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- A leading financial services firm is seeking a Trader Assistant for its Prime Finance Services Operations team in New York. The role involves supporting trading desks, driving process improvements, and ensuring efficient workflow management. Ideal candidates should have...Suggested
- Responsibilities Provide short coverage and long financing on securities to Prime clients; Develop tool for monitoring financing trading... ...while optimizing liquidity binding constraints (ILST) of the US broker dealer; Work closely with other teams to build interactions and...Suggested
- ...services firm in New York seeks a VP for Securities Financing Trading. The ideal candidate will have over 10 years of experience in Equity Prime Brokerage, capable of driving change and enhancing platforms. This position includes providing financing solutions, developing...Suggested
$225k - $300k
Senior Compliance Officer - Broker Dealer Advisory New York, NY Full-Time Compliance Diversified. Resilient. Dynamic. Marex is a global... ...Strong understanding of U.S securities regulations that may include Prime Brokerage, Clearing Services, Stock Loan/Fully Paid Lending,...SuggestedFull time$100k - $135k
...Senior Associate - Accountant, Broker Dealer New York, NY About Clear Street: Clear Street is modernizing the brokerage ecosystem... ...for today's complex, global market. Clear Street's proprietary prime brokerage platform adds significant efficiency to the market,...SuggestedWork at office- Job Description Job Description We are seeking a Insurance Sales Professional who is sports minded and competitive to join our team! Quick advancement to a leadership position, with extra compensation, is very realistic within 4 to 6 months. Responsibilities: ...Suggested
The Koch Group
Sherman, TX17 days ago $71.5k - $105.4k
...Job Title Regional Supervisory Principal – Broker-Dealer Location Remote Position Summary The Regional Supervisory Principal is responsible for the oversight and supervision of registered representatives and investment adviser representatives to ensure adherence to FINRA...SuggestedRemote workHorace Mann
Lincoln, NE3 days ago- Job Description Job Description We are seeking an Insurance Agent to join our team! You will be responsible for expanding the company's book of business by selling various types of insurance policies to new and existing clients. Responsibilities: Present and ...Suggested
Texas Farm Bureau Insurance Companies
Sherman, TX25 days ago - Job Description Job Description ***Career Training Provided -- (Licensing supported included!)*** Executive Opportunity: Agency Principal & Equity Owner | Portland Metro Farmers Insurance - District 24 Farmers Insurance District 24 is seeking a high-caliber business...SuggestedContract workWork at officeLocal areaImmediate start
Farmers Insurance- District 7324
Happy Valley, OR3 days ago - Job Description Job Description Insurance personal and/or commercial service agent with the ability to multitask into cross-sales. Independent Insurance Agency experience preferred. Licensed for Property & Casualty; Life & Health license preferred. Previous experience...Suggested
Insurance Services, Inc.
Kennewick, WA22 days ago - A global financial services firm is seeking a Trader Assistant in New York to support multiple trading desks and ensure efficient workflow management. You will collaborate with various teams to improve process efficiencies and manage trade execution effectively. Strong ...Suggested
- Are you ready to take your career to the next level in a dynamic and collaborative environment? As a Trader Assistant within Prime Finance Services Operations, you will have the opportunity to work alongside industry-leading professionals, develop your skills, and make...Suggested
- ...contribute to a strong hospitality culture. Our core values are communication, humility, accountability, integrity, and respect. Elk Prime Position Summary Elk Prime is Elk Ave Hospitality's elevated steakhouse concept, focused on polished service, high-quality...SuggestedHourly payFlexible hoursShift work
- ...Reconciliation Analyst for a hybrid role in Saint Petersburg, FL. The successful candidate will perform end-to-end reconciliations for broker-dealer accounts, collaborate with teams to address discrepancies, and ensure compliance with internal controls. This position...Suggested
TALENT SHIFT
Saint Petersburg, FL3 days ago - ...A financial services organization is seeking a Sr. Compliance Analyst to join their Broker/Dealer Compliance team in Carmel, NY. The ideal candidate should have extensive knowledge of SEC and FINRA regulations, and will be responsible for investigating customer complaints...SuggestedRemote work
CNO Financial Group
Carmel, NY3 days ago $190k - $225k
...New York, New York, United States About the Role iCapital is looking to hire a Senior Vice President to join the Broker Dealer and Distribution Compliance team within the Regulatory and Compliance group. This individual supports the Chief Compliance Officer in the oversight...Full timeWork at officeRemote workiCapital Network
New York, NY3 days ago- ...Manager, U.S. Broker Dealer Regulatory Reporting Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing...Local area
Scotiabank
Dallas, TX4 days ago $20.45 - $27.81 per hour
#BeHere Location US:WI:MENOMONEE FALLS at our WOODLAND PRIME 400 facility. This job is REMOTE. Job Summary Responsible for researching and resolving all unpaid insurance claims and following up on all customer inquiries/complaints related to unpaid balances. Other duties...Hourly payTemporary workWork at officeRemote workFroedtert Health
Menomonee Falls, WI3 days ago- ...manage financial reporting and ensure regulatory compliance. The ideal candidate will have over 10 years of experience as a FinOp in a broker dealer environment and a bachelor's degree in finance or accounting, preferably with a CPA. The position offers a hybrid work model...
