Search Results: 17,423 vacancies

 ...Management, Capital Markets, Futures and Advanced Clearing & Prime Services divisions. We are currently seeking a Vice President, Head of Compliance Control Room, who will oversee controls designed to mitigate conflicts of interest, protect confidential information, and... 
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Wedbush Morgan Securities

New York, NY
4 days ago
 ...opportunities for growth and plenty of freedom to make a real impact? This could be the place for you! We are looking for a US Head of Compliance, to join us at INSHUR. You’ll be working on re-inventing insurance in exciting markets across the US. We are headquartered in... 
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INSHUR

New York, NY
15 days ago
 ...Serves as key function/business/product compliance risk manager and thought leader for Independent Compliance Risk Management (ICRM) responsible...  .... + Coordinating with function/business/product compliance heads to align individual programs and objectives with compliance... 
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Citigroup

New York, NY
22 hours ago
 ...builds verification, optimization, and analytics solutions for the advertising industry and we're looking for a Head of Internal Audit and Sox Compliance . If you are excited by technology that has the power to handle hundreds of thousands of transactions per second;... 
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Integral Ad Science

New York, NY
8 hours ago
 ...Head of Security & Compliance About the Company Leading tech platform offering robust communication & collaboration services Industry Telecommunications Type Privately Held, VC-backed Founded 2011 Employees 1001-5000 Funding $200+ million... 
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Confidential

New York, NY
3 days ago

$234k - $306k

 ...entrepreneurs' and business owners’ financial lives. We don’t take our responsibility to the financial system lightly. At Mercury regulatory compliance is not just a necessity but a competitive advantage that can set us apart as the leader in the space.  We are seeking a highly... 
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Mercury

New York, NY
2 days ago
​Our Client Our client, a global multi-strategy asset management firm ($1tn+ AuM) is looking to introduce a Head of Compliance into their Private Investments division in New York City, US. This business unit has grown significantly in recent years and as a result the... 
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Rutherford Search

New York, NY
24 days ago
 ...Position Overview The Americas IB Compliance Head is a business line compliance role, supporting the Investment Bank in the Americas to comply with all relevant US and global regulatory requirements by: Providing review and challenge to the senior management of Deutsche... 
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New York, NY
11 days ago
 ...The Head of AML position involves leading and implementing comprehensive anti-money laundering (AML) efforts within a reputable broker dealer firm, ensuring compliance with regulatory requirements and mitigating financial crime risks. This critical role requires strategic... 
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Michael Page

New York, NY
3 days ago
 ...over 50 years and has locations globally. Description Report directly into the Compliance Director and work with other teams that include Client On boarding, Front Office, IT and Head Office Compliance personnel. Responsible for reviewing and validating high risk... 
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Michael Page

New York, NY
3 days ago
 ...Accommodation is available upon request for candidates taking part in the selection process. AXIS is seeking a Head of Quality Assurance & Compliance, Claims Shared Services to join our Shared Services Claims team. As a direct report to the Head of Shared Services,... 
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Axis Capital Holdings LTD

New York, NY
2 days ago

$205k - $280k

 ...new network for the world's money. For everyone, everywhere.More about our mission . Job Description Head of Product Compliance - North America We're looking for a Head of Product Compliance to join our growing Product team here in North... 
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Wise

New York, NY
a month ago
 ...Role Overview – Legal & Compliance Analyst: Join our client, a leading financial advisory firm serving high net worth individuals, families, and charitable institutions, as a Legal & Compliance Analyst. Reporting to the General Counsel and Chief Compliance Officer... 
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Atlantic Group

New York, NY
1 day ago
 ...Head of Retail Compliance About the Company Leading provider of a digital asset management security solution Industry Financial Services Type Subsidiary of a Public Company Founded 2013 Employees 51-200 Funding $51-$75 million Categories... 
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Confidential

New York, NY
a month ago
Mission statement The Compliance Remediation Projects Management and Assurance team is a newly established “Center of Excellence” within the CACIB Compliance Function and will be responsible for providing Project Management and Independent Assurance on the Regulatory... 
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CA CIB Americas

New York, NY
9 days ago
 ...educational initiatives. Salary Range: $70K-$95K/Annum Job Description: Responsibilities: Assist both the Head, Compliance and Executive, Compliance to monitor the Branchs compliance with local laws, regulations, guidelines and standards, as well as... 
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ApTask

New York, NY
4 days ago
 ...intelligence tools Assist in implementing information barrier policies and procedures by maintaining the watch and restricted lists, deal lists and handling conflicts clea Compliance, Control Room, Vice President, Control, President, Business Partner, Business Services... 

Wedbush Securities, Inc.

New York, NY
2 days ago
 ...transactions. Job Type: Full time l Remote Requirements Bachelor’s Degree +5 years of experience in Business Development or Head of Sales role Experience in full-cycle B2B sales process, including onboarding and integration, and partnership management on live... 
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Black Pen Recruitment

New York, NY
12 days ago

$205k - $258k

 ...entirely new network for the world's money. For everyone, everywhere. Job Description Global Sanctions Product Compliance Lead We're looking for a Global Sanctions Product Compliance Lead to join our growing FinCrime Product team. Sanctions... 
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Wise

New York, NY
25 days ago
We areseeking a Manager - Risk and Compliance to support our growing asset portfolios in North America. The position will be located at TerraForm Power's head office in New York Cityand offers significant growth opportunities.This role requires an ability to work with... 
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Brookfield Renewable

New York, NY
2 hours ago