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  • $71.5k - $105.4k

     ...Job Title: Regional Supervisory Principal – Broker-Dealer Location: Remote Position Summary The Regional Supervisory Principal...  ...required reports. Identify, monitor, and escalate potential sales practice concerns, conflicts of interest, and other high-risk... 
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    Horace Mann

    Remote
    1 day ago
  •  ...A financial services organization is seeking a Sr. Compliance Analyst to join their Broker/Dealer Compliance team in Carmel, NY. The ideal candidate should have extensive knowledge of SEC and FINRA regulations, and will be responsible for investigating customer complaints... 
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    CNO Financial Group

    Carmel, NY
    1 day ago
  •  ...SPG, Broker-Dealer Private Side Compliance Advisory The Compliance group within SMBC Nikko Securities Inc. serves as a regulatory advisory function to the President, is responsible for overseeing the management of the broker dealer's compliance risk and is represented... 
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    Smbc Global Foundation Inc

    New York, NY
    4 days ago
  • $81.1k - $121.7k

    A leading financial services company is seeking a Senior Compliance Analyst in Chicago to ensure compliance with regulations. Responsibilities include investigating complaints, monitoring compliance, and developing policies. The ideal candidate will have a bachelor’s degree...
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    CNO Financial Group

    Chicago, IL
    4 days ago
  • $81.1k - $121.7k

     ...Financial Group’s Legal Department is hiring a Sr. Compliance Analyst, Broker/Dealer to be a key contributor on the Broker/Dealer Compliance...  ...of supervision, including identification of potential advisor sales practice violations. Create and maintain key risk indicators and... 
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    CNO Financial Group

    Chicago, IL
    3 days ago
  • $170k - $190k

    Broker Dealer Regulatory Reporting QA - Vice President Broker Dealer Regulatory Reporting QA - Vice President 4 days ago Be among the first 25 applicants Get AI-powered advice on this job and more exclusive features. This range is provided by Madison-Davis, LLC. Your actual... 
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    Madison-Davis, LLC

    New York, NY
    4 days ago
  • $23 per hour

    Commissions Analyst Broker Dealer Experience My name is Bill Stevens, and I have two new twelve month plus Commissions Analyst opportunities available for a major firm with offices in Lower Manhattan, Holmdel, New Jersey, Bethlehem, Pennsylvania and Pittsfield, Massachusetts... 
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    PRI Technology

    Holmdel, NJ
    5 days ago
  •  ...position based in Holmdel Township, NJ. The ideal candidate should have 5-10 years of experience in financial services, particularly in Broker Dealer firms, and strong MS Excel skills. Responsibilities include managing financial representatives' compensation, ensuring... 
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    PRI Technology

    Holmdel, NJ
    1 day ago
  •  ...Broadridge team. As the Head of Product Management for our Bank Broker Dealer business, you will create the product strategy, be responsible...  ...effectively within a matrix structure with our BU’s, Sales, Account Management, IT and BBD to understand growth opportunities... 
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    Broadridge

    New York, NY
    4 days ago
  •  ...Director, Financing And Securities Services Sales We are seeking an individual to join our team at Standard Chartered Bank in New...  ...directly with FSS sales team members to execute strategy for Bank and Broker Dealer client sales across the Americas addressing client needs... 
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    Standard Chartered

    New York, NY
    5 days ago
  •  ...Field Sales Executive At Vanguard, our core purpose is to take a stand for all investors, to treat them fairly, and to give them the...  ...funds, to Vanguard's financial advisor clients. FAS serves broker-dealers, asset managers, bank trust departments, registered investment... 
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    Vanguard

    Hartford, CT
    4 days ago
  •  ...Benefits* Bachelor's degree in accounting or finance (CPA preferred but not required).* 6-10+ years of accounting experience within a broker-dealer or regulated financial institution.* Demonstrated experience executing month-end close in a regulated environment.*... 
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    TD Bank

    New York, NY
    3 days ago
  • $59.27k - $96.62k

     ...together. If you want to advance the world of fintech, we'd like to ask you: Are you FIS? About the role: The Firm is a registered broker-dealer providing electronic network broker-dealer services to institutional clients. A unique business model that includes... 
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    FIS

    Bolingbrook, IL
    3 days ago
  • $59.11k - $88.66k

    Broker Dealer Operations Specialist, Alternative Investments page is loaded## Broker Dealer Operations Specialist, Alternative Investmentsremote...  ...addition to salary, this role may also be eligible for annual, sales, or other incentive compensation.**Our Promise**At Guardian, you... 
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    Guardian Life

    South Bethlehem, NY
    2 days ago
  •  ...Experienced Freight Brokers Wanted Competitive base pay with sign on bonus based on experience Wide-open customer base you will not be limited like the bigger brokers you've worked for No non-competes we invest in your success, not restrict your future Uncapped... 
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    Monday to Friday

    Gateway Logistics, Inc.

