Search Results: 2,432 vacancies
...The Human Resources (HR) Compliance Specialist is a non-exempt position responsible for assisting with maintaining compliance of personnel background screenings and documentation. This includes performing internal audits on personnel files, processin Compliance Specialist...
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...Job Description
Job Description Description: A client-facing and fast-paced role, the Compliance Manager will provide regulatory consulting and support to the rapidly growing Dynasty Network of registered investment advisers (RIAs), under the supervision of the team...
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...Responsibilities
Act as HR representative in internal and external audits.
Create and maintain all personnel files to ensure compliance with federal, state, licensing and contractual requirements.
Request and obtain criminal record checks, references and any...
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...Job Description
Job Description MARKET RESEARCH SPECIALIST- The Sports Facilities Companies
Sports Facilities Advisory, LLC ("SFA")
LOCATION: CLEARWATER, FL
DEPARTMENT: SPORTS FACILITIES ADVISORY, LLC ("SFA")
REPORTS TO: CHIEF OPERATING OFFICER
STATUS:...
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Full time
...Description
Job Summary: Member of the Governance/Risk/Compliance Section. Assist the Compliance Team Lead in achieving conformance... ...:
Maintains legal and regulatory compliance by researching and communicating requirements and obtaining approvals
Research...
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...Maintains extensive contact with internal customers to identify, research, analyze and resolve very complex issues.
Essential Duties... ...communicates with applicable stakeholders.
Collaborates with business, compliance, and legal stakeholders on revisions to disclosures, as needed...
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...and shared success for our clients, people, shareholders, partners and communities. Visit us at ( .
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Finance Risk & Compliance, and we give finance execs the sounding board they need. Value isn’t just about maintenance. It’s about zeroing in on smart,...
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Local area
Flexible hours
...what we'll build together
Kobie is looking for an experienced Compliance Analyst. The Sr. Compliance Analyst will work closely with the... ...negotiations with key stakeholders and senior management.
Research emerging privacy laws and monitor regulatory developments to...
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...we create for our clients, each other, our shareholders, partners and communities. Visit us at ( .
We are:
Finance Risk & Compliance, and we give finance execs the sounding board they need. Value isn’t just about maintenance. It’s about zeroing in on smart, sustainable...
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Fixed term contract
Local area
...strives to make EVERYTHING BETTER and ANYTHING POSSIBLE, then apply today.
JOB SUMMARY
The mission of Jabil’s Global Ethics and Compliance team is to drive a culture of integrity and help mitigate risk to create a sustainable enterprise. We look after the best interests...
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...our success - fostering a culture of teamwork and mutual respect among employees, partners, and stakeholders.
The Regulatory Compliance Director will be responsible for guiding our Trade Compliance approach through staying current on regulations, identifying the...
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Home office
...extensive knowledge and skills obtained through education, experience, specialized training and/or certification in securities industry compliance to manage and oversee the operation of all functions for Private Client Group (PCG) Compliance Training and Education (CTE)....
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Home office
OVERVIEW:
We are seeking a Director, Payments Compliance Lead to enhance and drive our regulatory compliance management program in the payments business. This role will be a key contributor in the company's focus on enhancing our regulatory compliance program and strengthening...
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Local area
T.J. Jerger MGA, LLC. is growing and we are in search of an experienced VP of Compliance to join our team!
The VP of Compliance helps the organizations manage risks and avoid lawsuits by ensuring business operations are performed in compliance with state and federal laws...
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Local area
Immediate start
...Analyst, Technology will partner closely with the supervision and compliance Technology Business Unit on solutions from inception through... ...range from but are not limited to topics such as Investment Research, Portfolio Management (including Unified Managed Account), Tax...
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3 days per week
...Job Type
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Description
Job Summary: The Governance, Risk, and Compliance Analyst Intern will be responsible assisting in audits, performing risk assessments, and tracking compliance of security frameworks. Additionally, the Governance, Risk, and Compliance...
Internship
Local area
Remote job
...training and/or certification in securities and/or banking industry compliance to ensure compliance with all securities and/or banking rules... ...extensive contact with internal customers to identify, research, and resolve problems.
Essential Duties and Responsibilities...
...Job Description
Job Description Compliance Analyst
Sabal Trust Company, Florida’s largest independent trust company, is seeking a Compliance Analyst to work in our St. Petersburg, Florida office. This position works with the Compliance Officer to ensure adherence...
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Pricing Specialist
Saint Petersburg, FL, Florida
Apply... ...necessary, troubleshoots and analytical research, along with additional duties as required... ...and audit promotional deals for compliance within allotted company and brand margins...
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...and dynamic career as a Cybersecurity Specialist to join our other industry experts that... ...the CS architecture of Range systems for compliance with DoD policies; develop and execute... ...application of mitigation strategies.
Research policies, procedures, standards, and guidance...
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