...Investment Advisers Act of 1940 Section 206(4)-7 compliance obligations. Works independently on... ...Duties and Responsibilities
•Manages compliance tests by reviewing applicable... ...1940 requirements; and state securities regulatory agencies; and/or Federal Deposit Insurance...
Suggested
...to monitor possession and control of client assets, complete regulatory reporting and assist the firm in maintaining proper compliance with industry/firm rules and regulations. Collaborates with management to identify opportunities for operational efficiency and productivity...
Suggested
Immediate start
2 days per week
3 days per week
...obtained through education and experience to perform various regulatory reporting duties including: report preparation, and financial... ...Resolves moderately complex problems. Regular contact with senior management and other internal customers is required to identify, research...
Suggested
...together
Kobie is looking for an experienced Compliance Analyst. The Sr. Compliance Analyst will work... ...negotiations with key stakeholders and senior management.
Research emerging privacy laws and monitor regulatory developments to ensure alignment with internal...
Suggested
Holiday work
Casual work
Remote job
...through powering the future of wealth management. Our mission is to help advisors achieve... ...investments and operations, marketing, compliance, practice management, M&A, and capital... ...the Network Compliance team in providing regulatory consulting and support to the rapidly...
Suggested
...supporting internal projects and initiatives within the Compliance and Security team.
How you will make an impact
Your... ...team in reviewing and summarizing laws and regulations for regulatory change management.
Support the team in monitoring internal audit reviews...
Suggested
Holiday work
Casual work
Internship
...part of a team that is open, collaborative, entrepreneurial, passionate and above all fun.
About the team
The Global Regulatory Compliance team is responsible for tracking, reviewing, and communicating changes in the regulatory environment, particularly those...
Suggested
Full time
Work experience placement
Local area
...part of a team that is open, collaborative, entrepreneurial, passionate and above all fun.
About the team
The Global Regulatory Compliance team is responsible for tracking, reviewing, and communicating changes in the regulatory environment, particularly those...
Suggested
Full time
Work experience placement
...Solve IT Strategies is looking for a QA Compliance Specialist . This role is lacated at... ...completed.
• Provide initial regulatory impact assessment on all change controls... ...Collaborates with Subject Matter Experts (SME)s, management and supervisory personnel from...
Suggested
Contract work
Local area
Shift work
...Compliance Risk Opportunity in Financial Services
Compliance Analyst
Location... ...This position reports to the Compliance Manager.
Responsibilities:
Reviews financial... ...’ book of business for common risks and regulatory issues.
Creates representative...
Suggested
Full time
Remote job
...Compliance Opportunity in Financial Services
Compliance Analyst, Customer Complaints... ...Identify and escalate complaints to senior management as necessary.
Complete all required filings in accordance with regulatory rules (i.e. 4530(d) and U4/U5 amendment filings...
Suggested
Full time
Remote job
...lunch shifts and some closing shifts. Aggressive raises for successful performance! Are you an experienced Crew Leader, Assistant Manager...or striving to be Are you energetic, friendly, hardworking and CAREER MINDED PTO, Healthcare and 401k benefits for those who qualifyPaychecks...
Suggested
Full time
Local area
Gangs
Shift work
Day shift
...Responsibilities for this Position
Supply Chain Compliance Specialist II
US-FL-St Petersburg... ..., and standards
Monitors the regulatory environment and responds to or shares... ...Degree in Business and/or Supply Chain Management
Experience and use of IFS software...
Suggested
Full time
Contract work
The Facility Solutions Manager is responsible for the business operations of an assigned client contracted service area. This position... ...new clients, inspections of Contractor performance and compliance with client requirements, trouble-shooting customer request/complaints...
Suggested
Permanent employment
Contract work
For contractors
Night shift
...available to help our insurance carrier or MGA clients in Compliance Specialist – Rate Filing positions. Responsibilities may include... ...Coordinate with product development on new coverages. Review regulatory publications for impact on company filings and product...