    Cincinnati, OH
    15 hours ago
  •  ...Freight Broker/Market Advisor Motus Freight is looking for an experienced (3+ years), high-energy, sales rockstar to join our company. The primarily role of the Market Advisor is to identify opportunities for new business through continuous prospecting with the ability... 
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    Motus Freight

    Bellevue, KY
    2 days ago
  •  ...Great because Tallgrass Freight Co. is actively hiring! We are looking for experienced Freight Brokers / Freight Agents interested in a remote commission-based freight sales opportunity. Our Freight Agents have the freedom to be their own boss receiving a high commission... 
    Full time
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    Tallgrass Freight Company

    Arlington, TX
    1 day ago
  • $10k - $20k

     ...Remote Freight Broker This is a fast-moving, independent sales role designed for someone who excels at building relationships and driving revenue. You'll focus on prospecting, selling, and growing your book of business, while a dedicated operations team handles sourcing... 
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    New Day Executive Search

    United States
    15 hours ago
  • $150k - $225k

     ...leader and trusted advisor to our clients. Position Description We are seeking a Vice President to lead marketing for the Independent Broker Dealer (IBD) channel. This role will shape and execute strategies that elevate brand visibility, deepen client engagement, and... 
    Flexible hours

    PIMCO

    New York, NY
    2 days ago
  •  ...process and handle confidential information with discretion- 10+ years of relevant experience* 10+ years of experience in auditing large broker/dealers, investment firms, capital markets* Related broker-dealer licenses (e.g. SIE, Series 7, 24, 66 etc.)* BSA/AML/OFAC subject... 
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    TD Bank

    New York, NY
    5 days ago
  • A leading professional services firm in Cleveland is seeking a Compliance Specialist to support regulatory compliance and corporate governance initiatives. This role requires a minimum of 4 years of compliance experience, strong problem-solving skills, and proficiency in...
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    CBIZ

    Cleveland, OH
    2 days ago
  • $75k - $250k

     ...Join to apply for the Insurance Sales Representative role at Tinsman Agency 3 days ago Be among the first 25 applicants This range is provided by Tinsman Agency. Your actual pay will be based on your skills and experience—talk with your recruiter to learn more. Base pay... 
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    Tinsman Agency

    Oklahoma City, OK
    1 day ago
  • $18 per hour

     ..., to being an industry leader in pricing sophistication, telematics, and, more recently, device and identity protection. Allstate’s sales organization is growing its virtual workforce, and we are looking for highly motivated individuals that thrive in a fast‑paced sales... 
    Full time
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    Work visa
    Weekend work
    Afternoon shift

    Allstate Insurance Company

    Birmingham, AL
    1 day ago
  • $27 per hour

     ...Medicare Insurance Sales Agent – Licensed at Sagility summary: Sagility combines industry-leading technology and transformation-driven BPM services with decades of healthcare domain expertise to help clients draw closer to their members. The company optimizes the entire... 
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    Full time
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    Monday to Friday
    Flexible hours
    Shift work
    3 days per week

    Sagility

    Syracuse, NY
    1 day ago
  • $55k - $75k

     ...Schedule: Full-Time Salary Range: USD $55000.00 - $75000.00 Job Category: Sales - Comparion Description Comparion Insurance Agency is hiring self-motivated, relationship-driven professionals for a rewarding outside sales career. This role offers autonomy and flexibility... 
    Full time
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    Local area
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    Flexible hours

    Comparion Insurance Agency

    Bridgeport, CT
    1 day ago
  • $150k

     ...insurance shopping to refinancing, safety and repairs to become the #1 rated AllCar app in the App Store. We are looking for a Remote Sales Representative to join our growing team! This role is 100% remote, we provide all work equipment needed. In this role, you will be... 
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    Freelance
    Local area
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    Jerry

    New York, NY
    1 day ago
  •  ...Mount Vernon, United States | Posted on 04/08/2026 We are an independent insurance agency seeking a remote Insurance Sales Representative to work with individuals and families who have requested information about coverage options. This is a client-facing role focused on... 
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    Unlock Potential 360

    Mount Vernon, IL
    3 days ago
  •  ...A growing agency organization in Jacksonville seeks enthusiastic Sales Representatives to join their team. This role offers the potential for uncapped income through outbound calls without cold calling. Candidates should be passionate about helping others and have the... 
    Remote work

    Symmetry

    Jacksonville, FL
    1 day ago
  •  ...providing tailored insurance solutions. The role emphasizes exceptional customer service and includes comprehensive training, making it suitable for individuals without prior insurance sales experience. Opportunities for career advancement are also available. J-18808-Ljbffr... 
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    UniTrust Financial Group

    Phoenix, AZ
    7 hours ago
  •  ...and are ready to get trained, get paid, and most importantly GET FREE, apply now to schedule an interview with one of our Regional Sales Managers within 24‑48 hours. ***No agent’s success, earnings, or production results should be viewed as typical, average, or expected... 
    Currently hiring
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    Spieldenner Financial Group

    Meridian, ID
    7 hours ago