Search Results: 32 vacancies
...for appropriate insurance licenses within 14 days of entry into the job, max of 2 attempts at Life and Health exam. Must pass the CRD/FINRA background check at hire and ongoing, as the training program criteria requires Financial Representatives to obtain securities...
Suggested
Hourly pay
Holiday work
Full time
Traineeship
Home office
Relocation package
...Non-participating products are also issued by its wholly-owned insurance company subsidiaries.
**Please note: This role requires FINRA licensed and/or FINRA Associated Person pre-hire fingerprinting.**
Recognized as one of Fortune's World's Most Admired Companies,...
Suggested
Holiday work
Full time
Part time
Local area
Monday to Friday
...advisor role.
Requirements
Bachelor's degree or equivalent experience. Military veterans are encouraged to apply.
Attainment of FINRA SIE, life and health licenses (licensed role only) before contracting.
Satisfactory background check, fingerprinting and...
Suggested
Local area
...communicate
Strategic thinker who can work independently
Strong relationship building and territory management skills
Active FINRA Series 6, 63 and SIE or must obtain within the first 180 days of employment
Valid driver's license required
Preferred...
Suggested
Holiday work
...The Expertise We re Looking For
Previous success in building relationships, uncovering needs and recommending solutions
FINRA Series 7 & 63 licensed; Series 65 or 66 licensed and appropriate state registrations OR ability to acquire series 65/66 upon hire...
Suggested
Work from home
Flexible hours
...of a Bachelor's Degree along with an industry related certification such as the CFA, CAIA, CIMA, CFP, or JD level of education. No FINRA licensing needed.
Any inquiries relating to this ad will be kept confidential.
To learn more about our organization please visit...
Suggested
...Strategies LLC, a Registered Investment Adviser. Registered Representatives offer securities through NYLIFE Securities LLC (member FINRA/SIPC), A Licensed Insurance Agency - Equal Opportunity Employer M/F/D/V
1 - Full-time agents and their dependents are immediately...
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Full time
Part time
Immediate start
...including Sales and Trading; and familiarity with Broker - Dealer and applicable regulations, such as DFA Swap Dealer, Volcker and FINRA, SEC and NASD rules.
~ Experience working with financial industry regulators, including OCC, FRB, and FINRA
~ Deep knowledge of...
Suggested
Holiday work
Local area
Remote job
...Engage in diverse learning experiences, including in-person, virtual, and online training sessions.
Qualifications:
Hold a FINRA Series 7 & 63/66 license is preferred for this role.
Possessing 2-15 Health & Life Insurance Licenses is required.
Understanding...
Suggested
Remote job
...Strategies LLC, a Registered Investment Adviser. Registered Representatives offer securities through NYLIFE Securities LLC (member FINRA/SIPC), A Licensed Insurance Agency - Equal Opportunity Employer M/F/D/V
~ Full-time agents and their dependents are immediately eligible...
Suggested
Full time
Part time
Immediate start
Remote job
...Bachelor's Degree7 or more years of lending or relationship management experience in the financial services industry
FINRA: Maintains proper licenses including Series 7, Series 66, Life, Health, and Variable insurance licenses. Candidates will have 60 days...
Suggested
Holiday work
Full time
Part time
Shift work
Day shift
...our\u00A0benefit programs\u00A0are designed to help you and your family strike the right balance.
Certifications:
Series 07 - FINRA, Series 63 - FINRA, Series 65 - FINRA, Series 66 - FINRA
Company Overview
Fidelity Investments is a privately held...
Suggested
Remote job
Work from home
Flexible hours
...of relevant experience with BSA/AML Regulations within the financial services industry, or at a financial services regulator (e.g., FINRA, Securities and Exchange Commission, Office of the Comptroller of the Currency, Federal Reserve Bank, etc.);
Experience focused on...
Suggested
Temporary work
Bank staff
...or General Equivalency Diploma required.
~ Active Group 1 Life & Health license
~ Active, in good standing, and maintained FINRA 7 license
~ Active, in good standing, and maintained FINRA Series 66 (or 63 & 65) license
~ Must be able to successfully pass...
Suggested
Holiday work
Full time
Relocation package
Flexible hours
...Certifications & Licenses (i.e., Series 6 & 63, CPA, etc.)
Obtain and hold State Life and Health license prior to hire.
Obtain and hold the FINRA SIE, Series 6 and Series 63 within one year of employment.
Position Demands
~ Access to an automobile and ability to maintain a...
Suggested
Local area
Night shift
Afternoon shift
Weekday work
...mergers and acquisitions, and private capital placements, Crosstree’s affiliate, Crosstree Capital Securities, LLC, is a registered FINRA member firm.
We are seeking employees who share our values and can thrive in our entrepreneurial, growing firm. We have no bureaucracy...
Bank staff
$70k - $90k
...performance.
And Much More!
So, if you are a Client Service Associate with experience, please apply today!
Benefits Applicants must be authorized to work in the U.S.
Preferred Skills
FINRA series 65
Client Service Associate
Investment Management...
Full time
Flexible hours
...focused on phone-based sales or virtual connections
Your Qualifications:
~2+ years experience working in financial services
~ FINRA Series 65 or a combination of FINRA Series 7 and 66 preferred
~ Multi-year track record of success driving results
~ Success...
Holiday work
Full time
Remote job
...management strategies
Your Qualifications:
~5+ years’ experience in client-facing or production-based roles in Financial Services
~ FINRA Series 65 preferred (required within 60 days of hire)
~ Understanding of capital markets and investment products
~ Multi-year...
Holiday work
Full time
...Shared Services or Talent Operations an advantage)
~ Extensive knowledge of the Employee Onboarding processes
~ Working knowledge in FINRA and Employment law requirements
~ Working knowledge of Workday and Service Now (SNOW)
~ Working knowledge of Sanctions / Anti...
Full time
Temporary work
