Search Results: 79 vacancies
...role.
Requirements
Bachelor’s degree or equivalent experience. Military veterans are encouraged to apply.
Attainment of FINRA SIE, life and health licenses (licensed role only) before contracting.
Satisfactory background check, fingerprinting and securities...
Suggested
Hourly pay
Flexible hours
...equivalent experience, and have at least 5 years of prior wholesaling experience in the bank and/or wirehouse distribution channels. A FINRA 6 or 7, 63, and Life and Health license are required. The ideal candidate will have proven sales competence, presentation skills,...
Suggested
...develop your career. \u00A0Note, the application window closes when the position is filled or unposted.
Certifications:
Series 07 - FINRA, Series 63 - FINRA, Series 65 - FINRA
Company Overview
Fidelity Investments is a privately held company with a mission...
Suggested
Local area
Work from home
Flexible hours
...Financial Planning/Consulting, Financial Strategy, Analysis and Business
Financial licenses/state registration as required (L&H, FINRA Series 7 and 66)
Financial Software knowledge
Experience in Corporate Finance, Financial Diagnosis, Financial Operations a plus...
Suggested
Temporary work
...experience managing a territory and meeting sales quotas. The role requires an adept public speaker with the necessary licenses, including FINRA Series 6 or 7 and 63, and NJ and NY Life and Health. The ideal candidate will be responsible for developing and implementing a...
Suggested
Work experience placement
Work from home
Home office
...Paid Vacation, Sick Time, Holidays, Volunteer Time Off
~ Paid Leave: Parental Bonding, Jury Duty, Military, Disability, etc.
~ FINRA and Professional License Sponsorship
~ Charitable Donation Matching Contributions
~ Travel & Employee Assistance and Employee Discount...
Suggested
Holiday work
Remote job
Flexible hours
...PAB reserve computation
Audit and analyze Balance Sheet and P&L for regulatory filings
Manage relationships with regulators (FINRA and SEC) by analyzing, researching and responding to inquiries
Coordinate with Futures regulatory counterparts to ensure prompt and...
Suggested
Holiday work
Local area
Flexible hours
...inspire client dedication with the goal of developing lifetime relationships with Fidelity.
The Expertise We re Looking For
FINRA Series 7 & 63 licensed; Series 65 or 66 licensed and appropriate state registrations OR ability to acquire series 65/66 upon hire...
Suggested
Work from home
Flexible hours
...Paid Vacation, Sick Time, Holidays, Volunteer Time Off
* Paid Leave: Parental Bonding, Jury Duty, Military, Disability, etc.
* FINRA and Professional License Sponsorship
* Charitable Donation Matching Contributions
* Travel & Employee Assistance and Employee Discount...
Suggested
Holiday work
Local area
Flexible hours
...increasing deferrals and driving crossover customers that creates Personal & Workplace Investment flows.
CERTIFICATIONS:
Series 07 - FINRA, Series 63 - FINRA, Series 66 - FINRA (required within 90 days of hire)
COMPANY OVERVIEW
At Fidelity, we are focused on making...
Suggested
Remote job
Work from home
Flexible hours
...Experience conducting seminars for clients and presents at conferences, effectively communicating a point of view and thought leadership
FINRA license 6 and/or 7, or willingness to obtain
Mercer believes in building brighter futures by redefining the world of work,...
Suggested
Minimum wage
Local area
Flexible hours
...you as you navigate our Industry leading training program, working at home and in an Investor Center.
Obtain Licenses: Become a FINRA (Financial Industry Regulatory Authority) Registered Representative by studying for and obtaining your SIE, Series 7 Top Off and Series...
Suggested
Flexible hours
1 day per week
...Compliance team .
What youll do
Be an integral part of a larger compliance team responsible for regulatory compliance of our FINRA-member broker-dealer and SEC-registered investment adviser
Be an in-house subject matter expert for our marketing review to...
Suggested
Flexible hours
...minimum of 5 years' of experience in sales to stock market investors and hold a current Investment Adviser Representative designation, FINRA Series 65, or a combination of FINRA Series 7 & 66, or other qualifying financial professional designations. The role requires a...
Suggested
Local area
Remote job
...performance and work ethic requiring minimum supervision.
EOE
**Representatives are employed by and registered through CFS (Member FINRA/SIPC). To learn more about CUSO Financial Services, LP visit
CFS (Member FINRA/SIPC) is a broker-dealer and RIA with a stable...
Suggested
...skills.
• Bachelor’s degree - Finance or business discipline or equivalent work experience. -Preferred
• Life, Accident, Health & FINRA Series 6 or 7 license required (within 6 months of hire)
• Knowledge of life insurance and investment products, SEC, FINRA, IRS and...
Work experience placement
...Paid Vacation, Sick Time, Holidays, Volunteer Time Off
~ Paid Leave: Parental Bonding, Jury Duty, Military, Disability, etc.
~ FINRA and Professional License Sponsorship
~ Charitable Donation Matching Contributions
~ Travel & Employee Assistance and Employee Discount...
Holiday work
Flexible hours
...Excel, CRM systems, financial planning software, Google Suite, and other related business or money management tools desired
•Valid FINRA Series 7 & 63/66 preferred but not required
•Basic understanding of the role of a financial advisor or financial consultant, as...
Work experience placement
Start working today
...responsibilities and qualifications required.
Please note: If the "Apply Now" button on a job board posting does not take you directly to the FINRA Careers site, enter into your browser to reach our site directly.
FINRA strives to make our career site accessible to all users....
Holiday work
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Local area
Immediate start
...performance goals.
~ Solid knowledge of industry-specific needs, constraints, and opportunities for wealth and investment management.
~ FINRA Series 7 and 63 (or 66)
~ Live in major metro center of territory
~ Results-oriented drive to succeed with a strong service...
For contractors
Local area
Home office
