Average salary: $68,569 /yearly
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...calendars of our financial advisors in multiple offices.
The Compliance Analyst provides assistance and oversight for the Firm’s Investment... .... This includes assisting the Chief Compliance Officer with regulatory filings and registrations, administering the Code of Ethics,...
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...improving productivity.
Summary of Responsibility:
The Compliance Manager will be responsible for developing, implementing, and... ...involves ensuring that the company operates within the legal and regulatory framework and adheres to internal policies and procedures. The...
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Holiday work
Local area
Night shift
...development, submission, negotiation and approval of rate, rule and form filings commensurate with business objectives and in compliance with regulatory requirements. Lead role in managing the more complex and controversial filings and related issues. Provides leadership...
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Director of Compliance to become CCO (Fairfield, CT):
Our client is seeking a Director of Compliance to join their growing team. The Director... ...of the company's compliance program, ensuring adherence to regulatory requirements and internal policies. This role would turn into...
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...Join The Hartford's dynamic Treasury organization as a Treasury Compliance Consultant, reporting to the AVP & Assistant Treasurer. We're... ...to maintain a well-controlled environment that aligns with regulatory standards. Additionally, this individual will manage the relationship...
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3 days per week
...partners and communities. Visit us at ( .
We are:
Finance Risk & Compliance, and we give finance execs the sounding board they need. Value... ...Here’s what you need:
5 years working in risk and regulatory compliance within the banking, capital markets and/or insurance...
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Flexible hours
...counter drugs for the region of North America (US/CAN), provides regulatory guidance and advice on regulatory requirements. Monitors... ...communicates impact to different lines of business. Develops compliance strategies to introduce new products to market. Manages notifications...
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Summer work
Local area
Day shift
...be responsible for managing and coordinating implementation of regulatory requirements across all Blueroot Health brands, reflective of... ...Document Control is also the responsibility of this position, as are compliance execution for International Trade and International regulatory...
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Fixed term contract
...SUMMARY
This job works collaboratively to support of all risk and compliance assessment activities of Highmark Health across a broad range... ..., internal control activities, contractual obligations, regulatory requirements, and responding to customer inquiries / audits....
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Ankura
Director, Compliance, Investigations & Oversight
Connecticut
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Ankura is a team of excellence founded on innovation... ...and experience across a wide range of economic, governance, and regulatory challenges. At Ankura, we know that collaboration drives...
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Immediate start
Position Description:
Regulatory Counsel: Eversource Energy, a Fortune 500 diversified electric, natural gas and water utility company with operations throughout New England, seeks to hire a full-time attorney to perform regulatory work. Eversource is committed to building...
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Full time
For contractors
Flexible hours
2 days per week
Position Title: IT Security Risk, and Compliance
Location: Hartford, CT
Position Type: Hybrid Consultant - Onsite 2 days - Remote 3 days... ...Compliance Information Security Technical Writers to satisfy regulatory compliance requirements and manage risk to an acceptable level...
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3 days per week
...in-class employee population. Currently we are searching for a Regulatory Affairs Manager.
MicroCare, LLC is a distinguished ISO 9001... ...for implementing and upholding a comprehensive regulatory compliance strategy that spans across diverse jurisdictions (EPA, FDA, REACH...
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...Interact with clients and prospects including business development and lead generation.
Conduct independent regulatory program reviews and Testing;
Drafting BSA/AML compliance programs and developing training for FinTech’s and broker-dealers.
Provide advice on technology...
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Product Safety and Regulatory Affairs Coordinator needs OSHA/TSCA/FHSA/RCRA/Export regulations experience
Product Safety and Regulatory... ...raw materials and that all products marketed by and are in compliance with all appropriate regulations (Federal, State, County, regional...
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...Regulatory Business Controls Manager - Retail Business Enablement & Controls, Lending
Charlotte, North Carolina;Belfast, Maine; Plano... ...outcomes with meaningful, sustainable controls
• Analyze compliance testing, monitoring reports, and other testing results to identify...
Work experience placement
Shift work
Day shift
...Job Description
Job Description TITLE: Compliance Analyst
Job Summary: Wealth Management company located in Glastonbury, Connecticut... ...organization by enforcing company policies, procedures and regulatory requirements related to a registered investment advisor (RIA)...
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Flexible hours
...Hartford, CT offices. The successful candidate will have experience conducting Phase I environmental site assessments (ESAs) and compliance reviews of complex commercial - industrial facilities and/or facilities with long industrial histories, managing multi-site environmental...
Full time
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Worldwide
...Security Risk and Compliance Analyst will operate within a divisional security team reporting to the Director of Information Security. Analyst will be responsible for risk assessment, reporting and audit of Customer facing applications supporting the Tax and Accounting...
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Job Description - Senior Actuary, Regulatory & Reporting Reserves, Americas, Corporate Actuarial (11007839D20231121)
Job Description
Senior Actuary, Regulatory & Reporting Reserves, Americas, Corporate Actuarial ( Job Number: 11007839D20231121 )
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Full time
Work experience placement
Local area
Flexible hours
