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- ...is to find someone aligned with our core values of Ownership, Growth, and Service. Position Description: As a newly hired sales professional, you'll join our comprehensive sales training program, blending online classes with hands-on field training and mentorship...SuggestedWeekly payWork experience placementLocal area
Alleviation Enterprise LLC
Alice, TX10 days ago $71.5k - $105.4k
...Job Title: Regional Supervisory Principal – Broker-Dealer Location: Remote Position Summary The Regional Supervisory Principal... ...required reports. Identify, monitor, and escalate potential sales practice concerns, conflicts of interest, and other high-risk...SuggestedRemote workHorace Mann
Remote4 hours ago$248k - $285k
...Nikko Securities Inc. serves as a regulatory advisory function to the President, is responsible for overseeing the management of the broker dealer\'s compliance risk and is represented by the Chief Compliance Officer as either a member or observer of various committees...SuggestedFull timeWork at officeLocal areaWork from homeWorldwide- ...Broker Dealer Regulatory Governance Advisory Compliance Officer The SMBC Compliance Advisory Function resides within Compliance Department Americas Division ("CPAD") and provides compliance advice, guidance, and credible challenge to SMBC's businesses and support functions...SuggestedWork at officeLocal areaWork from homeHome office
Smbc Global Foundation Inc
New York, NY1 day ago - ...position based in Holmdel Township, NJ. The ideal candidate should have 5-10 years of experience in financial services, particularly in Broker Dealer firms, and strong MS Excel skills. Responsibilities include managing financial representatives' compensation, ensuring...SuggestedRemote jobWork at office
$170k - $190k
Broker Dealer Regulatory Reporting QA - Vice President Broker Dealer Regulatory Reporting QA - Vice President 4 days ago Be among the first 25 applicants Get AI-powered advice on this job and more exclusive features. This range is provided by Madison-Davis, LLC. Your actual...SuggestedFull timeWork at officeRemote work$81.1k - $121.7k
.... Able to deliver high-quality customer service while maintaining and adhering to regulatory standards. As a Suitability Analyst, Broker -Dealer, your responsibilities will include: Review and approve client new and existing account documentation, trading activity, email...SuggestedRemote jobTemporary workWork experience placement$23 per hour
Commissions Analyst Broker Dealer Experience My name is Bill Stevens, and I have two new twelve month plus Commissions Analyst opportunities available for a major firm with offices in Lower Manhattan, Holmdel, New Jersey, Bethlehem, Pennsylvania and Pittsfield, Massachusetts...SuggestedHourly payFull timeContract workWork experience placementWork at officeRemote work$175k - $220k
A leading insurance company is seeking a Finance & Insurance Executive to support sales efforts in the West Division, focusing on the Utah/Idaho territory. This position offers work-from-home flexibility, competitive compensation ranging from $175,000 to $220,000 based...SuggestedRemote jobWork from home$54.4k - $111.5k
A national banking institution is seeking a Principal Review Specialist in Cincinnati, Ohio, to oversee brokerage and insurance sales functions and ensure regulatory compliance. The role requires strong knowledge of various investment products and at least 2 years of relevant...SuggestedRemote job- Director of Broker - Dealer Operations (PA, Pittsburgh) Job Summary: NewEdge Securities, the registered broker-dealer arm of the rapidly growing wealth management firm, New Edge Capital Group, is looking for a highly skilled leader with a positive attitude who excels...SuggestedWork at officeRemote work
- ...Benefits* Bachelor's degree in accounting or finance (CPA preferred but not required).* 6-10+ years of accounting experience within a broker-dealer or regulated financial institution.* Demonstrated experience executing month-end close in a regulated environment.*...SuggestedWork at officeWork from homeFlexible hours
- ...payable, accruals, account reconciliations, and financial reviews to ensure accuracy and transparency. Lead regulatory filings for broker-dealers such as FOCUS filings, capital adequacy calculations, and weekly customer reserve computations. Maintain and improve internal...Suggested
$59.27k - $96.62k
...together. If you want to advance the world of fintech, we'd like to ask you: Are you FIS? About the role: The Firm is a registered broker-dealer providing electronic network broker-dealer services to institutional clients. A unique business model that includes...SuggestedFull timeWork experience placementWork at officeFlexible hours- A wealth management firm is seeking a Director of Broker-Dealer Operations to oversee and enhance core operational functions in a hybrid role based in Pittsburgh, PA. The ideal candidate will have 5-15 years of experience in broker-dealer operations, ensuring regulatory...SuggestedRemote job
