Average salary: $99,663 /yearly
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$61.53k
...reviews of books and records of Offices of Supervisory Jurisdiction, Registered Branch Offices and other field locations as required by FINRA. Conduct interviews and client file reviews with representatives in field offices in accordance with firm policy and industry...SuggestedWork at officeLocal areaHome office$21.35 per hour
Job Requirements Primary Duties and Responsibilities: Delivers a personalized and remarkable experience for our clients by answering their questions, providing servicing options and helping them with their products or services in a call center environment. Proficient...SuggestedShift work$49.56k - $92.04k
...has been classified as an Associated Person under NMIS guidelines and requires fingerprinting and completion of required forms. FINRA non-registered fingerprinted person WMC access person Primary duties and responsibilities include: Resolving a variety of investment...SuggestedWork at officeImmediate startHome office- ...offers a structured path for professional development in wealth management. Candidates should possess a bachelor's degree and relevant FINRA licensing, with excellent interpersonal skills and an entrepreneurial mindset. Benefits include training, mentorship, and potential...SuggestedFlexible hours
$21.35 per hour
FINRA Customer Service Representative - REMOTE Nationwide Delivers a personalized and remarkable experience for our clients by answering their questions, providing servicing options and helping them with their products or services in a call center environment Proficient...SuggestedRemote jobFlexible hoursShift work£59k - £196k per year
...oversight capability. This is a multi-hire programme spanning junior through senior levels, focused on post-trade operations within a FINRA-regulated environment. Successful candidates will initially join as G MASS consultants, with the clear intention to convert to...SuggestedPermanent employment£59k - £196k per year
...and regulatory oversight capability. This program includes positions from Analyst to Director, focusing on post-trade operations in a FINRA-regulated environment. Successful candidates will initially work as consultants with a clear path to permanent employment, involved...SuggestedPermanent employment$65k - $95k
...Strategies LLC, a Registered Investment Adviser. Registered Representatives offer securities through NYLIFE Securities LLC (member FINRA/SIPC), A Licensed Insurance Agency - Equal Opportunity Employer M/F/D/V Responsibilities Develop a personalized, long-term strategy...SuggestedCurrently hiringWork at office$21.35 per hour
...computer experience with solid keyboarding skills and proficiency with current software packages. Required Certifications: Series 63 - FINRA Series 6 - FINRA SIE - FINRA Compensation Range: Pay Range - Start: $21.35 Pay Range - End: $32.02 Northwestern Mutual pays on a...SuggestedRemote jobShift work$100k - $111k
...with internal policies and procedures, and external regulations. Oversight activities include but are not limited to trade review, FINRA rule 3010 email review, advertising review, FA/client operational troubleshooting, new account and application review, annuity review...SuggestedWork experience placementWork at officeHome office- Overview Bruce Markets is a FINRA and SEC registered broker-dealer that operates the Bruce ATS, an overnight electronic trading marketplace for U.S. equities and ETFs, powered by Nasdaq. Founded in 2024 to provide seamless digital investor experiences and greater reliability...SuggestedRemote workNight shiftDay shiftAfternoon shift
- ...client in Milwaukee, WI is seeking a licensed Compliance/Supervision Consultant to join their team. This position requires an active FINRA series 7 and 24 license. Active series 9/10 and/or 4/53 is also a plus! What's the Job? We are a large team of Supervisors who...SuggestedRemote work
- ...Lines Insurance Licenses: ~ Life and Health Insurance License ~ Property and Casualty Insurance License ~ Ability to obtain FINRA Series 6 & 63 licenses (if applicable in your region) Horace Mann Educators Corporation - Founded by Educators for Educators...SuggestedFull time
Horace Mann
Madison, WI2 days ago $66.78k - $114.48k
...transactions requiring review by a licensed General Securities Principal as required by the Financial Industry Regulatory Authority ("FINRA") and the broker/dealer. Maintain principal review and standard operating procedures; make recommendations for changes as needed due...SuggestedWork at office$55.86k - $95.76k
...Apply today to help shape the future of AIS Operations at Associated Bank. Employment is contingent upon successful registration with FINRA, SEC, and applicable state regulators, including completion of required qualification exams. All offers are contingent upon the...Suggested$69.86k - $119.76k
