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  •  ...Portfolio Financing and Optimization Trader, Prime Services, Vice President Working at Citi is far more than just a job. A career with us means joining a team of more than 230,000 dedicated people from around the globe. At Citi, you'll have the opportunity to grow your... 
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    Citigroup

    New York, NY
    3 days ago
  • Responsibilities Provide short coverage and long financing on securities to Prime clients; Develop tool for monitoring financing trading...  ...while optimizing liquidity binding constraints (ILST) of the US broker dealer; Work closely with other teams to build interactions and... 
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    Societe Generale

    New York, NY
    2 days ago
  •  ...settlements across US and international securities while growing your career on a fast‑paced trading floor. Job summary As an analyst in the Prime Finance Group, you will sit within the Equities Division, providing integrated sales, execution, clearing, and financing solutions... 
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    J.P. Morgan

    New York, NY
    5 days ago
  • Job Description Job Description We're on a mission to empower our clients and foster the growth of our team. As we venture into new local markets, we seek disciplined individuals craving income control, work-life balance, and opportunities for personal development....
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    Weekly pay
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    Alleviation Enterprise LLC

    Alice, TX
    13 days ago
  •  ...services firm in New York seeks a VP for Securities Financing Trading. The ideal candidate will have over 10 years of experience in Equity Prime Brokerage, capable of driving change and enhancing platforms. This position includes providing financing solutions, developing... 
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    Societe Generale

    New York, NY
    2 days ago
  • $16 - $18 per hour

    Job Description Job Description About Us With over 300 locations nationwide, L.A. Insurance is one of the largest and most trusted independent insurance agencies in the U.S. We partner with top carriers, including Progressive, Nationwide, National General/Allstate...
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    Hourly pay

    L.A. Insurance

    Henderson, NV
    23 days ago
  • Job Description Job Description ***Career Training Provided -- (Licensing supported included!)*** Executive Opportunity: Agency Principal & Equity Owner | Portland Metro Farmers Insurance - District 24 Farmers Insurance District 24 is seeking a high-caliber business...
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    Contract work
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    Immediate start

    Farmers Insurance- District 7324

    Portland, OR
    23 days ago
  • Job Description Job Description Insurance personal and/or commercial service agent with the ability to multitask into cross-sales.  Independent Insurance Agency experience preferred.   Licensed for Property & Casualty; Life & Health license preferred.  Previous experience...
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    Insurance Services, Inc.

    Kennewick, WA
    12 days ago
  • $100k - $135k

     ...Senior Associate - Accountant, Broker Dealer Clear Street is modernizing the brokerage ecosystem. Founded in 2018, Clear Street is...  ...for today's complex, global market. Clear Street's proprietary prime brokerage platform adds significant efficiency to the market, while... 
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    Clear Street

    New York, NY
    3 days ago
  • $71.5k - $105.4k

     ...Job Title: Regional Supervisory Principal – Broker-Dealer Location: Remote Position Summary The Regional Supervisory Principal is responsible for the oversight and supervision of registered representatives and investment adviser representatives to ensure adherence... 
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    Remote work

    Horace Mann

    Remote
    3 days ago
  • Job Description Job Description We are seeking an Insurance Agent to join our team! You will be responsible for expanding the company's book of business by selling various types of insurance policies to new and existing clients.   No License needed, will train ...
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    Texas Farm Bureau Insurance Companies

    Mckinney, TX
    9 days ago
  •  ...SPG, Broker-Dealer Private Side Compliance Advisory The Compliance group within SMBC Nikko Securities Inc. serves as a regulatory advisory function to the President, is responsible for overseeing the management of the broker dealer's compliance risk and is represented... 
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    Smbc Global Foundation Inc

    New York, NY
    4 days ago
  • Job Description Job Description About the Role We are seeking an experienced and motivated Leasing Agent to focus on lease up and marketing operations at our newly built, 180 unit, class A multifamily apartment community. This role is ideal for a customer/sales...
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    Weekend work

    Cope Equities, LLC

    Kaufman, TX
    25 days ago
  •  ...Commercial Lines? xywuqvp We’ll consider it! What We Offer: • Competitive salary & full benefits • Supportive, collaborative culture • Prime office location near Forest Park • Commitment to your professional growth Apply now or message us to learn more!... 
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    Full time
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    The Daniel and Henry Co.

