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  •  ...is to find someone aligned with our core values of Ownership, Growth, and Service. Position Description: As a newly hired sales professional, you'll join our comprehensive sales training program, blending online classes with hands-on field training and mentorship... 
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    Alleviation Enterprise LLC

    Laredo, TX
    20 days ago
  • $71.5k - $105.4k

     ...Job Title Regional Supervisory Principal – Broker-Dealer Location Remote Position Summary The Regional Supervisory Principal is responsible...  ...required reports. Identify, monitor, and *escalate* potential sales practice concerns, conflicts of interest, and other high-risk... 
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    Horace Mann

    Lincoln, NE
    5 days ago
  • $37.96k

     ...contributions, and a tuition reimbursement program. What can you expect from your work at Afni? This position is for auto insurance sales, so you will be handling mainly inbound calls from people looking to purchase auto insurance. If you do not have an active Property... 
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    Afni

    Tucson, AZ
    1 day ago
  •  ...A financial services organization is seeking a Sr. Compliance Analyst to join their Broker/Dealer Compliance team in Carmel, NY. The ideal candidate should have extensive knowledge of SEC and FINRA regulations, and will be responsible for investigating customer complaints... 
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    CNO Financial Group

    Carmel, NY
    4 days ago
  • $248k - $285k

     ...Nikko Securities Inc. serves as a regulatory advisory function to the President, is responsible for overseeing the management of the broker dealer\'s compliance risk and is represented by the Chief Compliance Officer as either a member or observer of various committees... 
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    SMBC Group

    New York, NY
    5 days ago
  • $81.1k - $121.7k

    A leading financial services company is seeking a Senior Compliance Analyst in Chicago to ensure compliance with regulations. Responsibilities include investigating complaints, monitoring compliance, and developing policies. The ideal candidate will have a bachelor’s degree...
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    CNO Financial Group

    Chicago, IL
    3 days ago
  • $81.1k - $121.7k

     ...Financial Group’s Legal Department is hiring a Sr. Compliance Analyst, Broker/Dealer to be a key contributor on the Broker/Dealer Compliance...  ...of supervision, including identification of potential advisor sales practice violations. Create and maintain key risk indicators and... 
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    CNO Financial Group

    Chicago, IL
    3 days ago
  •  ...Broadridge team. As the Head of Product Management for our Bank Broker Dealer business, you will create the product strategy, be responsible...  ...effectively within a matrix structure with our BU’s, Sales, Account Management, IT and BBD to understand growth opportunities... 
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    Broadridge

    New York, NY
    3 days ago
  • $23 per hour

    Commissions Analyst Broker Dealer Experience My name is Bill Stevens, and I have two new twelve month plus Commissions Analyst opportunities available for a major firm with offices in Lower Manhattan, Holmdel, New Jersey, Bethlehem, Pennsylvania and Pittsfield, Massachusetts... 
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    PRI Technology

    Holmdel, NJ
    4 days ago
  • $49.93k - $92.58k

    A financial institution is seeking a Broker Dealer Operations Analyst 3 to support institutional operations including collateral management and regulatory reporting. This role requires a bachelor's degree and 3+ years of experience in brokerage operations. You will be... 
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    Huntington Bancshares, Inc.

    New York, NY
    1 day ago
  •  ...position based in Holmdel Township, NJ. The ideal candidate should have 5-10 years of experience in financial services, particularly in Broker Dealer firms, and strong MS Excel skills. Responsibilities include managing financial representatives' compensation, ensuring... 
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    PRI Technology

    Holmdel, NJ
    5 days ago
  • Description This position is available within the Huntington Bank Corporate office footprint The Huntington Securities, Inc. (HSI) Broker Dealer Operations Analyst 3 is responsible for supporting institutional broker dealer operations including collateral management, TBA... 
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    H1b
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    Huntington Bancshares, Inc.

    New York, NY
    1 day ago
  •  ...Field Sales Executive At Vanguard, our core purpose is to take a stand for all investors, to treat them fairly, and to give them the...  ...funds, to Vanguard's financial advisor clients. FAS serves broker-dealers, asset managers, bank trust departments, registered investment... 
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    Vanguard

    Hartford, CT
    3 days ago
  •  ...Job Description Job Description Looking to build a high-income sales career with real growth potential? At Beemac Logistics, we’re hiring driven, competitive, and entrepreneurial individuals ready to take ownership of their success. This isn’t just another sales... 
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    Beemac Logistics

    Pittsburgh, PA
    7 days ago
  •  ...Benefits* Bachelor's degree in accounting or finance (CPA preferred but not required).* 6-10+ years of accounting experience within a broker-dealer or regulated financial institution.* Demonstrated experience executing month-end close in a regulated environment.*... 
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    TD Bank

