Average salary: $62,500 /yearly
More statsSearch Results: 24 vacancies
...for appropriate insurance licenses within 14 days of entry into the job, max of 2 attempts at Life and Health exam. Must pass the CRD/FINRA background check at hire and ongoing, as the training program criteria requires Financial Representatives to obtain securities...
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Full time
Traineeship
Home office
Relocation package
...prior work related experience, such as broker dealer, trade surveillance, OBA review, suitability or best interest review, etc.
~ FINRA Series 7, 24, & 66 required.
~ Strong knowledge of all securities products including stocks, bonds, mutual funds, & annuities.
~...
Suggested
Permanent employment
Temporary work
Work experience placement
H1b
Flexible hours
...placements, various US and offshore fund structures, real estate (debt and equity), high yield debt, and/or alternative lending.
~ FINRA licensing is required including the SIE or equivalent, series 7 and series 24. If not already licensed, must obtain all licenses...
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Permanent employment
Temporary work
Work experience placement
Remote job
Offshore
H1b
Flexible hours
Night shift
...education, credit history and criminal records
~ If the position is in the SIG business unit or if we are holding securities licenses, FINRA regulations require fingerprinting for this position; if we are holding securities licenses, a credit check will also be required....
Suggested
Holiday work
Temporary work
Casual work
Local area
...Life and Variable Life insurance license in state of residence within 60 days of hire, with appointment within 120 days of hire
FINRA Series SIE, 6 and 63 exams are also required within 6 months of hire
Maintaining all applicable licenses is required for continued...
Suggested
Permanent employment
Temporary work
Work experience placement
Remote job
H1b
Flexible hours
...school diploma or general education degree (GED) and at least 1 year working directly with a broker-dealer, RIA, or insurance.
FINRA Series 6 or 7 preferred, but not required. Must become a non-registered fingerprint person of Brokers Financial.
Employee Benefits...
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Temporary work
Casual work
Flexible hours
...role.
Requirements
Bachelor’s degree or equivalent experience. Military veterans are encouraged to apply.
Attainment of FINRA SIE, life and health licenses (licensed role only) before contracting.
Satisfactory background check, fingerprinting and securities...
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Hourly pay
Flexible hours
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...school diploma or general education degree (GED) and at least 1 year working directly with a broker-dealer, RIA, or insurance.
* FINRA Series 6 or 7 preferred, but not required. Must become a non-registered fingerprint person of Brokers Financial.
Integrity offers...
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Local area
...in a team environment.
Experience and Education
Must possess strong technical knowledge and advanced understanding of SEC, FINRA, MSRB, and state securities regulations.
Bachelor's degree (B.A.) from a four-year college or university and two - four years related...
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...disability income insurance, and investment products such as mutual funds through our broker-dealer arm, NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency, ensuring that the solutions you develop with your clients can help them and their families...
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Contract work
...suitability for different agent profiles
~ Familiarity with regulatory requirements governing financial products, including SEC and FINRA guidelines
~ Excellent writing and editing skills, with the ability to simplify complex concepts for a diverse audience
~...
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Temporary work
Local area
...insights have on our business. We are currently seeking. The Senior Examiner conduct audits of branch offices to determine compliance with FINRA, SEC and State regulatory requirements, as well as firm policies and procedures. The Senior Examiner is pivotal to creating a...
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Remote job
Work from home
Home office
...appropriate insurance licenses within 14 days of entry into the job, max of 2 attempts at Life and Health exam.
Must pass the CRD/FINRA background check at hire and ongoing, as the training program criteria requires Financial Representatives to obtain securities...
Suggested
Hourly pay
Holiday work
Full time
Traineeship
Remote job
Home office
...processes to protect client information
Completing all mandatory training in a timely manner, including continuing education for FINRA licenses
Benefits:
Vision Financial Group offers a full array of benefits including medical, dental, and vision insurance,...
Suggested
Flexible hours
...appropriate insurance licenses within 14 days of entry into the job, max of 2 attempts at Life and Health exam.
Must pass the CRD/FINRA background check at hire and ongoing, as the training program criteria requires Financial Representatives to obtain securities...
Suggested
Hourly pay
Holiday work
Full time
Traineeship
Remote job
Home office
...Correspond with various regulatory agencies to receive, process, investigate, and respond to regulatory inquiries. This may include the SEC, FINRA and/or state regulatory agencies.
Gather and analyze relevant data, inspect activity, and review documentation as necessary for...
Holiday work
Full time
Remote job
Work from home
Flexible hours
...disability income insurance, and investment products such as mutual funds through our broker-dealer, NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency. You will be required to hold securities licenses and FINRA registrations and affiliate with...
...and influencing skills, with the ability to establish credibility and strong partnership with senior business and control partners FINRA Series 79, 63 and Securities Exam Essentials licenses required or must obtain within 180 days of hirePreferred Qualifications, Capabilities...
Bank staff
Local area
Flexible hours
...numerous software and web applications.
Ability to handle multiple tasks in a fast-paced environment with attention to detail
FINRA Series 6 licensing will be required within the first 6 months
Skills That Will Help You Stand Out
Ability to adapt to frequent...
Hourly pay
Permanent employment
Temporary work
Work experience placement
H1b
Monday to Friday
...deliver those presentations in person or on webinars.
What It Takes to Join Our Team:
Life/Health insurance license required. FINRA Series 6 and 63 registrations preferred. If not currently Series -26 registered, the applicant would be expected to obtain that registration...
Permanent employment
Full time
Home office
Work visa
