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- ...Overview Regional Sales Manager, Dealer Wizard Seeking professionals with OEM or equity mining sales experience, with extensive franchised dealer relationships. Are you driven by building and developing relationships within the Automotive Retail Industry and eager to contribute...SuggestedH1bWork at officeWork from homeHome officeWork visaFlexible hours
iA American Warranty Group
Waco, TX3 days ago - Regional Sales Manager, Dealer Wizard Seeking professionals with OEM or equity mining sales experience, with extensive franchised dealer relationships. This position is a great opportunity to elevate your earnings potential and advance with a company highly recognized within...SuggestedHome officeWork visaFlexible hours
- ...our client's team! This role requires a Series 24. Responsibilities Act as a liaison for transitioning practices to the broker dealer home office OSJ direct model Collaborates with broker dealer OSJs and shares best practices associated with the home office OSJ...SuggestedHome office
Leeds Professional Resources
Miami, FL3 days ago $17 - $20 per hour
...Job Full Description Dealer Trade Clerk Location: Moline Shift: 1st Shift Pay: $17-$20 per hour Job Summary We are seeking a detail-oriented Dealer Trade Clerk to support dealership operations by coordinating dealer trades and processing...SuggestedHourly payWork at officeShift workDay shiftExpress Employment Professionals Defunct
Moline, IL3 days ago$20 per hour
...Dealer Trade Clerk Dan Wolf Automotive is looking for a motivated, detail-oriented individual to join our team! As a Dealer Trade Clerk, you will be an integral part of our process. Along with the job responsibilities, you will need strong organizational and multitasking...SuggestedHourly payFull timeMonday to FridayToyota of Naperville
Naperville, IL3 days ago- ...Broker Dealer client is seeking a Regulatory Reporting professional to join its Finance & Accounting team in New York. This role is responsible for broker-dealer regulatory reporting compliance, with a focus on net capital, customer reserve, and FOCUS reporting. The position...SuggestedRemote work
Phaxis
United States2 days ago - ...Job Description Job Description Independent Sales Broker – Construction Implements (Nationwide Dealer Expansion) Company Bear Iron is a U.S.-based manufacturer of durable, non-motorized construction implements built for real-world jobsite use. Our products are...SuggestedFor contractors
Bear Iron Works Ltd
Grand Junction, CO17 days ago - Lumbermens Merchandising Corporation in Wayne, Pennsylvania, is looking for a Trader to help position their members as leading lumber dealers. This role requires competitive product sourcing and exceptional customer service. The ideal candidate should have a Bachelor's...Suggested
- ...New York Self Clearing Broker Dealer is seeking an Accounting Professional with Finance experience to work in a temp to perm role. Our client is searching for a self-motivated, team-oriented Accounting Specialist. This coveted position has room for significant growth...SuggestedPermanent employmentTemporary work
ACG Consulting Group LLC
New York, NY3 days ago - ...growing presence in the United States. As part of our U.S. expansion strategy, we are establishing a boutique, limited scope broker-dealer focused on raising capital for private real estate investment offerings through direct-to-consumer (retail), RIA, and institutional...SuggestedWork at officeRelocation
Equiton
Dallas, TX2 days ago - ...Operations Representative II - Broker Dealer At OneAmerica Financial, our purpose is to create more certainty for our customers that leads to better moments, every day. Our commitment is to advance stability and growth in every solution and relationship. We deliver...SuggestedFull timePart timeWork experience placementWork at officeLocal areaRemote workWork from homeFlexible hours
Employment Opportunities Inc
Indianapolis, IN1 day ago - ...on a project basis. This role is hybrid out of St. Petersburg, FL. Responsibilities Perform end‑to‑end reconciliations for broker‑dealer accounts using IntelliMatch Research and resolve breaks, discrepancies, and unmatched items Partner with operations, accounting, and...SuggestedHourly payContract workLocal areaFlexible hoursShift work
Talent Shift
Florida, FL5 days ago $151.9k - $173.4k
...Broker Dealer Advisory Manager Job Description The Compliance Risk Manager will support Capital One's broker dealers compliance program. Compliance Risk Managers are highly motivated Risk Management professionals with excellent communication skills, strong judgment and...SuggestedFull timePart timeWork at officeLocal areaFlexible hoursCapital One
McLean, VA3 days ago- ...Product Manager - Salesforce and Broker Dealer Location: Prefer MN but open to National (travel required to MN 3-4 times annually) Job Functions 1. Product Innovation - Develop, Own, and Execute the Product Roadmap Builds consensus with senior leadership regarding...SuggestedWork at office
C4 Technical Services
Plymouth, MN1 day ago $150k - $180k
...details for this role. Job Description: We are seeking a highly experienced and detail-oriented VP candidate to support our Broker-Dealer Regulatory Reporting team. This role is responsible for the preparation, review, and oversight of all SEC financial responsibility...SuggestedWork at officeLocal areaWork from homeFlexible hoursTD Bank
New York, NY3 days ago$118k - $188k
...The Vice President of Broker Dealer and Middle Office Operations will lead a team responsible for the clearing, settlement, and operational management of municipal, preferred, and taxable fixed income securities for Nuveen's Separately Managed Accounts (SMA) business....Work experience placementWork at officeNuveen
Minneapolis, MN8 days ago$162.01k - $190.6k
...Manager, Broker-Dealer Compliance – Montgomery, AL. The Institutional Compliance team supports the Institutional Product Group to develop effective compliance programs to meet regulatory obligations across Coinbase's business. Responsibilities Provide senior compliance...Full timeLocal areaCoinbase
Montgomery, AL2 days ago- ...PIMCO is seeking a Compliance Officer to join its Legal and Compliance Department. This role will handle broker-dealer compliance responsibilities, including overseeing the Licensing & Registration function and managing compliance programs for e-surveillance and conflicts...
