Search Results: 45 vacancies
...role.
Requirements
Bachelor’s degree or equivalent experience. Military veterans are encouraged to apply.
Attainment of FINRA SIE, life and health licenses (licensed role only) before contracting.
Satisfactory background check, fingerprinting and securities...
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Hourly pay
Flexible hours
...designed to elevate your career. At PNC Investments, we are passionate about our values and helping our advisors build their future.
FINRA series 7 & 66 (or combination of series 63 / 65) and Life, Health & Accident Insurance are required
Job Description...
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...Representative's business with day-to-day administrative assistance while enhancing the service experience of clients*.
*This role requires FINRA licensing within 12 months of hire to allow the incumbent to expand the client support provided to the Representative.
What you...
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...assigned.
If you have the following skills, we encourage you to apply:
Bachelor's degree or equivalent experience.
Series 7 FINRA license required.
Series 24 FINRA license preferred.
Minimum of 2 years of experience in compliance with a broker dealer or...
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Flexible hours
...Certifications & Licenses (i.e., Series 6 & 63, CPA, etc.)
Obtain and hold State Life and Health license prior to hire.
Obtain and hold the FINRA SIE, Series 6, Series 63 & Series 26 or equivalent prior to hire.
Position Demands
~ Access to an automobile and ability to...
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Local area
Work from home
Home office
...economic markets and use resources to leverage your expertise
Be there in times of need when clients need us most
Qualifications:
FINRA Series 7/6, SIE, and 63/66 are preferred but not required
A basic understanding of the role of a financial advisor or financial...
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FINRA is dedicated to protecting investors and ensuring the integrity of America's financial system. At FINRA we are focused on employee career development, offering learning opportunities, resources, and tools to help you achieve your professional aspirations. We have...
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...Coordinate tax engagements and fulfill data requests for timely completion.
Handle debt filings.
Prepare monthly packages for FINRA and other entities as required.
What the company needs in a Senior Accountant :
Bachelor’s degree in accounting or finance...
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2 days per week
...within 5 months of employment:
Successful Registration as an Investment Company Products/Variable contracts Limited Representative (FINRA Series 6 or equivalent and FINRA Series 63).
Resident Life and Health appointment must be attained.
Successful candidates...
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...Strategies LLC, a Registered Investment Adviser. Registered Representatives offer securities through NYLIFE Securities LLC (member FINRA/SIPC), A Licensed Insurance Agency - Equal Opportunity Employer M/F/D/V
- Full-time agents and their dependents are immediately eligible...
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...Banking, insurance, or financial experience is an excellent addition to your experience
We will support you while you learn the FINRA licensing material and work to obtain the Series 7 and 66 licenses
Degree and/or other professional certifications are helpful; if...
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...the assigned Branch location.
Certifications:
Certified Financial Planner \u00AE / CFP-\u00AE - Issuing Authority, Series 07 - FINRA, Series 63 - FINRA, Series 65 - FINRA, Series 66 - FINRA
Company Overview
Fidelity Investments is a privately held...
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Local area
Work from home
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....
Assist with adherence to technology policies and comply with all security controls.
Ensure all work products meets /exceeds FINRA standards and risks are effectively managed.
Participate in periodic Disaster Recovery (DR), Business Continuity Planning (BCP) and...
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...transactions. The Senior Analyst reviews and investigates proposed public offering underwriting arrangements to ensure compliance with FINRA and SEC rules as well as other securities laws. This is intermediate-level professional work in which incumbents are performing...
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FINRA is dedicated to protecting investors and ensuring the integrity of America's financial system. At FINRA we are focused on employee career development, offering learning opportunities, resources, and tools to help you achieve your professional aspirations. We have...
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Holiday work
Full time
Temporary work
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For subcontractor
Local area
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...disability income insurance, and investment products such as mutual funds(1) through our broker-dealer arm, NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency, ensuring that the solutions you develop with your clients can help them and their families...
Contract work
...skills, communication skills, and relationship skills to support strong customer service for current and new clients
Up-to-date FINRA Series 7 & 63/66 documents are a bonus
Requires a Bachelor’s degree in business administration, finance, or other related field...
...products, and end users. The Principal Business Analyst is responsible for ensuring that participants comprehend and adhere to the FINRA rules that govern the various Transparency Services interfaces for quoting and trade reporting fixed income and equity products. The...
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For subcontractor
Local area
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Remote job
...FINRA is dedicated to protecting investors and ensuring the integrity of America's financial system. At FINRA we are focused on employee career development, offering learning opportunities, resources, and tools to help you achieve your professional aspirations. We have...
Holiday work
Full time
Temporary work
For contractors
For subcontractor
Local area
Immediate start
...develop an engagement strategy that supports each client s unique planning needs.
The\u00A0 Expertise \u00A0We re Looking For
FINRA Series 7 & 63 required prior to hire
Series 65 and/or 66 and insurance licenses within 90 days of hire
Minimum 2 years of...
Work from home
Flexible hours