$248k - $285k
...Nikko Securities Inc. serves as a regulatory advisory function to the President, is responsible for overseeing the management of the broker dealer\'s compliance risk and is represented by the Chief Compliance Officer as either a member or observer of various committees...Full timeWork at officeLocal areaWork from homeWorldwide$130k - $177k
A financial services consultancy based in New York is seeking a Technical Recruiter to support their broker-dealer team. The ideal candidate will possess over 5 years of experience in collateral management and business analysis, particularly within investment banking....$71.5k - $105.4k
A financial services organization is looking for a Regional Supervisory Principal to oversee compliance activities for registered representatives. This remote role requires 7-10 years in a supervisory position within financial services, strong knowledge of FINRA and SEC...Remote job- ...Commercial Lines? xywuqvp We’ll consider it! What We Offer: • Competitive salary & full benefits • Supportive, collaborative culture • Prime office location near Forest Park • Commitment to your professional growth Apply now or message us to learn more!...Full timeWork at office
The Daniel and Henry Co.
Saint Louis, MO14 hours ago $210k - $245k
...headquartered in NYC and offer hybrid NY-based positions (Four days/ week in-office). About the role As an Engineering Manager in Broker Dealer, you'll help balance on-time delivery of new features alongside system stability and scale, all while helping mentor and grow...Work at officeLocal areaMonday to ThursdayFlexible hoursMenlo Ventures
New York, NY3 days ago- Job Description Job Description Company Description Louis Dreyfus Company is a leading merchant and processor of agricultural goods. Our activities span the entire value chain from farm to fork, across a broad range of business lines, we leverage our global reach...Local areaFlexible hoursShift workNight shift
Louis Dreyfus Company
Grand Junction, IA21 days ago - Job Description Job Description Plymouth Energy Job Title: Grain Handler Reports To: Commodities Manager The Grain Handler is responsible for the receiving in and the loading out of commodities to ensure safety, quality, and productivity while supporting...Full timeWork at office
Plymouth Energy
Merrill, IA28 days ago $200k
...Graduate Broker Trader Chicago, United States We are looking for a recent graduate to join IMC as a Graduate Broker Trader. IMC is a high frequency trading firm with a strong trading presence in the broker market. As a Graduate Broker Trader, you will be part of...Permanent employmentFull time- Job Description Job Description Salary: Commodity Handler Position Summary: Norfolk Crush is a facility that processes 110k bushels of soybeans daily into soybean oil, soybean meal, and soy hull pellets. Commodity Handlers will operate the plant both physically...Temporary workFor contractorsLocal areaFlexible hoursShift work
Norfolk Crush
Norfolk, NE11 days ago $150k
...implementation, and where individuals are empowered to take ownership and contribute directly to the firm's growth. What You'll Do Manage broker and institutional counterparty relationships across multiple products Negotiate prices and make markets for brokers and other...$81.1k - $121.7k
A leading financial services company is seeking a Senior Compliance Analyst in Chicago to ensure compliance with regulations. Responsibilities include investigating complaints, monitoring compliance, and developing policies. The ideal candidate will have a bachelor’s degree...Remote workCNO Financial Group
Chicago, IL1 day ago