...and excellence.**Key Accountabilities*** **Conduct** suitability reviews of new business and transactions requiring approval under FINRA and broker/dealer guidelines.* **Ensure** compliance by verifying documentation accuracy and enforcing sales practice standards with...$32 - $33 per hour
Job Type Full-time Description Vanguard Renewables, based in Weston, Massachusetts, is a national leader in environmental services and the development of food and dairy waste-to-renewable energy projects. The Company builds, owns, and operates on-farm anaerobic...Full timeNight shiftVanguard Renewables
River Falls, WI3 days ago$25 per hour
Job Type Full-time Description Vanguard Renewables, based in Weston, Massachusetts, is a national leader in environmental services and the development of food and dairy waste-to-renewable energy projects. The Company builds, owns, and operates on-farm anaerobic...Full timeFor contractorsVanguard Renewables
River Falls, WI3 days ago- A prominent nonprofit recruiting firm is helping a leading hunger relief organization in Wisconsin find a President and CEO. This role requires a visionary leader to drive the mission and ensure fiscal sustainability while collaborating with diverse stakeholders. The ideal...
- Biogas Operator Vanguard Renewables, based in Weston, Massachusetts, is a national leader in environmental services and the development of food and dairy waste-to-renewable energy projects. The Company builds, owns, and operates on-farm anaerobic digestion facilities...Hourly payTemporary workFor contractors
- Are you ready to work for an employer that truly values your contributions and well-being? At Family Services, we believe in caring for our team as much as we care for the individuals, children, and families we serve. Join our mission-driven organization, where your ...Full timeTemporary workWork experience placement
Family Services of Northeast Wisconsin
Green Bay, WI3 days ago - Vanguard Renewables, based in Weston, Massachusetts, is a national leader in environmental services and the development of food and dairy waste-to-renewable energy projects. The Company builds, owns, and operates on-farm anaerobic digestion facilities and is continuing ...Full timeFor contractors
$18 per hour
A leading debt relief organization is seeking Retention Agents to support clients aiming to cancel their services. Responsibilities include handling inbound and outbound calls, maintaining documentation, and fostering client relationships. Requires skills in client retention...- Are you ready to work for an employer that truly values your contributions and well-being? At Family Services, we believe in caring for our team as much as we care for the individuals, children, and families we serve. Join our mission-driven organization, where your ...Full timeWork at office
Family Services of Northeast Wisconsin
Menasha, WI3 days ago - President and CEO, Feeding America Eastern Wisconsin Kittleman and Associates -Milwaukee, WI, United States Posted 12/01/25 Feeding America Eastern Wisconsin (FAEW), the largest hunger relief organization in the state of Wisconsin, seeks a collaborative and visionary President...
- A nonprofit organization in Northeast Wisconsin is seeking an Accounting Manager to oversee Revenue Operations. This position requires a Bachelor's degree in Accounting/Finance, at least 5 years of accounting experience, and effective leadership skills. Responsibilities...
- Are you ready to work for an employer that truly values your contributions and well-being? At Family Services, we believe in caring for our team as much as we care for the individuals, children, and families we serve. Join our mission-driven organization, where your ...Full time
Family Services of Northeast Wisconsin
Green Bay, WI2 days ago - A nonprofit organization in Wisconsin is seeking a full-time Accounts Receivable Specialist to manage financial transactions related to insurance claims and patient billing. This role requires attention to detail, experience in medical billing, and excellent communication...Full time
- A nonprofit organization in Green Bay is looking for an experienced Accounting Manager to lead the Revenue Operations team. The successful candidate will have over 5 years of accounting experience and be responsible for overseeing accounts receivable processes while ensuring...
- Are you ready to work for an employer that truly values your contributions and well-being? At Family Services, we believe in caring for our team as much as we care for the individuals, children, and families we serve. Join our mission-driven organization, where your ...Full timeWork experience placementRemote work
Family Services of Northeast Wisconsin
Green Bay, WI1 day ago