LGBT Great
Newport Beach, CA1 day ago $113.84k - $170.76k
...Vice President, US Broker Dealer Risk Management This is an opportunity for a risk professional to join the Citigroup Global Markets, Inc. (CGMI) CRO team. The team's responsibilities are distinct and broad. Primarily, the team is responsible for the direct risk...Full timeCiti
Tampa, FL3 days ago$200k - $235k
...compliance in everything we do. Join us and help build the future of global investing! About the Role: As Managing Director, Broker Dealer FINOP, you will be responsible for the regulatory financial reporting and compliance for the company's broker dealers. You will...Full timeWork at officeWorldwideDriveWealth
New York, NY4 days ago- ...experienced Vice President, Trade Operations to lead the execution and scaling of brokerage trade operations for our introducing broker dealer platform. This role is responsible for overseeing core trading functions-including Trade Support, Asset Servicing (Corporate...Temporary workFlexible hours
State Street Corporation
Dallas, TX5 days ago $200k
...Senior Sales Executive Broker-Dealer Advisory Compliance Exchange Group (CXG) is a nationally recognized leader in broker-dealer formation and regulatory advisory. We work directly with founders and financial professionals entering the capital markets industry and...Full timeWork at office- ...project basis. This role is hybrid out of St. Petersburg, FL. Responsibilities Perform end-to-end reconciliations for broker-dealer accounts using IntelliMatch Research and resolve breaks, discrepancies, and unmatched items Partner with operations,...Contract workShift work
Talent Shift
Saint Petersburg, FL1 day ago $110k - $140k
...Analyst, Sales & Trading (US Equities/Options Broker-Dealer) New York, NY Galaxy is a global leader in digital assets and data center infrastructure, delivering solutions that accelerate progress in finance and artificial intelligence. We believe that blockchain...Work at officeLocal areaFlexible hoursGalaxy USA
New York, NY3 days ago$97.9k - $146.8k
...Mutual of America Financial Group Job Title: Lead Compliance, Broker / Dealer Location: Boca Raton, FL (hybrid) Who We Are: At Mutual of America Financial Group, we help people build the assets they need to achieve greater financial security. Our...Work at officeMutual of America
Boca Raton, FL3 days ago- Taurus Search, a leading Financial Institution, is seeking an AVP for their Broker Dealer Regulatory Reporting team in New York City. This role offers a strong work-life balance and hybrid work. Key responsibilities include preparing the daily net capital and customer...
- Bci Miami is seeking a Broker-Dealer Intern in Miami, FL. This internship offers hands-on exposure to sales & trading, capital markets, and operations/compliance within a regulated securities environment. Interns will be involved in market monitoring, research, and preparation...Internship
- ...Manager, U.S. Broker Dealer Regulatory Reporting Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing...Local area
Scotiabank
Dallas, TX5 days ago $15 per hour
...Dealer Academy Night Job Category: Entertainment, Gambling, Personal Care, Service Related Workers Requisition Number: DEALE007871 Part-Time Rising Star Casino | RSC Rising Sun, IN 47040, USA Description • You must be able to obtain an Indiana Occupational...Part timeFlexible hoursNight shiftRising Star Casino Resort
Rising Sun, IN1 day ago$18 - $23 per hour
National Powersport Auctions, based in California, is hiring for a full-time remote Call Center Representative. The role includes promoting auctions and providing information about the company's products. Applicants must possess strong communication skills and some customer...Hourly payFull timeRemote workCycle Express, LLC
California, MO2 days ago
