Search Results: 61,010 vacancies
We areseeking a Manager - Risk and Compliance to support our growing asset portfolios in North America. The position will be located at TerraForm Power's head office in New York Cityand offers significant growth opportunities.This role requires an ability to work with...
Suggested
Flexible hours
...engagement proposals and assembling and managing delivery teams
Building and executing project plans co-ordinating status, issues, risks and providing clarity to everyone involved of their responsibilities to effectively deliver successful business outcomes under an...
Suggested
Flexible hours
...Vice President, Compliance Risk Assessment Officer
About the Company
Globally-recognized corporate & investment banking group
Industry
Banking
Type
Public Company
Founded
2004
Employees
5001-10,000
Categories
Financial Services
Consulting...
Suggested
...exceptional services while maintaining the highest standards of compliance and regulatory adherence. We are seeking a dynamic and... ...and collaboration.
Conduct regular assessments of compliance risks, identify potential areas of concern, and implement risk mitigation...
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...Technology & Telecommunication Services The Office of Information Security The Office of IT... ...by information about attackers, using a risk-based and cost-effective approach,... ...of Cyber security Awareness, Governance, Compliance , and other relevant and required duties...
Suggested
Permanent employment
Immediate start
...Job Description
About our Risk and Compliance Services Team
Specializing in services such as risk advisory, internal audit and IT risk... ...market companies, as well as high net worth individuals, family offices, not-for-profit organizations, and entrepreneurial ventures...
Suggested
Work experience placement
Summer work
Internship
...Job Description
The Office of the New York City Comptrollers Bureau of Asset Management... ...the mitigation of long-term systemic risks posing a threat to our portfolio, including... ...short-term cash is internally managed. The Compliance Officer will work with the Chief...
Suggested
Temporary work
3 days per week
...Job Description:
Reporting to the Chief Officer for Risk and Compliance, this position operates and implements SUNY's Systemwide Compliance and Risk programs by engaging with and advising stakeholders systemwide; identifying and addressing compliance deficiencies...
Suggested
Holiday work
Full time
Immediate start
...-clearing broker-dealer is looking for a Compliance Associate to join the team. He/she will help... ...in this role, you should be fluent in risk management and industry's principles.... ...years' proven experience in a compliance officer role and broker/dealer-related and escalations...
Suggested
Your role
Do you have a strong risk and analytical mind and extensive experience in non... ...-financial risk professional to act as Compliance & Operational Risk Controller (C&ORC) in... ...like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture...
Suggested
Part time
Remote job
Work from home
Work visa
Work alone
Flexible hours
...Job Title: Trade Compliance Officer
Responsibilities:
Monitor trading activities to ensure compliance with relevant regulations... ...regulatory requirements and internal policies
Conduct compliance risk assessments and audits of internal policies
Investigate...
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...to Rule 206(4)-7 of the Advisers Act which includes conducting reviews of the Groups policies and procedures as included in the Compliance Manual.
Conduct general compliance reviews for the Group, including but not limited to: marketing reviews, personal securities...
Suggested
...The Business Risk Officer is a strategic professional who stays abreast of developments within own field and contributes to directional... ...(Office of Supervisory Jurisdiction)
+ Assist with audits, compliance testing and regulatory inquiries.
+ Interface with Legal, Compliance...
Suggested
Full time
...Job Title: Research Compliance Officer
Grade: 37
Salary: $167,905 - $190,003
The Research Foundation for Mental Hygiene is seeking a... ...Identify potential areas of system wide research compliance risk and set priorities for internal reviews, and review and approve...
Suggested
Full time
Local area
...team at Suffolk Credit Union , where we are committed to innovation and excellence. We're excited to offer a rewarding Summer Compliance-Risk Mangement Internship . This program is designed to prepare students with the proper stepping-stones to a fulfilling and...
Suggested
Summer work
Internship
Summer internship
Local area
...Administrative Manager (NM) Level III to serve as Chief, Risk Management Program (RMP)/Environmental Health Safety (EHS) Project Compliance in the RMP/EHS Management Services Unit, (RMP... ...Skills:
- Familiarity with Microsoft Office products such as Word, Excel and PowerPoint...
Holiday work
Full time
Contract work
For contractors
Shift work
Night shift
Weekend work
Sunday
Saturday
...credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees worldwide in nearly 40 countries.... ...The GRC Business Architect works with SMBC's Governance, Risk and Compliance ("GRC") Transformation Office ("TO") team to assist the GRC...
Local area
Work from home
Worldwide
...General Counsel & Chief Compliance Officer++ (New York, NY) : Our client, a $1B+ hedge fund with a strong reputation and track record, is looking... ...advice to the team regarding trade, employment, corporate, risk regulatory and other matters
Execute the core of the compliance...
...The Global Atlantic Financial Group.
TEAM OVERVIEW
KKR's Compliance team is responsible for developing and enforcing compliance... ...capital markets.
POSITION SUMMARY
Based in one of KKR's core offices, this individual will be responsible for supporting various...
We are looking for a Chief Compliance Officer who will play a crucial role in ensuring that Vise operates in compliance with all applicable laws... ...internal policies and procedures
* Conduct annual 206(4)-7 risk assessment to identify potential compliance risks and develop...
Flexible hours