Suggested
Full time
Contract work
Part time
Work experience placement
Remote job
Work from home
...Compliance Opportunity in Financial Services
Sr. Compliance Analyst – IA Surveillance... ...ad-hoc requests, special projects, and regulatory exams
Assist Compliance Officer with... ...thinking, problem-solving, research, and time management. Ability to think through complex...
Full time
Work experience placement
Remote job
...FL, Memphis, TN, or Southfield, MI.Job Summary: The Manager of the Operations Control Governance Team leads a team... ...impacting RJA Operations including SOX / 17a5, SOC1, FICCA, regulatory examinations, and various compliance control reviews including managing staff augmentation...
2 days per week
3 days per week
...Highgate is a premier real estate investment and hospitality management company widely recognized as an innovator in the industry. Highgate... ....O.D. coverage as required.
Maintain regular attendance in compliance with Highgate Hotel Standards, as required by scheduling,...
Daily paid
Relocation bonus
Saturday
...Petersburg, FL: Printing, Signage, Display, and Marketing Company seeks Experienced Account Development Representative: Summary of Position: The Account Development Manager is responsible for the development of new business with both new and existing accounts thro...
...Software Sourcing Manager
Location: St. Petersburg, FL/ Tampa, FL/ Hybrid
Duration: 3-4 months with possible contract to hire... ....
- Reviewing proposals or contracts for potential regulatory, technical, financial and legal risks.
- Personal interactions...
Contract work
Flexible hours
...Position Overview
The CX Division Manager performs day-to-day management of overall project operations during the implementation... ...communication.
Ensures team is working in adherence of HIPAA, Compliance & Security polices.
Experience, Qualifications, Knowledge,...
Local area
...the team and what we'll build together
As a Senior Project Manager within our Project Management Office (PMO), you will lead and... ....
Conduct regular project reviews and audits to monitor compliance with project management processes and best practices.
Continuous...
Holiday work
Work experience placement
Casual work
...Description:
Job Summary: The General Manager is responsible for the successful operation of a single store.
Key Accountabilities... ...inventory levels and order supplies as needed.
•Ensure compliance with health and safety regulations.
•Manage restaurant finances...
Holiday work
Relocation
Shift work
Weekend work
Afternoon shift
...Perks: Our store managers enjoy a great working environment with a full support team consisting of Regional Managers, HR team, corporate... ..., whichever is more stringent
Maintain their location in Compliance according to the standards of the current corporate monthly...
Weekly pay
Local area
Gangs
...St. Pete Beach, FL, is seeking an experienced Food & Beverage Manager. With stunning views overlooking the Intercoastal Waterway and... ...guests and customers, but also ensures labor laws and health compliance regulations, customer satisfaction and brand standards are followed...
Holiday work
Temporary work
Local area
Shift work
All shifts
...Rentals, a division of VTrips, is seeking a full-time Property Manager to join our growing team!
The Property Manager is... ...supervisor and/or upper management, as requested.
Learn and ensure compliance with all company, local, state, and federal safety rules.
Be...
Holiday work
Full time
Temporary work
For contractors
Local area
Immediate start
Outdoor
Flexible hours
...and training to build employee relations capability and enable management effectiveness through the execution of proactive employee... ...timecard, badging, expense and supervision concerns.
•Ensures compliance with all applicable federal, state and local laws and regulation...
Local area
...seek a visionary individual who can guide our journey toward operational excellence.
We are seeking a Business Process Improvement Manager/Director to spearhead our efforts in optimizing business processes across the organization. This role involves overseeing the...
...Real Estate
Description
SCOPE:
The Assistant Community Manager assist in all aspects of the operation of the property:... ...sale is complete and perform weekly property visits to evaluate compliance with community policies regarding parking, curb appeal, pets,...
Hourly pay
Base plus commission
Full time
Contract work
Local area
Flexible hours
Shift work
Saturday
...improvements in process performance, equipment integrity, safety, and regulatory compliance. Youre not afraid to question the status quo, and youve... ...a cut above, which is why youre so good at building and managing a team-centric environment. And when it comes to problem-...
Local area
Shift work