    New York, NY
    2 days ago
  • $59.27k - $96.62k

     ...together. If you want to advance the world of fintech, we'd like to ask you: Are you FIS? About the role: The Firm is a registered broker-dealer providing electronic network broker-dealer services to institutional clients. A unique business model that includes... 
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    FIS

    Bolingbrook, IL
    2 days ago
  • $85k - $100k

    Advisor Consultant, Broker Dealer, Mid West page is loaded## Advisor Consultant, Broker Dealer, Mid Westlocations: Remote / Home Office...  ...Raymond James. The goal of the Advisor Consultant is to increase sales and revenue of Neuberger Berman mutual funds, SMAs, ETFs, and... 
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    Neuberger Berman

    Indiana, PA
    4 days ago
  •  ...area to create and manage relationships with Financial Advisors at top firms like Merrill Lynch and UBS. This role involves driving sales of mutual funds and alternative investment strategies through strategic meetings and events. Candidates should have a robust background... 
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    Neuberger Berman

    Lansing, MI
    4 days ago
  • $175k - $220k

    A leading insurance company is seeking a Finance & Insurance Executive to support sales efforts in the West Division, focusing on the Utah/Idaho territory. This position offers work-from-home flexibility, competitive compensation ranging from $175,000 to $220,000 based... 
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    Zurich North America

    New York, NY
    3 days ago
  • A leading insurance firm is seeking a Finance & Insurance Executive to support sales in Utah/Idaho. The role includes identifying new business prospects, maintaining customer relationships, and conducting sales presentations. The ideal candidate has a degree and a strong... 
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    Full time

    Zurich North America

    Salt Lake City, UT
    2 days ago
  • Senior Business Analyst - Broker Dealer page is loaded## Senior Business Analyst - Broker Dealerlocations: Polandtime type: Full timeposted on: Posted Todayjob requisition id: R0025608As a Senior Specialist Business Analyst reporting to Product Manager (Broker Dealer),... 
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    3 days per week

    Nasdaq, Inc.

    Poland, NY
    2 days ago
  • $37.96k

     ...contributions, and a tuition reimbursement program. What can you expect from your work at Afni? This position is for auto insurance sales, so you will be handling mainly inbound calls from people looking to purchase auto insurance. If you do not have an active Property... 
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    Full time
    Start working today
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    Afni

    Tucson, AZ
    50 minutes ago
  • $59.11k - $88.66k

    Broker Dealer Operations Specialist, Alternative Investments page is loaded## Broker Dealer Operations Specialist, Alternative Investmentsremote...  ...addition to salary, this role may also be eligible for annual, sales, or other incentive compensation.**Our Promise**At Guardian, you... 
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    Guardian Life

    South Bethlehem, NY
    1 day ago
  •  ...Experienced Freight Brokers Wanted Competitive base pay with sign on bonus based on experience Wide-open customer base you will not be limited like the bigger brokers you've worked for No non-competes we invest in your success, not restrict your future Uncapped... 
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    Monday to Friday

    Gateway Logistics, Inc.

    Cincinnati, OH
    4 days ago
  •  ...Great because Tallgrass Freight Co. is actively hiring! We are looking for experienced Freight Brokers / Freight Agents interested in a remote commission-based freight sales opportunity. Our Freight Agents have the freedom to be their own boss receiving a high commission... 
    Full time
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    Tallgrass Freight Company

    Dallas, TX
    4 days ago
  •  ...Freight Broker/Market Advisor Motus Freight is looking for an experienced (3+ years), high-energy, sales rockstar to join our company. The primarily role of the Market Advisor is to identify opportunities for new business through continuous prospecting with the ability... 
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    Motus Freight

    Bellevue, KY
    6 days ago
  •  ...Job Title: 1099 Freight Sales Representative Location: Remote Employment Type: Independent Contractor (1099) Position Overview A global logistics provider is seeking experienced 1099 Freight Sales Representatives to drive new business across international and domestic... 
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    Atalnt Llc

    Prospect, CT
    5 days ago
  • $10k - $20k

     ...Remote Freight Broker This is a fast-moving, independent sales role designed for someone who excels at building relationships and driving revenue. You'll focus on prospecting, selling, and growing your book of business, while a dedicated operations team handles sourcing... 
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    New Day Executive Search

    United States
    4 days ago
  • $150k - $225k

    Vice President, Independent Broker Dealer (IBD) Channel Marketing Manager page is loaded## Vice President, Independent Broker Dealer (IBD) Channel Marketing Managerlocations: New York, NY USA: Newport Beach, CA USAtime type: Full timeposted on: Posted Todayjob requisition... 
    Flexible hours

    PIMCO Europe Ltd.

    New York, NY
    4 days ago
  • A leading professional services firm in Cleveland is seeking a Compliance Specialist to support regulatory compliance and corporate governance initiatives. This role requires a minimum of 4 years of compliance experience, strong problem-solving skills, and proficiency in...
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    CBIZ

    Cleveland, OH
    1 day ago