...Previous inside or outside sales experience.
Previous wholesaling or related experience in the financial services industry.
FINRA Series 6/63 and state Life/Health Insurance licensures.
You may not check every box, or your experience may look a little different...
Suggested
Currently hiring
Flexible hours
2 days per week
3 days per week
...reviewing sales strategies to make sure they fit within our risk appetite.
Travel approximately 20% of the time
Qualifications:
FINRA Series 7, 24 and 66 (or ability to obtain within 12 months)
Bachelor's degree required, J.D. or CPA strongly preferred...
Suggested
Work from home
Home office
Flexible hours
...risk appetite.
Qualifications:
* Bachelor's degree
* One or more industry credentials (e.g., J.D., CPA, CFP, CLU, and/or ChFC)
* FINRA Series 7, 24 and 66 (or ability to obtain within 12 months)
* 5+ years previous experience in the financial services industry that directly...
Suggested
Home office
Flexible hours
2 days per week
3 days per week
...and procedures, train in the office and resolve issues.
Education/Qualifications
~5+ years financial industry experience
~ FINRA Series 7, 66 (or 63 and 65) and State Insurance Licenses or willing to obtain after hire
~ Knowledge of financial administrative processes...
Suggested
Holiday work
Temporary work
Flexible hours
...role.
Requirements
Bachelor’s degree or equivalent experience. Military veterans are encouraged to apply.
Attainment of FINRA SIE, life and health licenses (licensed role only) before contracting.
Satisfactory background check, fingerprinting and securities...
Suggested
Hourly pay
Flexible hours
...would demand for ourselves.
Follow the established guidelines for maintaining client files in accordance with company practices and FINRA requirements.
Attend all required training, informational meetings scheduled by VP Wings Financial Advisors and Wings Financial....
Suggested
Local area
...with a minimum of 3-5 years of experience, preferably familiar with complex business and financial disputes, including arbitrations. FINRA experience a plus. Exceptional writing skills are imperative. If you're looking for a firm to grow with long-term -- reach out to...
Suggested
Full time
...Certifications & Licenses (i.e., Series 6 & 63, CPA, etc.)
Obtain and hold State Life and Health license prior to hire.
Obtain and hold the FINRA SIE, Series 6 and Series 63 within one year of employment.
Position Demands
~ Access to an automobile and ability to maintain a...
Suggested
Local area
Night shift
Afternoon shift
Weekday work
...attention to detail, and a passion for excellence
~ A working knowledge of spreadsheet and word processing software programs
~ FINRA Licenses - Series 63, Series 79, SIE
At this time, TripleTree as part of Capital One will not sponsor a new applicant for employment...
Suggested
Full time
Part time
Local area
...experience
* 8-10 years of financial industry experience - thorough working knowledge of the financial services industry required
* FINRA Series 7, 66 and 24 licensed or ability to attain within 90 days preferred
* Proficient with Microsoft software suite, especially...
Suggested
Holiday work
Temporary work
Work experience placement
Immediate start
Remote job
2 days per week
...Controller is responsible for preparing accurate accounting and financial information for the broker-dealer in accordance with GAAP, FINRA, MSRB, and SEC rules and regulations. Duties include supporting financial operations through preparation of daily inventory...
Suggested
...bring:
Minimum Requirements:
* 6-7 years of experience required
* Four year degree required
* MN Life Insurance license
* FINRA Series 6 or 7, Series 63, Series 26 or 24
Preferred:
* Advanced degree preferred: CFP preferred
Travel approximately 50% of...
Suggested
Local area
Home office
...will be required; if not currently registered, registrations may be obtained at Edward Jones during the assigned paid study period.
FINRA registrations required within three months. State insurance licenses will be required.
As an associate, you are required to...
Suggested
Local area
Remote job
Work from home
Home office
Flexible hours
...Strong computer skills. Proficient with Microsoft Office Suite required.
* Ability and willingness to travel up to 10% per year
* FINRA Licenses: SIE and Series 7 (or ability to obtain within 12 months)
Preferred Skills / Experience:
* Deep experience with Excel...
Suggested
...performance goals.
~ Solid knowledge of industry-specific needs, constraints, and opportunities for wealth and investment management.
~ FINRA Series 7 and 63 (or 66)
~ Live in major metro center of territory
~ Results-oriented drive to succeed with a strong service...