- A leading insurance firm is seeking a Finance & Insurance Executive to support sales in Utah/Idaho. The role includes identifying new business prospects, maintaining customer relationships, and conducting sales presentations. The ideal candidate has a degree and a strong...Remote jobFull time
- ...Field Sales Executive At Vanguard, our core purpose is to take a stand for all investors, to treat them fairly, and to give them the... ...funds, to Vanguard's financial advisor clients. FAS serves broker-dealers, asset managers, bank trust departments, registered investment...Home office
$59.11k - $88.66k
The Broker Dealer Operations Specialist plays a central role in delivering world‑class customer and transaction servicing for alternative... ...addition to salary, this role may also be eligible for annual, sales, or other incentive compensation. Our Promise At Guardian, you’...Full timeWork experience placementWork at officeHome officeVisa sponsorshipWork visaFlexible hours- ...Job Description This position will play a key role in upholding the regulatory standards of our Broker/Dealer and Registered Investment Advisor. The incumbent helps ensure that policies, procedures, and business practices maintain high standards of regulatory compliance...Work at officeRemote workFlexible hours
Ameritas
Lincoln, NE4 days ago $10k - $20k
...Remote Freight Broker This is a fast-moving, independent sales role designed for someone who excels at building relationships and driving revenue. You'll focus on prospecting, selling, and growing your book of business, while a dedicated operations team handles sourcing...Remote workNew Day Executive Search
United States4 days ago- ...Beemac Logistics Sales Opportunity Beemac Logistics is looking to build our Salesforce! We need dynamic, competitive, and entrepreneurial... ...goals and KPIs benchmarks. What Makes a Successful Freight Broker You will act as a business owner, entrepreneur and...Full timeWork from homeMonday to Friday
Beemac Logistics
Saint Petersburg, FL2 days ago - ...Freight Broker/Market Advisor Motus Freight is looking for an experienced (3+ years), high-energy, sales rockstar to join our company. The primarily role of the Market Advisor is to identify opportunities for new business through continuous prospecting with the ability...Work at officeRemote work
Motus Freight
Bellevue, KY1 day ago - Seeking Experienced Freight Brokers! What We Offer Competitive Base Pay with Sign on Bonus based on experience Wide-open customer base you will not be limited like the bigger brokers you've worked for No Non-Competes We invest in your success, not restrict...Remote workRelocation packageMonday to Friday
Gateway Logistics, Inc.
Cincinnati, OH7 days ago $150k - $225k
...leader and trusted advisor to our clients. Position Description We are seeking a Vice President to lead marketing for the Independent Broker Dealer (IBD) channel. This role will shape and execute strategies that elevate brand visibility, deepen client engagement, and...Flexible hours- ...Sales Agent We are looking for a Sales Agent to join our team in our San Antonio office. Success in this role will require a strong local network and in-person relationship building in the community. This is an in office and field sales focused position. Comparion...Full timeWork at officeLocal areaRemote workFlexible hours
Comparion Insurance Agency
Helotes, TX1 day ago $18 per hour
...leader in pricing sophistication, telematics, and, more recently, device and identity protection. Job Description Allstates sales organization is growing its virtual workforce, and we are looking for highly motivated individuals that thrive in a fast-paced sales...Hourly payMinimum wageFull timeContract workWork at officeLocal areaRemote workWork from homeHome officeWork visaWeekend workAfternoon shiftAllstate
Dallas, TX4 days ago$55k - $65k
...Schedule: Full-Time Salary Range: USD $55000.00 - $65000.00 Job Category: Sales - Comparion Description Comparion Insurance Agency is hiring self-motivated, relationship-driven professionals for a rewarding outside sales career. This role offers autonomy and flexibility...Full timeWork at officeLocal areaRemote workFlexible hoursComparion Insurance Agency
Anchorage, AK2 days ago- ...Job Description Job Description We are looking for a Bilingual Insurance Sales Agent (English/Spanish)to join our team. In this role, you will play a crucial part in expanding our client base, providing expert advice on insurance products (auto, home, etc.), and delivering...
JCJM Insurance Agency, LLC
Fort Worth, TX1 day ago - ...process and handle confidential information with discretion- 10+ years of relevant experience* 10+ years of experience in auditing large broker/dealers, investment firms, capital markets* Related broker-dealer licenses (e.g. SIE, Series 7, 24, 66 etc.)* BSA/AML/OFAC subject...Work experience placementWork at officeWork from home
- A leading professional services firm in Cleveland is seeking a Compliance Specialist to support regulatory compliance and corporate governance initiatives. This role requires a minimum of 4 years of compliance experience, strong problem-solving skills, and proficiency in...Remote work
