Search Results: 17,423 vacancies
...Management, Capital Markets, Futures and Advanced Clearing & Prime Services divisions. We are currently seeking a Vice President, Head of Compliance Control Room, who will oversee controls designed to mitigate conflicts of interest, protect confidential information, and...
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...opportunities for growth and plenty of freedom to make a real impact? This could be the place for you!
We are looking for a US Head of Compliance, to join us at INSHUR. You’ll be working on re-inventing insurance in exciting markets across the US. We are headquartered in...
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...Serves as key function/business/product compliance risk manager and thought leader for Independent Compliance Risk Management (ICRM) responsible... ....
+ Coordinating with function/business/product compliance heads to align individual programs and objectives with compliance...
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Full time
...builds verification, optimization, and analytics solutions for the advertising industry and we're looking for a Head of Internal Audit and Sox Compliance . If you are excited by technology that has the power to handle hundreds of thousands of transactions per second;...
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...Head of Security & Compliance
About the Company
Leading tech platform offering robust communication & collaboration services
Industry
Telecommunications
Type
Privately Held, VC-backed
Founded
2011
Employees
1001-5000
Funding
$200+ million...
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Work from home
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$234k - $306k
...entrepreneurs' and business owners’ financial lives. We don’t take our responsibility to the financial system lightly. At Mercury regulatory compliance is not just a necessity but a competitive advantage that can set us apart as the leader in the space.
We are seeking a highly...
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Our Client
Our client, a global multi-strategy asset management firm ($1tn+ AuM) is looking to introduce a Head of Compliance into their Private Investments division in New York City, US.
This business unit has grown significantly in recent years and as a result the...
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Permanent employment
...Position Overview
The Americas IB Compliance Head is a business line compliance role, supporting the Investment Bank in the Americas to comply with all relevant US and global regulatory requirements by:
Providing review and challenge to the senior management of Deutsche...
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Full time
Flexible hours
...The Head of AML position involves leading and implementing comprehensive anti-money laundering (AML) efforts within a reputable broker dealer firm, ensuring compliance with regulatory requirements and mitigating financial crime risks. This critical role requires strategic...
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Local area
...over 50 years and has locations globally.
Description
Report directly into the Compliance Director and work with other teams that include Client On boarding, Front Office, IT and Head Office Compliance personnel.
Responsible for reviewing and validating high risk...
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...Accommodation is available upon request for candidates taking part in the selection process.
AXIS is seeking a Head of Quality Assurance & Compliance, Claims Shared Services to join our Shared Services Claims team. As a direct report to the Head of Shared Services,...
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Immediate start
$205k - $280k
...new network for the world's money. For everyone, everywhere.More about our mission .
Job Description
Head of Product Compliance - North America
We're looking for a Head of Product Compliance to join our growing Product team here in North...
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Home office
...Role Overview – Legal & Compliance Analyst:
Join our client, a leading financial advisory firm serving high net worth individuals, families, and charitable institutions, as a Legal & Compliance Analyst. Reporting to the General Counsel and Chief Compliance Officer...
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...Head of Retail Compliance
About the Company
Leading provider of a digital asset management security solution
Industry
Financial Services
Type
Subsidiary of a Public Company
Founded
2013
Employees
51-200
Funding
$51-$75 million
Categories...
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Mission statement
The Compliance Remediation Projects Management and Assurance team is a newly established “Center of Excellence” within the CACIB Compliance Function and will be responsible for providing Project Management and Independent Assurance on the Regulatory...
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Permanent employment
...educational initiatives.
Salary Range: $70K-$95K/Annum
Job Description:
Responsibilities:
Assist both the Head, Compliance and Executive, Compliance to monitor the Branchs compliance with local laws, regulations, guidelines and standards, as well as...
Local area
...intelligence tools Assist in implementing information barrier policies and procedures by maintaining the watch and restricted lists, deal lists and handling conflicts clea Compliance, Control Room, Vice President, Control, President, Business Partner, Business Services...
...transactions.
Job Type: Full time l Remote
Requirements
Bachelor’s Degree
+5 years of experience in Business Development or Head of Sales role
Experience in full-cycle B2B sales process, including onboarding and integration, and partnership management on live...
Permanent employment
Full time
Contract work
Local area
Remote job
$205k - $258k
...entirely new network for the world's money. For everyone, everywhere.
Job Description
Global Sanctions Product Compliance Lead
We're looking for a Global Sanctions Product Compliance Lead to join our growing FinCrime Product team. Sanctions...
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Work from home
Home office
We areseeking a Manager - Risk and Compliance to support our growing asset portfolios in North America. The position will be located at TerraForm Power's head office in New York Cityand offers significant growth opportunities.This role requires an ability to work with...
Flexible hours