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Position: Investment Compliance & Operations Analyst
Our Client: Join a prestigious asset manager based in Charlotte, NC, with billions under management. Our client boasts over 40 years of success, serving sophisticated institutional investors with stable, diversified...
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Your OpportunityDirector, Investment Advisory ComplianceAt Schwab, you’re empowered to make an impact on your career. Here, innovative... ...the status quo” and transform the finance industry together.In Compliance, we help our business partners achieve their strategic priorities...
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...First Western is seeking a Director, Trust & Investment Management Compliance to join our team!
Are you looking for a challenging and rewarding opportunity? First Western is seeking a passionate and experienced professional to join our team.
As a Director, Trust...
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...Job Title
Investment Adviser Compliance
Who We Are
Jennison Associates is a global investment management firm with over $194 billion in Assets under Management spanning across a range of various equity and fixed income investment strategies. Jennison was founded...
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Dodge & Cox is seeking an experienced Investment Adviser/Investment Company compliance professional. The Investment Compliance Analyst will assist in the implementation and maintenance of the system used to monitor client investment guidelines and restrictions and will...
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Monday to Friday
...Company Description
RockCreek is a leading global investment management firm that applies data-driven technology and innovation to... ..., fintech, and financial inclusion.
Job Description
The Compliance Associate will join the Legal and Compliance team and will work...
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...The Accounting and Compliance Manager for Contribution and Investments (ACCI) manages the accounting and financial reporting for NYU's endowment, investments, gifts, deferred gifts, and other accounting functions and is part of NYU's Grants, Gifts an Accounting, Investment...
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The Role:
A senior compliance associate is responsible for ensuring that investment portfolios and funds are managed in accordance with applicable investment guidelines, regulations, and restrictions. The role will also address conflicts, review and update policies...
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... We are a premier asset manager focused on delivering global investment management excellence and retirement services that investors can... ...to join us and grow your career with us.
Head of Investment Compliance
Role Summary:
The Head of Investment Compliance will be responsible...
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2 days per week
...our employees feel respected, valued and have an opportunity to contribute to the company's success.
As a Compliance Program Specialist within PNC Investments, you will be based in Birmingham, AL. The position will primarily be based at our 5th Avenue location....
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...Job Description
Job Description A growing Registered Investment Advisory Firm (RIA ~$8B AUM) is looking for a Sr /Compliance Officer, with generalist responsibilities, to join a supportive, collaborative team.
Onsite - Western Chicago Suburbs
Areas of focus include...
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...This role involves managing Investment Accounting for various firm products, including preparing accurate New Asset Values, recording... ...positions, and assisting with financial statements and reporting for compliance. Additionally, it supports operations and front office...
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...seeking a licensed attorney with experience working with the Investment Company Act of 1940 and related securities laws and regulations... ...businesses in the country. Specifically, the role will serve as Chief Compliance Officer for a closed-end fund multiple trust series (Trust)...
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3 days per week
...Job Description
Job Description JOB TITLE - Control Room Compliance Officer
STRUCTURE - Hybrid
JOB SUMMARY:
Include... ...Compliance policy guidance with respect to Information Barriers and Investment Banking Conflicts of Interest.
Conduct training on the Firm...
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...largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve...
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...Vice President Compliance Officer, Management & Investment Advisory
About the Company
Well-known international wealth management firm & investment bank
Industry
Investment Banking/Venture
Type
Subsidiary of a Public Company
Founded
1962
Employees...
Mercer Investments LLC is currently seeking candidates for an exciting position based out of either our Boston or New York office. This... ...US, working closely with the investments, operations, and compliance teams. Use your critical thinking skill and apply your legal...
Minimum wage
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Flexible hours
3 days per week
1 day per week
...Job Description
Compliance Officer - Wealth Management & Investment Advisory
Jefferies, the global investment banking firm, has served companies and investors for over 50 years. Headquartered in New York, with offices in over 30 cities around the world, the firm...
Local area
...impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary... ...Asset Investments (BXMA) team, working directly with the Chief Compliance Officer to address a range of legal and compliance issues...
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...The Accounting and Compliance Manager for Contribution and Investments (ACCI) manages the accounting and financial reporting for NYU’s endowment, investments, gifts, deferred gifts, and other accounting functions and is part of NYU’s Grants, Gifts and Investments Accounting...
Work experience placement
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Flexible hours
3 days per week
