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..., W. R. Berkley Corporation has grown from a small investment management firm into one of the largest commercial lines property and casualty... ...for future growth.
Responsibilities:
The HR Compliance Manager is responsible for defining and documenting policies and...
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Worldwide
...Compliance Manager role with low cost medical coverage, generous paid time off and 403B Retirment plan with company match
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...Team is looking for an Analyst and Associate level compliance Business analyst to support a project. The... ...Fraud related items.
Required Experience:
Financial services background
Operations
Risk management
They do not need to be technical.
3-5...
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...Asset management company located in Stamford Connecticut looking to bring on board a "Compliance Analyst to join their team. They are currently in office (2 days a week).
Responsibilities:
*Assist the Senior Associate, Compliance in facilitating the ongoing review...
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2 days per week
...their goals. In short, We Enable Possibility?.
Job Summary
We are seeking a candidate to join our finance group as a Manager of Financial Consolidation, Corporate Finance located in White Plains, NY. The Corporate Finance Manager is a critical part of the...
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...What You'll Do
IMA's Certificate Compliance (IMACC) team is seeking a Managing Director to join our group! This role will lead the IMACC team as an... ...responsibilities comprising this position.
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The IMA Financial Group, Inc. provides equal employment opportunities (...
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Flexible hours
Overview:
Manages the compliance program for insurance sales partnerships, including agents, brokers, managing general agents, third party administrators, and other sales, marketing, and distribution partners. Develops and implements compliance policies and procedures...
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...finance, accounting, business initiatives by managing documentation and enforcing U.S. GAAP... ...adequate domestic and international financial statements.
Responsibilities:
Support... ...guidance
Benchmark and ensure compliance with U.S. GAAP, IFRS, Sarbanes-Oxley Act...
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Local area
...world's largest digital currency asset manager. Through its family of investment products... ...Summary:
Grayscale is seeking a Compliance Analyst to help further support the Firm... ...accreditation
~ Suspicious activity reporting to financial authorities
~ Proficiency in the use...
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Flexible hours
$140k - $160k
...About the job
Responsibilities:
Assist in the management of the preparation of the Consolidated Financial statements and reporting to external and internal... ...ensure all reporting is timely, accurate and in compliance with IFRS.
Evaluate specific business transactions...
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Local area
...Looking for a Registered Client Associate / Licensed Wealth Management Associate with at least 3 years of experience in financial services. Candidate must have the skill set, drive, and determination to work with all clients. It is a vital component to be comfortable...
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Local area
Day shift
...procedures are reasonably designed to achieve compliance with applicable regulations.
*... ...handling generated by the firm's order management systems, trade reporting systems, surveillance... .../or equivalent work experience in the financial industry, especially with Trading...
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Work experience placement
Local area
Flexible hours
Monday to Friday
Overview:
Director of Compliance and Regulatory Affairs Overview
The primary function of this position is to direct and provide... ...will be responsible for planning, implementing, and managing a compliance and regulatory affairs program for Somnia and its...
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Part time
Work experience placement
Trexquant is a growing systematic fund manager with a core team of highly accomplished technologists... ...and become the manager of regulatory compliance for a systematic investment firm (for... ..., trading firm, regulatory group or financial regulator.
~ Systematic trading...
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Casual work
Morgan Stanley is a leading global financial services firm providing a wide range of investment... ...banking, securities, investment management and wealth management services. The Firm... ...Professionals within Legal and Compliance provide a wide range of services to our...
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Full time
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Worldwide
3 days per week
...is a globally recognized, award-winning financial institution that has been in continuous... ...currently has aggregate assets under management and assets under administration of approximately... ...candidate will report to the Chief Compliance Officer of 50 South and also the Alpha...
Flexible hours
...2 day onsite
Duration : 12+ months
Project Overview
The Financial Systems Analyst (FSA) helps Business Services division under Chief... ...information and reports are produced and delivered to senior management on a timely basis.
Job Functions & Responsibilities...
Permanent employment
...regularly recognized as a leader in the financial services industry.
What will be your... ...:
Reporting to the Financial Control Manager, the Financial Control Associate will be... ...various audit requests to ensure the Group's compliance with securities and financial...
Remote job
...technology tools. We service clients from various industries including financial services, media & entertainment, real estate & construction,... ...and securities regulation, electronic discovery, risk management and investigating situations where clients detect a problem....
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...Job Description:
The Director of Student Financial Assistance is a key member of the Enrollment Management Team and reports to the AVP and Dean (Enrollment... ...;
Ensures the appropriate implementation and compliance of all Title IV Federal Student Aid Programs,...
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