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...valued for who they are and what they contribute.
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What You'll Be Doing
Regulatory Supervision is primarily responsible for the supervision of all U.S. sales and trading desks within Global Markets. The supervisory...
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Overview:
Director of Compliance and Regulatory Affairs Overview
The primary function of this position is to direct and provide oversight of Somnias Compliance and Regulatory Affairs Program. The individual will be responsible for planning, implementing, and managing...
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Part time
Work experience placement
...Schrdinger seeks an Associate Director of Regulatory Affairs to join our New York early clinical development team. This hire will report to the Director of Regulatory Affairs and will play an essential role in regulatory activities to support activities of global oncology...
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Home office
Flexible hours
Shift work
...in the Northeast region for 2022.
About the role:
As the Regulatory Affairs leader within our bank, you will play a pivotal role... ...submission of regulatory reports to senior management, the Board of Directors, and relevant authorities, ensuring accuracy and timeliness....
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Local area
...applications worldwide.
Job Overview:
The incoming Director of RA will be a leader and key member of a dynamic team who is responsible for developing, directing and implementing the regulatory strategy for several programs with a focus on unmet medical...
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Worldwide
We're seeking someone to join our team as a Client Onboarding Regulatory Services Director as part of the New Client New Business team who will be responsible for maintaining, reviewing, processing, and reporting on both AML and Non-AML regulatory programs; ensuring the...
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Temporary work
3 days per week
...looking for a patient-focused, innovation-driven company that will inspire you and empower you to shine? Join us as a Senior Director, Global Regulatory Project Management, GI within our Global Regulatory Affairs organization, based remotely.
OBJECTIVES/PURPOSE...
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Minimum wage
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Worldwide
...Summary
Global Markets Regulatory Compliance (GMRC) Advisory Americas Director is responsible for providing advice on Swap Dealer and Broker Dealer regulations (including the global impact of relevant U.S. regulations) and internal policies and procedures to internal...
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...environment.
Managing the team that executes adherence, control, and substantive testing procedures through periodic reviews of regulatory filings and controls.
Leading regulatory reporting validation testing including regulatory reporting quality assurance,...
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Immediate start
...Analyst
Location: New York, NY (Hybrid 3 days a week)
Duration: 12 months
Job Description:
Key Responsibilities:
Regulatory Compliance: Serve as the primary point of contact for all matters related to Regulation 2052 A compliance.
Product Expertise:...
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3 days per week
...description
Business type
Types of Jobs - Compliance / Financial Security
Job title
Investment Banking and Regulatory Compliance Officer - Director
Contract type
Permanent Contract
Job summary
Summary:
The Conflicts Management Group ("CMG") in...
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Permanent employment
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Worldwide
...The Senior Regulatory Manager will be responsible for navigating key markets such as Canada, Brazil, Mexico and the US to establish the market of agencies and stakeholders external to their business. Client Details
My client is an Australian brand, globally recognised...
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Local area
...Job Description
Job Description Technical Regulatory Business Analyst/Regulation 2052 A/Alteryx - Flagstar Bank - Hybrid/NYC - 1 year+ - $65
* We need: Two senior regulatory Business Analysts with in-depth experience supporting Regulation 2052 A projects in a...
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Local area
Relocation
Flexible hours
3 days per week
...status quo and striving to be best-in-class. Team DescriptionThe Regulatory Engagement team sits within Firmwide Regulatory Strategy and... ...ongoing monitoring activities. We are seeking an Executive Director to lead a team responsible for managing engagements with regulators...
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...give you a good hair day, every day.
Job overview:
As the Regulatory Affairs Specialist you will be responsible for ensuring that... ...for our hair care products. This position will report to the Director Regulatory & Compliance.
This role has added expectations for...
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Day shift
...Join the Mizuho team as a S enior SME on the derivatives regulatory reporting team! Key Responsibilities:
Operations Vice President - This position is as a senior SME in the derivatives regulatory reporting team within MAS Derivative Operations. Depending on your...
Full time
Local area
Remote job
...career potential, benefit from our robust development opportunities, and enjoy meaningful work!
Job Summary:
The Managing Director, Regulatory Relations Management, for Webster Bank is responsible for ensuring there is an effective Regulatory Relations Program in...
...US Regulatory Requirements Manager
New York As a Barclays US Regulatory Requirements Manager, you will join the Americas Business Engagement Team. This team supports the Barclays Americas CEO and the broader US Executive Committee. In this role, you will have the...
Hourly pay
Full time
...Life and Travel Insurance
+ Tuition Assistance
+ Wellness Reimbursement Program
+ Paid Holidays and Vacation
**What is a Regulatory Attorney?**
The Regulatory Attorney position is responsible for providing legal guidance on all regulatory matters directly and...
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For contractors
...Client is a leading Financial Services Firm located in Manhattan, New York.
Description
1. Maintain in-depth knowledge of the regulatory requirements such as TRACE, FR2004 reporting.
2. Assess the broker-dealer's current capabilities, systems(Broadridge Impact/...
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