, FL. This internship offers hands-on exposure to sales & trading, capital markets, and operations/compliance within a regulated securities environment. Interns will be involved in market monitoring, research, and preparation...Internship
