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  •  ...Overview Regional Sales Manager, Dealer Wizard Seeking professionals with OEM or equity mining sales experience, with extensive franchised dealer relationships. Are you driven by building and developing relationships within the Automotive Retail Industry and eager to contribute... 
    Suggested
    H1b
    Work at office
    Work from home
    Home office
    Work visa
    Flexible hours

    iA American Warranty Group

    Waco, TX
    3 days ago
  •  ...Job Description Job Description Independent Sales Broker – Construction Implements (Nationwide Dealer Expansion) Company Bear Iron is a U.S.-based manufacturer of durable, non-motorized construction implements built for real-world jobsite use. Our products are... 
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    For contractors

    Bear Iron Works Ltd

    Grand Junction, CO
    17 days ago
  •  ...tournaments Notify Table Games Leadership immediately of any irregularities or any customer requests which are outside of a Table Games Dealer's authority or knowledge. Provide guests with information on how to play the game if requested. Must adhere to regulatory,... 
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    Local area
    Immediate start

    Jamul Indian Village Development Corpora

    Jamul, CA
    1 day ago
  •  ...Job Description Job Description Job Summary Dealer -Responsible for performing professional table games dealing services while delivering exceptional guest service at assigned table. Dual Rate Supervisor - Responsible for performing professional table games... 
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    Full time
    Flexible hours

    Soboba Casino

    San Jacinto, CA
    a month ago
  •  ...essential duty satisfactorily. Must be at least 21 years of age. High school diploma or equivalent required. Completion of dealer training or previous casino dealing experience required. Must be fast and accurate in handling chips and cash. Six (6) months... 
    Suggested
    Part time

    Jamul Indian Village Development Corpora

    Jamul, CA
    27 days ago
  •  ...Job Description Job Description The Dealer – Poker & Blackjack is responsible for providing exceptional guest service while professionally dealing poker and blackjack games. This role ensures accuracy in game procedures, handles wagers and payouts correctly, and maintains... 
    Suggested
    Part time
    Shift work
    Afternoon shift
    Weekday work

    Morongo Casino Resort Spa

    Cabazon, CA
    4 days ago
  •  ...our client's team! This role requires a Series 24. Responsibilities Act as a liaison for transitioning practices to the broker dealer home office OSJ direct model Collaborates with broker dealer OSJs and shares best practices associated with the home office OSJ... 
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    Home office

    Leeds Professional Resources

    Miami, FL
    3 days ago
  • $20 per hour

     ...Dealer Trade Clerk Dan Wolf Automotive is looking for a motivated, detail-oriented individual to join our team! As a Dealer Trade Clerk, you will be an integral part of our process. Along with the job responsibilities, you will need strong organizational and multitasking... 
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    Hourly pay
    Full time
    Monday to Friday

    Toyota of Naperville

    Naperville, IL
    3 days ago
  • $17 - $20 per hour

     ...Job Full Description Dealer Trade Clerk Location: Moline Shift: 1st Shift Pay: $17-$20 per hour Job Summary We are seeking a detail-oriented Dealer Trade Clerk to support dealership operations by coordinating dealer trades and processing... 
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    Hourly pay
    Work at office
    Shift work
    Day shift

    Express Employment Professionals Defunct

    Moline, IL
    3 days ago
  •  ...Broker Dealer client is seeking a Regulatory Reporting professional to join its Finance & Accounting team in New York. This role is responsible for broker-dealer regulatory reporting compliance, with a focus on net capital, customer reserve, and FOCUS reporting. The position... 
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    Remote work

    Phaxis

    United States
    2 days ago
  • Lumbermens Merchandising Corporation in Wayne, Pennsylvania, is looking for a Trader to help position their members as leading lumber dealers. This role requires competitive product sourcing and exceptional customer service. The ideal candidate should have a Bachelor's... 
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    Lumbermens Merchandising Corporation

    Wayne, PA
    4 days ago
  •  ...New York Self Clearing Broker Dealer is seeking an Accounting Professional with Finance experience to work in a temp to perm role. Our client is searching for a self-motivated, team-oriented Accounting Specialist. This coveted position has room for significant growth... 
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    Permanent employment
    Temporary work

    ACG Consulting Group LLC

    New York, NY
    3 days ago
  •  ...growing presence in the United States. As part of our U.S. expansion strategy, we are establishing a boutique, limited scope broker-dealer focused on raising capital for private real estate investment offerings through direct-to-consumer (retail), RIA, and institutional... 
    Suggested
    Work at office
    Relocation

    Equiton

    Dallas, TX
    2 days ago
  •  ...on a project basis. This role is hybrid out of St. Petersburg, FL. Responsibilities Perform end‑to‑end reconciliations for broker‑dealer accounts using IntelliMatch Research and resolve breaks, discrepancies, and unmatched items Partner with operations, accounting, and... 
    Suggested
    Hourly pay
    Contract work
    Local area
    Flexible hours
    Shift work

    Talent Shift

    Florida, FL
    12 hours ago
  •  ...Operations Representative II - Broker Dealer At OneAmerica Financial, our purpose is to create more certainty for our customers that leads to better moments, every day. Our commitment is to advance stability and growth in every solution and relationship. We deliver... 
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    Full time
    Part time
    Work experience placement
    Work at office
    Local area
    Remote work
    Work from home
    Flexible hours

