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$150k - $175k
...related documentation Communications with the Public Review Oversee a team that performs the review of broker-dealer and RIA communications and marketing materials for compliance with applicable regulatory requirements and firm standards Ensure the...SuggestedRemote workShift workFirst Citizens Bank
Raleigh, NC3 days ago$182k - $330k
...service and a comprehensive suite of investment management solutions to our diverse client base which include Banks, Broker/Dealers, RIA, TAMP's, and Intermediary Platform providers throughout the United States. The Senior Alternative Investment Specialist position offers...SuggestedFull timeRemote work- ...who share a spirit of generosity. * The position is part of the US Intermediaries (USI) business unit and will report to the Head of RIA Alternative Investment Specialists* This role is directly responsible for distribution of alternatives products, and will work closely...SuggestedRemote work
$115k - $125k
...Consumer Banking Risk Management has an immediate opening for a First Line Risk Senior Manager supporting our Private Wealth Management - RIA and Trust Fiduciary businesses with direct responsibility for the front-, middle-, and back-office Trust products and services....SuggestedWork experience placementH1bWork at officeLocal areaImmediate startRemote workWork visaMonday to FridayFlexible hours- Senior Wealth Advisor (High-Net-Worth Focus | Fintech Platform) A fast-growing fintech-driven wealth management platform is seeking a Senior Wealth Advisor with a transferable book of business to join its expanding advisory team. This role is designed for a seasoned ...Suggested
- CJM Wealth Advisers is seeking a talented and dedicated Processor/Operations/Admin to join our Operations/Admin Department. This role provides vital support to our Financial Planners, Co-Planners, and their direct associates in delivering an exceptional client experience...SuggestedWork at office
CJM Wealth Advisers, Ltd.
McLean, VA1 day ago - Company Description Asset Management Group (AMG) is a fee-based, fiduciary registered investment advisory firm serving high-earning and high-net-worth families with increasingly complex financial lives. We provide integrated investment management and comprehensive financial...SuggestedFull time
$120k - $150k
A recruiting firm is seeking a Financial Advisor in Minneapolis, offering a compensation of $120-150k plus bonus. The ideal candidate must possess over 5 years of experience in financial services, a Bachelor’s degree in finance, and hold a Certified Financial Planner designation...Suggested- As a Financial Advisor (FA), you’ll be at the center of a dynamic and growing wealth management practice. Acting as a trusted partner to Senior Financial Advisors and their clients, you will help deepen client relationships, support business development, and deliver exceptional...SuggestedLocal area
- RIA Financial Advisor 120-150k + Bonus Industry: Financial Services & Wealth Management Experience Seeking Financial Acumen Investment Strategy Financial Planning Client Negotiation & Communication skills Financial Strategy Planning and Execution Market Trend Knowledge...Suggested
- A leading financial institution is seeking a First Line Risk Senior Manager to support Private Wealth Management. This role involves identifying and mitigating risks while developing compliance programs for Trust and Fiduciary businesses. Candidates should have over 6 years...SuggestedFlexible hours
$99.48k - $159.17k
...through building long-term, consultative partnerships with our clients and each other. “I can succeed as Relationship Specialist - RIA/BT at Capital Group.” As one of our RIA Relationship Specialists, you'll establish and maintain relationships with Registered Investment...SuggestedTemporary workWork at officeLocal areaFlexible hoursCapital Group
Los Angeles, CA3 days ago- Credit Analyst Manager Parker's mission is simple but ambitious: to increase the number of financially independent people. We believe the best way to achieve this is by giving independent business owners the financial tools they need to scale profitably. Our core...Suggested
Parker
New York, NY2 days ago $10k
Estate Planning Specialist | Tampa, FL Seeking an experienced Estate Planning Specialist to join the financial planning team. In this role, the candidate will help high-net-worth clients understand their existing estate plans, identify gaps, and explore strategies to...SuggestedECG Resources, Inc.
