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...Research Compliance Specialist
**POSITION DETAILS**
**POSITION DESCRIPTION AND DUTIES:**
The Office for the Advancement of Research (OAR) oversees all research operations at John Jay College of Criminal Justice (John Jay), a senior liberal arts college within the...
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...Job Description
The Office of the New York City Comptrollers Bureau of Asset Management... ...-term cash is internally managed. The Compliance Officer will work with the Chief... ...electronic data feeds for multiple brokers.
- Researching and providing reporting to the Chief...
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Temporary work
3 days per week
...Job Title: Trade Compliance Officer
Responsibilities:
Monitor trading activities to ensure compliance with relevant regulations, laws, and policies
work with traders to ensure that all trades are executed in compliance with regulatory requirements and...
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...and loan origination services to the latest in regulatory and compliance solutions. What drives us every day? A desire to innovate in the... ...consistent with current regulations, and as Chief Compliance Officer, you play a key role. We are looking for a Chief Compliance...
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...the Role:
Grade Level (for internal use):
10
The Role: Compliance Officer - Control Room
The Team: Control Room is part of the... ...nature of conflicts of interest in the context of investment research or credit rating analysis.
* Good understanding of the nature...
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Second job
Worldwide
Flexible hours
Our client, a large organization with recently revised remote guidelines, is looking for a Contract HR Compliance Officer who will be tasked with ensuring the organization's employment policies align with the needs of a dispersed workforce.Alongside a deep knowledge of...
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Hourly pay
Contract work
Freelance
Local area
Remote job
Flexible hours
We are looking for a Chief Compliance Officer who will play a crucial role in ensuring that Vise operates in compliance with all applicable... ...York team comprises world-class Ph.D. quants, investment researchers, and engineers with experience at industry-leading firms like...
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Flexible hours
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...VP, Control Room and Research Compliance Officer
New York, NY
Barclays Services Corp
What will you be doing?
Barclays Services Corp seeks VP, Control Room and Research Compliance Officer in New York, NY (multiple positions available):
•On behalf of a global...
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Hourly pay
...and reinsurance products under the management of The Global Atlantic Financial Group.
POSITION OVERVIEW
KKR is seeking a Compliance Officer to join KKR's Global Compliance team with a focus on the compliance program for transactional regulatory filings including...
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Work experience placement
...The Global Atlantic Financial Group.
TEAM OVERVIEW
KKR's Compliance team is responsible for developing and enforcing compliance... ...capital markets.
POSITION SUMMARY
Based in one of KKR's core offices, this individual will be responsible for supporting various...
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...Update date
18/04/2024
Job description
Business type
Types of Jobs - Compliance / Financial Security
Job title
AML / OFAC Compliance officer
Contract type
Permanent Contract
Job summary
Summary:
Reporting to the Head of Financial...
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Contract work
Bank staff
Worldwide
Senior Compliance Officer - MNPI
This role will provide senior Compliance coverage in relation to handling of material non-public information as it pertains to firm trading, with a focus on distressed credit, CMBS and wall crossings. Operating in close partnership with...
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Local area
...As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase... ...of the of the Line of Business Sanctions Officer ('LSO') Global Financial Crimes Compliance... ...and transaction due diligence reviews; Research, analyze and provide recommended...
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...institutional equity sales, trading and research, fixed income products, derivatives, energy... ...to the overall success of the advisory compliance coverage of the Corporate & Investment... ...(CLO). The CIB and Research Compliance Officer assists in the provision of advice on compliance...
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Flexible hours
The Chief Compliance Officer of Park Avenue Securities (PAS) will be responsible for representing the firm to regulatory bodies and other key constituents as well as having responsibility for the overall compliance framework for PAS as a dually registered broker-dealer...
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Holiday work
Full time
Remote job
Offshore
Flexible hours
2 days per week
...Hong Kong, Singapore, Sydney, and Mumbai, the KKR Credit team has a global reach with a local presence. KKR Credit is seeking a Compliance Officer ("Officer") to be based in New York. This is a unique opportunity to join a best-in-class Compliance Team and work closely...
Local area
Executive Director, Compliance-Control Room Officer
New York, United States of America
The Santander CIB (US) Control Room administers policies... ...perceived potential conflicts of interest.
Review of research for WL and RL-related concerns
Review of personal...
Contract work
Work experience placement
...regulations, and accreditation standards. The CCPO leads the design, development, implementation, and maintenance of the enterprise-wide compliance, risk management system, policies and procedures development, and standardization of processes.
ESSENTIAL JOB FUNCTIONS:...
Internship
Local area
**Chief Compliance Officer, Broker Dealer**
New York City / Legal Legal / Full Time **About Yieldstreet** Yieldstreet is building the largest global digital wealth management platform to change the way wealth is created. With an investor-first approach, our investor...
Full time
...Senior Research Compliance Specialist
Job no: 500750
College / VP Area: Research Office
Work type: Staff
Location: Newark
Categories: Research & Laboratory, Full Time
PAY GRADE: 31E
CONTEXT OF THE JOB:
The research enterprise...
Full time
Local area