    Saint Louis, MO
    5 hours ago
  • $100k

    Job Description Job Description     We are an Office of Professionals who Love what we do and have weekends and holidays off! HISTORICALLY members of our team stay for a minimum of 3 years, many are at or close to 10 years! It is surprising how fulfilling what...
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    Permanent employment
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    Randy Bales Insurance Agency Inc

    Centennial, CO
    15 days ago
  • A leading financial services firm in the Town of Carmel seeks a Senior Compliance Analyst to join their team. This position requires extensive regulatory knowledge including SEC and FINRA, with responsibilities such as investigating customer complaints and ensuring compliance...
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    Remote work

    CNO Financial Group

    Carmel, NY
    12 hours ago
  • $125k - $140k

    An international financial services firm is looking for a Compliance Officer in New York. The successful candidate will develop compliance policies, oversee regulatory documentation, conduct compliance reviews, and provide training to employees. A bachelor's degree and...

    BTG Pactual

    New York, NY
    1 day ago
  •  ...Vice President, Banks & Broker Dealers Join JPMorgan Chase's Risk Management and Compliance team, where your expertise will be pivotal in maintaining our strength and resilience. As a Vice President in the Banks & Broker Dealers team, you'll manage exposure to a diverse... 

    Chase

    Plano, TX
    2 days ago
  •  ...Assistant Are you ready to take your career to the next level in a dynamic and collaborative environment? As a Trader Assistant within Prime Finance Services Operations, you will have the opportunity to work alongside industry-leading professionals, develop your skills,... 

    Chase

    New York, NY
    2 days ago
  • $145k

     ...- Chicago. Today, Akuna is proud to operate from additional offices in Sydney, Shanghai, London and Singapore. What you’ll do as a Broker Trader at Akuna: We are seeking an experienced Broker Trader to join our growing team at Akuna Capital. The ideal candidate will be... 
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    Immediate start

    Akuna Capital Llc

    Chicago, IL
    2 days ago
  • A leading financial institution in New York seeks a Junior Trader for their Stock Borrow Loan desk. This role involves facilitating client short sale approvals and pricing, while supporting domestic trading activities. Candidates must have at least two years of experience...

    J.P. Morgan

    New York, NY
    1 day ago
  • $200k

     ...Senior Sales Executive Broker-Dealer Advisory Compliance Exchange Group (CXG) is a nationally recognized leader in broker-dealer formation and regulatory advisory. We work directly with founders and financial professionals entering the capital markets industry and... 
    Full time
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    Compliance Exchange Group

    Smithtown, NY
    1 day ago
  • $81.1k - $121.7k

    A leading financial services company is seeking a Senior Compliance Analyst in Chicago to ensure compliance with regulations. Responsibilities include investigating complaints, monitoring compliance, and developing policies. The ideal candidate will have a bachelor’s degree...
    Remote work

    CNO Financial Group

    Chicago, IL
    1 day ago
  •  ...developing your career, while helping others along the way, come join the Broadridge team. As the Head of Product Management for our Bank Broker Dealer business, you will create the product strategy, be responsible for product management roadmaps, and drive execution and... 
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    Local area
    Remote work

    Broadridge

    New York, NY
    1 day ago
  • $200k

     ...Graduate Broker Trader We are looking for a recent graduate to join IMC as a Graduate Broker Trader. Imc is a high frequency trading firm with a strong trading presence in the broker market. As a Graduate Broker Trader, you will be part of highly motivated team facing... 
    Permanent employment
    Full time
    Local area

    IMC

    Chicago, IL
    1 day ago
  • $59.27k - $96.62k

     ...together. If you want to advance the world of fintech, we'd like to ask you: Are you FIS? About the Role: The firm is a registered broker-dealer providing electronic network broker-dealer services to institutional clients. A unique business model that includes... 
    Full time
    Work experience placement
    Work at office
    Flexible hours

    Fisglobal

    Bolingbrook, IL
    4 days ago
  •  ...securities regulation, particularly SEC and Client rules, and will collaborate closely with compliance colleagues across a broad range of broker-dealer business lines. Job Responsibilities: In this role, you will help lead a firm-wide compliance program, including:... 

    Phaxis LLC

    New York, NY
    2 days ago
  •  ...Job Title Day-to-Day Responsibilities This role involves enhancing the regulatory governance framework for the firm's broker-dealer operations. Key responsibilities include: # Managing the regulatory calendar and tracking obligations to ensure compliance with... 

    Phaxis

    New York, NY
    1 day ago
  •  ...A leading financial services company in New York is seeking a Head of Product Management for its Bank Broker Dealer business. This role involves creating product strategy, managing roadmaps, and driving product execution. The ideal candidate will have over 10 years of... 

    Broadridge

    New York, NY
    1 day ago
  • Service Loaner Vehicle Coordinator Coordinate the check-out and return of service loaner vehicles. Inspect, document, and prepare vehicles for each customer use. Maintain accurate records of vehicle assignments and conditions. Assist customers courteously and...
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    Ted Britt Ford

    Fairfax, VA
    2 days ago