Tampa, FL12 hours ago- ...management, portfolio construction, portfolio rebalancing, referral development, registered investment advisor, retirement income planning, RIA, Series 7, Series 66, succession planning, wealth management, wealth management advisor #J-18808-Ljbffr Right Executive Search, LLCSuggestedWork at office
- An investment management firm is seeking a Senior RIA Consultant to operate in California. The role focuses on selling alternative investment strategies to RIA advisors, developing business plans, and collaborating with investment teams for new opportunities. Candidates...
$100k - $120k
A leading investment advisory firm in Houston is seeking an Internal Auditor Manager to oversee and execute internal audits focusing on regulatory compliance, risk management, and governance frameworks. The ideal candidate will have over 8 years of experience in internal...- ...investment platform with a dedicated focus on acquiring GP stakes and making equity investments in Registered Investment Advisors (RIAs). This is a ground-floor opportunity to build LCG's RIA investment capability from scratch alongside the firm's senior leadership....Permanent employment
Leon Capital Group
Dallas, TX12 hours ago - ...integrity and guide operational excellence at a highly respected firm. A successful applicant will possess a solid foundation in SEC and RIA compliance, a history of managing regulatory programs within the private investments space, and the leadership skills necessary to...
Ascendo Resources
Doral, FL4 days ago - SBA & USDA Portfolio Manager/Credit Analyst The SBA & USDA Portfolio Manager/Credit Analyst is responsible for servicing and growing the existing SBA & USDA portfolio, as well as analyzing financial data on new and existing SBA & USDA loans in the assigned regions. ...Work at office
- ...autonomy, and the opportunity to grow alongside the firm. Job Summary SEC compliance consulting firm seeking and experienced RIA compliance consultant to run their own book of business. Support for business processes, tools, and strategic marking under an...Work at officeRemote workFlexible hours
True West
Denver, CO1 day ago $65k - $75k
...Sales Professional Performance Trust Capital Partners is seeking a motivated, early-career sales professional to join our RIA Group, a specialized business unit that serves Registered Investment Advisors (RIAs) across the country. The primary responsibility of this...Work at officeImmediate startFlexible hoursPerformance Trust
Chicago, IL3 days ago- Triad Financial Services is a leading provider of financial services and solutions, serving clients worldwide. We are seeking a highly motivated and skilled Credit Analyst or Senior Credit Analyst to join our growing team. Essential Functions: Experience in commercial credit...Work experience placementWork at officeLocal areaWorldwide
Triad Financial Services Inc
Atlantic Beach, FL2 days ago - Description: Position Purpose: Under supervision, the Credit Analyst will conduct credit investigations, prepares and interprets financial statements for detailed spreading, and analyzes routine credit information pertaining to Commercial Loan Requests and Loan Reviews ...Work at office
Civista Bank
Firestone Park, OH1 day ago - A leading financial services firm is in search of experienced Registered Investment Advisors (RIAs) to manage client assets exceeding $30 million. This commission-based role allows independent advisors to remain in their current location while benefiting from extensive...
- A financial institution in Newport Beach is seeking a Portfolio Banker responsible for credit analysis and portfolio management with a focus on law firms. The role requires a Bachelor's degree and 5-10 years of experience in credit analysis or portfolio management. The ...
- ...managing a book of business, developing tailored financial plans, and collaborating with internal teams. Candidates should have 3+ years of RIA experience and strong knowledge in financial planning and portfolio construction. The firm offers a competitive payout structure and...Flexible hours
- Deals & Moves: Modern Wealth Expands Into Chicago; EP Wealth Adds California RIA Deals & Moves: Modern Wealth Expands Into Chicago; EP Wealth Adds California RIA In addition, Kestra snags an ex-Raymond James advisor and $5 billion RIA Sowell hires investment and M&A leaders...Work at office
$37.96 - $60.64 per hour
A leading financial institution in New York seeks a Credit Associate Sr. responsible for credit analysis and portfolio management. The role includes performing credit assessments and monitoring portfolio performance. The ideal candidate has a Bachelor's degree and at least...Hourly pay- Brief Description The Portfolio Manager is responsible for the management of assigned Commercial Business accounts in the management of credit relationships. This role oversees the daily management, underwriting, and quality control of credit approvals, closings, and post...Full timeTemporary workFlexible hours
