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...thoughtful, and fun.
WHO ARE WE LOOKING FOR?
We are seeking an energetic and reliable professional to join our Legal and Compliance Team as a Director of Compliance, Banking, and Custody and report into the General Counsel and Chief Compliance Officer of Vestwell. You...
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...Position Summary
Guggenheim Investments is looking for a Senior Compliance Manager & Senior Regulatory Counsel to join the Compliance... ...global asset manager and investment advisor, and Guggenheim Securities, a leading investment banking and capital markets business....
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...Prevention Program (RAPP).
Under administrative direction of the Senior Director of Administration Planning Operations and Emergency Support Services, the Director of Contracts and Compliance with wide latitude for independent judgment, is responsible for the daily administration...
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...Who You Are:
The Legal & Compliance Director will be a Compliance Officer of both the Swap Dealer and the Commodity Pool Operator/Commodity Trade Advisor and will be responsible for establishing, maintaining and developing Galaxy's related compliance program for the...
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...Disagree Transparently.
Encourage Independent Decision-Making.
Build Dream Teams.
Who You Are:
The Legal & Compliance Director will be a Compliance Officer of both the Swap Dealer and the Commodity Pool Operator/Commodity Trade Advisor and will be responsible...
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...BitGo - Director of Compliance Monitoring & Testing
BitGo is the leader in digital asset financial services, providing institutional investors with liquidity, custody, and security solutions. Founded in 2013, BitGo pioneered the multi-signature wallet and is the first...
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The Chief Compliance Officer of Park Avenue Securities (PAS) will be responsible for representing the firm to regulatory bodies and other key constituents... ...to our senior leadership teams and the PAS Board of Directors via leadership and management meetings.
This...
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Offshore
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2 days per week
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...This position reports to the Vice President, Compliance Officer for Nuveen Americas Distribution Compliance, who is responsible for contributing... ...of strategy, and managing the execution of the Nuveen Securities, LLC and Nuveen Canada Company, Compliance Programs. Nuveen...
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...TaunusTurm in Frankfurt, and Mission Rock in San Francisco.
Summary of the Position:
An independent self-starter to serve as senior compliance officer on the Advisers Act and other relevant regulatory requirements. Candidate will be responsible for analyzing new rules and...
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Full time
Local area
Flexible hours
**Security & Delivery Driver Compliance Associate**
* Warrensburg, NY
* Full-Time
* Compliance
* Security & Delivery Driver Compliance Associate
**About Etain:**
Etain Health is New Yorks only family-run, women owned and operated medical marijuana company. We...
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Full time
Outdoor
...Senior Director, Grant Administration & Compliance
Capital Programs
Move forward with us! At NJ TRANSIT, you'll join us in transforming the third... ...implements long-term agency-wide grant funding strategies for securing additional capital funding sources. Directs the...
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Permanent employment
Flexible hours
...Director, Government Contract Compliance
505 8th Ave, New York, NY 10018, USA
Req #2422
Tuesday, April 2, 2024
ABOUT US: - We believe that everyone deserves a home!
Breaking Ground operates nearly 4,000 units of housing across New York City, along with housing...
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...Job Title Assistant Director of Athletics for Compliance Campus Jersey City Campus Department Athletics Full Time, Part Time, Adjunct Job Description
The Assistant Director of Athletics for Compliance reports to the Director of Athletics and serves as a member of the...
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Part time
Local area
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...have in this role:
Being a member of the Risk Align Compliance team, the Associate Director will assist in evaluation and monitoring of key... ...best practices.
Working knowledge of banking and securities laws.
Project management experience.
A highly...
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Worldwide
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...Assistant Director of Security
Position: Assistant Director of Security (Full time #538935)
Property / Office: Mandarin Oriental, New... ...with Mandarin Oriental corporate guidelines, and insuring compliance to all local, state and federal regulations. While also taking...
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Full time
Local area
...implement comprehensive strategies, policies, and procedures to identify and mitigate risks, ensure compliance with industry regulations, and respond effectively to security incidents.
Duties and Responsibilities
Spearhead an ongoing risk analysis methodology to...
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Worldwide
...monitoring and auditing of mitigation agreements related to national security, CFIUS experience a plus but not required
Play a visible... ...advanced knowledge of commonly used IT governance, risk and compliance frameworks
Identify solutions, create incident response...
Local area
Overseas
...Job Description
Tradeweb's Security Operations team is on the front lines, protecting Tradeweb's client and employees from the constantly... ...with key business stakeholders, particularly those in our Compliance, Infrastructure, and Risk organizations.
Publish related...
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Immediate start
Work from home
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...leveraged loans and high yield bonds to privately negotiated senior secured debt and mezzanine investments, asset-based leasing and... ...investment processes.
Position Description
This is a generalist compliance position that will primarily support a newly registered Broker...
Work experience placement
Local area
Work from home
...Title: Executive Director & Clinical Compliance Officer
Location: Midtown
Org Unit: Compliance and Privacy Office
Work Days: Monday-Friday
Exemption Status: Exempt
Salary Range: $225,400.00 - $262,500.00
* As required under NYC Human Rights Law Int 120...
Local area
Monday to Friday