Suggested
For contractors
Local area
Home office
...A four-year college degree is preferred but not required
You will be required to attain state life and health licenses, SIE, FINRA Series 7 and 66 exams (other designations a plus)
Results-driven, highly motivated, self-starter who possesses integrity, a strong...
Remote job
...* 7-10 years of experience in banking compliance
* Series 7, 65 or 66, 24
Nice to Have
* A strong understanding of SEC and FINRA regulations, with a particular focus on sales practice and suitability concerns involving retail products in brokerage and advisory...
Full time
Internship
Local area
Flexible hours
...within 5 months of employment:
Successful Registration as an Investment Company Products/Variable contracts Limited Representative (FINRA Series 6 or equivalent and FINRA Series 63).
Resident Life and Health appointment must be attained.
Salary Range...
Permanent employment
Temporary work
Work experience placement
Remote job
H1b
Flexible hours
Night shift
...support thus enabling long-term success for you and our clients.
The Expertise We re Looking For
Previous success in sales
FINRA Series 7 & 63 licensed; Series 65 or 66 licensed and appropriate state registrations OR ability to acquire series 65/66 upon hire...
Work from home
Flexible hours
...Seven or more years of related business development or relationship management experience in the investment management industry
FINRA Series 7 & 63 or willing to obtain within 90 days of start date
Preferred Skills
Capital Markets knowledge and experience with...
Holiday work
Temporary work
Remote job
Flexible hours
3 days per week
...communication skills.
Background in one or more of the following: Brokerage, Annuities, Compensation, Managed Accounts, Mutual Funds, FINRA Series, IRA's, 401k.
Competent in adapting to changing environment and ambiguous situations.
Primary Responsibilities:
Lead...
Hourly pay
Full time
...expanding market share and deep knowledge of the DC market and income solutions. Strong knowledge of in-plan annuities and insurance.
~ FINRA Series 7 and 24/26. State insurance license for life and annuity products (within 90 days of hire)
~ Four-year degree required:...
Permanent employment
Full time
Local area
Remote job
Flexible hours
...proposed sales activity including producer feedback and comments.
* Communicate with registered representatives that are affiliated with FINRA regulated broker dealers regarding products, including variable products.
Interaction with Division & Enterprise:
* Generates...
Permanent employment
Full time
Local area
Flexible hours
...within 12 months of hire
Ability to adapt to a rapidly changing business and technology environment
Nice-to-have
Current FINRA registrations
Financial services experience
What’s in it for you?
We thrive on the challenge to be our best, progressive thinking...
Full time
Flexible hours
...Experience in the Financial Services or related industry
Associate’s or Bachelor’s degree
Life & Health Insurance License
FINRA Series 6 & 63 Securities Licenses
PHYSICAL DEMANDS
This is a largely sedentary role. It may involve repetitive motions in the...
Full time
Monday to Friday
...and influencing skills, with the ability to establish credibility and strong partnership with senior business and control partners FINRA Series 79, 63 and Securities Exam Essentials licenses required or must obtain within 180 days of hirePreferred Qualifications, Capabilities...
Bank staff
Local area
Flexible hours
...across multiple compliance disciplines and/or business lines.
~ Four-year degree.
~ Some responsibilities may require specific FINRA registrations or specific designations.
~ Fully knowledgeable in specific aspects of compliance
~ Can be seen as a senior resource...
Permanent employment
Full time
Local area
...experience required.
Education:
- High School diploma required
- Four year degree preferred
Licenses/Certifications/Other:
FINRA SIE, Series 6, 63 and MN Life Insurance license passed within 90 business days.
- Ability to work during the hours of 7:00 am - 6:...
Permanent employment
Full time
Local area
Afternoon shift
...location Search Location location **Best-paid skills and qualifications for Customer Service Representatives**
occupation Top licenses FINRA License +47.23%salary award Top skills Zendesk +20.17%salary **More critical skills and qualifications that pay well**
Salaries by...
Remote job
Hourly pay
Work from home
Flexible hours
...targets. Educational Requirements
University (Degree) Preferred
Work Experience
~ 3+ Years Required; 5+ Years Preferred
FINRA Registrations
~ SRC Indicator: Series 7; Series 63; Series 65; Series 66
Physical Requirements
~ Physical Requirements:...
Full time
Work experience placement
3 days per week