    Employment Opportunities Inc

    Indianapolis, IN
    1 day ago
  •  ...experienced Vice President, Trade Operations to lead the execution and scaling of brokerage trade operations for our introducing broker dealer platform. This role is responsible for overseeing core trading functions-including Trade Support, Asset Servicing (Corporate... 
    Temporary work
    Flexible hours

    State Street Corporation

    Dallas, TX
    12 hours ago
  • $113.84k - $170.76k

     ...Vice President, US Broker Dealer Risk Management This is an opportunity for a risk professional to join the Citigroup Global Markets, Inc. (CGMI) CRO team. The team's responsibilities are distinct and broad. Primarily, the team is responsible for the direct risk... 
    Full time

    Citi

    Tampa, FL
    3 days ago
  •  ...PIMCO is seeking a Compliance Officer to join its Legal and Compliance Department. This role will handle broker-dealer compliance responsibilities, including overseeing the Licensing & Registration function and managing compliance programs for e-surveillance and conflicts... 

    LGBT Great

    Newport Beach, CA
    2 days ago
  • $200k - $235k

     ...compliance in everything we do. Join us and help build the future of global investing! About the Role: As Managing Director, Broker Dealer FINOP, you will be responsible for the regulatory financial reporting and compliance for the company's broker dealers. You will... 
    Full time
    Work at office
    Worldwide

    DriveWealth

    New York, NY
    4 days ago
  • $118k - $188k

     ...The Vice President of Broker Dealer and Middle Office Operations will lead a team responsible for the clearing, settlement, and operational management of municipal, preferred, and taxable fixed income securities for Nuveen's Separately Managed Accounts (SMA) business.... 
    Work experience placement
    Work at office

    Nuveen

    Charlotte, NC
    8 days ago
  • $200k

     ...Senior Sales Executive Broker-Dealer Advisory Compliance Exchange Group (CXG) is a nationally recognized leader in broker-dealer formation and regulatory advisory. We work directly with founders and financial professionals entering the capital markets industry and... 
    Full time
    Work at office

    Compliance Exchange Group

    Smithtown, NY
    3 days ago
  •  ...project basis. This role is hybrid out of St. Petersburg, FL. Responsibilities Perform end-to-end reconciliations for broker-dealer accounts using IntelliMatch Research and resolve breaks, discrepancies, and unmatched items Partner with operations,... 
    Contract work
    Shift work

    Talent Shift

    Saint Petersburg, FL
    1 day ago
  • $110k - $140k

     ...Analyst, Sales & Trading (US Equities/Options Broker-Dealer) New York, NY Galaxy is a global leader in digital assets and data center infrastructure, delivering solutions that accelerate progress in finance and artificial intelligence. We believe that blockchain... 
    Work at office
    Local area
    Flexible hours

    Galaxy USA

    New York, NY
    3 days ago
  • $151.9k - $173.4k

     ...Broker Dealer Advisory Manager Job Description The Compliance Risk Manager will support Capital One's broker dealers compliance program. Compliance Risk Managers are highly motivated Risk Management professionals with excellent communication skills, strong judgment and... 
    Full time
    Part time
    Work at office
    Local area
    Flexible hours

    Capital One

    Richmond, VA
    3 days ago
  •  ...Product Manager - Salesforce and Broker Dealer Location: Prefer MN but open to National (travel required to MN 3-4 times annually) Job Functions 1. Product Innovation - Develop, Own, and Execute the Product Roadmap Builds consensus with senior leadership regarding... 
    Work at office

    C4 Technical Services

    Plymouth, MN
    1 day ago
  • $150k - $180k

     ...details for this role. Job Description: We are seeking a highly experienced and detail-oriented VP candidate to support our Broker-Dealer Regulatory Reporting team. This role is responsible for the preparation, review, and oversight of all SEC financial responsibility... 
    Work at office
    Local area
    Work from home
    Flexible hours

    TD Bank

    New York, NY
    3 days ago
  • $70.6k - $139.8k

     ...Livingston, NJ, to lead client engagements and mentor teams. The ideal candidate has 2+ years of audit experience, preferably in the Broker Dealer sector, and will build strong client relationships. This role offers growth opportunities and competitive compensation ranging from... 

    Crowe

    Livingston, NJ
    3 days ago
  • Taurus Search, a leading Financial Institution, is seeking an AVP for their Broker Dealer Regulatory Reporting team in New York City. This role offers a strong work-life balance and hybrid work. Key responsibilities include preparing the daily net capital and customer... 

    Taurus Search

    New York, NY
    2 days ago
  • $200k

    A leading advisory firm seeks a Senior Sales Executive in Suffolk County, NY, to drive high-value advisory engagements. The ideal candidate is a disciplined professional with a strong understanding of FINRA/SEC regulations and a proven track record in B2B consultative sales...
    Full time

    CXG Holdings Inc

    Smithtown, NY
    4 days ago
  • Bci Miami is seeking a Broker-Dealer Intern in Miami, FL. This internship offers hands-on exposure to sales & trading, capital markets, and operations/compliance within a regulated securities environment. Interns will be involved in market monitoring, research, and preparation... 
    Internship

    Bci Miami

    Miami, FL
    12 hours ago