Search Results: 47,233 vacancies
...Gen II Fund Services Boston office is seeking an entry level compliance analyst to work with the compliance team in all administrative tasks related to Anti-Money Laundering (AML) and Know Your Customer (KYC) services for new and existing clients/investors.
Administrative...
Junior
For contractors
Work experience placement
Remote job
2 days per week
...for working Americans.
What you will do
We are looking for a Jr. Compliance Analyst with 2-4 years experience. You will be a part of... ...kitchen;
? Paid parental leave
? Commuter benefits
? Pet-friendly office
This position will be based in our New York city office. The estimated...
Junior
Holiday work
Full time
...Description Reports to : The Executive Director
FLSA Status : (X) Exempt ( ) Non Exempt
The Quality Assurance and Corporate Compliance Officer:
Will be responsible for oversight and management of quality assurance activities, requirements and internal controls....
Suggested
Local area
Deputy Chief Compliance Officer (New York, NY): Our client, a hybrid fund with over $7 billion in AUM and several international offices, is looking... ...growing firm in a senior capacity
Position will manage more junior staff and have an opportunity to leave their mark on the firm...
Junior
...The compliance officer is responsible for independently monitoring business information barriers and the protection of MNPI across various forms of communication and media. Job Description. ESSENTIAL DUTIES AND RESPONSIBILITIES - Location: Please n Compliance Officer,...
Suggested
...The Global Atlantic Financial Group.
TEAM OVERVIEW
KKR's Compliance team is responsible for developing and enforcing compliance... ...capital markets.
POSITION SUMMARY
Based in one of KKR's core offices, this individual will be responsible for supporting various...
Suggested
...to today's digital economy. We are the go-to Bank for the fintech ecosystem. For more information, visit
The Role:
The Compliance Officer is responsible for all aspects of the consumer compliance program to ensure Piermont Bank adheres to applicable laws, regulations...
Suggested
...Position Summary
Guggenheim Investments is seeking an exceptional Compliance Officer to join its team. Reporting to the Head of Anti-Money Laundering of Guggenheim Partners Investment Management, LLC (GPIM), an SEC-registered investment advisor. This person will join...
Suggested
...The Role
We are seeking to hire an exceptional Compliance Officer to join our compliance team in our New York City office. The Compliance Officer will report into the Deputy Chief Compliance Officer and will lead the Risk Review, Monitoring and Exams (RRME) team...
Suggested
...Manager:
Deputy General Counsel
Department:
Legal & Compliance
Department Overview
The Legal & Compliance Department is... ...growing business.
Position Responsibilities
The Compliance Officer is expected to contribute meaningfully to the review and...
Suggested
Contract work
Temporary work
...of Human Resources policies, procedures, and programs including Compliance, Training & Development, and Employee Relations.
Essential... ...monitor training/workshop sessions.
• Ability to operate standard office equipment i.e. copier, fax, telephone, scanner, computer and...
Suggested
Full time
Monday to Friday
About the Role:
Grade Level (for internal use):
12
The Role: Compliance Officer
The Compliance Officer role is based in Englewood or New York and the successful candidate will be responsible for supporting the implementation and monitoring of the Compliance Program...
Suggested
Second job
Local area
Worldwide
Flexible hours
Compliance Officer (New York, NY): The chance to join a thriving private equity fund in a #2 capacity is here. If you are an ambitious, intelligent, and curious compliance professional seeking the mentorship of an exceptionally bright, talented, and KIND GC & CCO, please...
Suggested
...consumer finance. The Group has more than 130 offices and 80,000 employees worldwide in nearly... ....
Role Description
The Employee Compliance Officer will join a team that is... ...events.
Manage and mentor one or more junior staff.
Monitor systems for...
Junior
Local area
Work from home
Worldwide
...Job Description
Job Description Consumer Regulatory Compliance Officer
located onsite in Manhattan with a foreign bank
Base salary $100-135K based on experience and skills
Required Education and Experience:
BA or BS required. A minimum of 5-7 years of...
Suggested
...POSITION SUMMARY
Kohlberg Kravis Roberts & Co. L.P. and KKR Credit Advisors (US) LLC ("KKR") are seeking an experience compliance officer or attorney to join KKR's Global Compliance team with a focus on the administration of KKR's compliance program designed to mitigate...
Work experience placement
...include establishing and overseeing an AML program for a newly created brokerage clearing firm.
Reporting into the Chief Compliance Officer, this person will manage a team of AML professionals and overseeing all aspects of organizational compliance with AML laws and...
Work experience placement
Flexible hours
...Role Summary/Purpose
The Company is looking for a dedicated compliance professional to join its legal and compliance team. The Senior Compliance Officer will report directly to Annaly's Deputy General Counsel and Chief Compliance Officer and will have exposure to the...
Local area
Relocation bonus
..., and the communities we invest in worldwide.
The Legal and Compliance Department (LCD)
We govern, structure, negotiate and execute... ...candidate to join our Compliance Division in GIC's New York Office as an Associate.
Key Responsibilities
Advise and work...
Worldwide
Hold Brothers Capital, LLC, a leading self-clearing broker-dealer is looking for a Compliance Associate/Officer to join the team. He/she will help with the delivery of expert advice to broker dealers regarding FINRA, SEC and/or state regulatory requirements and regulatory...
