Average salary: $155,000 /yearly
More statsSearch Results: 52,318 vacancies
...Job Description
Job Description Consumer Regulatory Compliance Officer
located onsite in Manhattan with a foreign bank
Base salary $100-135K based on experience and skills
Required Education and Experience:
BA or BS required. A minimum of 5-7 years of...
Suggested
...The Role
We are seeking to hire an exceptional Compliance Officer to join our compliance team in our New York City office. The Compliance Officer will report into the Deputy Chief Compliance Officer and will lead the Risk Review, Monitoring and Exams (RRME) team in...
Suggested
...relevant to today's digital economy. We are the go-to Bank for the fintech ecosystem. For more information, visit
The Role:
The Compliance Officer is responsible for all aspects of the consumer compliance program to ensure Piermont Bank adheres to applicable laws,...
Suggested
...of Human Resources policies, procedures, and programs including Compliance, Training & Development, and Employee Relations.
Essential... ...monitor training/workshop sessions.
Ability to operate standard office equipment i.e. copier, fax, telephone, scanner, computer and printer...
Suggested
Full time
Monday to Friday
About the Role:
Grade Level (for internal use):
12
The Role: Compliance Officer
The Compliance Officer role is based in Englewood or New York and the successful candidate will be responsible for supporting the implementation and monitoring of the Compliance Program...
Suggested
Second job
Local area
Worldwide
Flexible hours
...Description Reports to : The Executive Director
FLSA Status : (X) Exempt ( ) Non Exempt
The Quality Assurance and Corporate Compliance Officer:
Will be responsible for oversight and management of quality assurance activities, requirements and internal controls....
Suggested
Local area
...customizable, end-to-end solution that automates front- and back-office operations. Institutions and investors are now free to earn... ...more we all gain.
About the role
We are looking for a diligent Compliance Officerto join the rapidly growing team of our US broker-dealer...
Suggested
For contractors
Hold Brothers Capital, LLC, a leading self-clearing broker-dealer is looking for a Compliance Associate/Officer to join the team. He/she will help with the delivery of expert advice to broker dealers regarding FINRA, SEC and/or state regulatory requirements and regulatory...
Suggested
A commercial banking client is looking for a Compliance Officer to join their organization this person will be assisting the Chief Compliance Officer for all day to day activities. They will be involved and exposed to all areas of compliance including BSA, AML, KYC and...
Suggested
Job Description
A commercial banking client is looking for a Compliance Officer to join their organization this person will be assisting the Chief Compliance Officer for all day to day activities. They will be involved and exposed to all areas of compliance including...
Suggested
...Job Description
Job Description
The Compliance Officer oversees and monitors all aspects of the Corporate Compliance Program within... ...QUALIFICATIONS
Education: A Bachelors degree in Law, Healthcare Administration, Business Administration, Social Work or other...
Suggested
Hourly pay
Full time
Relocation
Relocation bonus
Flexible hours
Shift work
Day shift
Monday to Friday
...workforce across over 80 agencies (mayoral or non-mayoral).
The Investigation and Compliance Unit, to which this position belongs, updates and provides guidance to agency EEO Officers on investigative and reasonable accommodation processes, develops and presents legally...
Suggested
Local area
Shift work
...Job Description
Job Description The Compliance Specialist oversees the Compliance... ...the New York State Department of Health, Office of Medicaid Inspector General, and company... ...experience in a compliance or auditing healthcare / home care setting.
Strong written and...
Suggested
Work experience placement
Local area
...Update date
18/04/2024
Job description
Business type
Types of Jobs - Compliance / Financial Security
Job title
AML / OFAC Compliance officer
Contract type
Permanent Contract
Job summary
Summary:
Reporting to the Head of Financial...
Suggested
Permanent employment
Contract work
Bank staff
Worldwide
...hard worker who leads by example.
Location: In our Soho, NYC Office at least three days a week
Compensation: Competitive market... ...Coordinate with CCO to develop the Firm's internal compliance dashboard for servicing client accounts, managing the books and...
Suggested
3 days per week
...About the Role:
Grade Level (for internal use):
10
The Role: Compliance Officer - Control Room
The Team: Control Room is part of the Compliance Monitoring and Exams part of S&P Global Ratings Compliance. Its members apply standardized monitoring and surveillance...
Second job
Worldwide
Flexible hours
...Position Summary
Guggenheim Investments is seeking an exceptional Compliance Officer to join its team. Reporting to the Head of Anti-Money Laundering of Guggenheim Partners Investment Management, LLC (GPIM), an SEC-registered investment advisor. This person will join...
...Manager:
Deputy General Counsel
Department:
Legal & Compliance
Department Overview
The Legal & Compliance Department is... ...growing business.
Position Responsibilities
The Compliance Officer is expected to contribute meaningfully to the review and...
Contract work
Temporary work
...OVERVIEW
KKR is seeking to fill a role on its New York based Compliance Team. This individual will be an integral part of the KKR... ...programs. This role reports to the Regulatory Affairs Compliance Officer and Counsel
RESPONSIBILITIES
Provide assistance on US regulatory...
Work experience placement
...Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design...
Holiday work
Full time
Flexible hours
