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Senior Compliance Officer - MNPI
This role will provide senior Compliance coverage in relation to handling of material non-public information as it pertains to firm trading, with a focus on distressed credit, CMBS and wall crossings. Operating in close partnership with...
Senior
Local area
...As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow... ...Compliance operations; communicate with Team Leads, LOB Managers, and senior executives. Liaise with technology teams and other project...
Senior
...happen.
What's the role?
Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses and... ...ability to analyze data, produce metrics, and present to senior stakeholders
Great project management and written/oral presentation...
Senior
Holiday work
Temporary work
For contractors
Work experience placement
Local area
...Job Description
The Office of the New York City Comptrollers Bureau of Asset Management... ...-term cash is internally managed. The Compliance Officer will work with the Chief... ...developing training and reporting to BAMs senior leadership team.
- Evaluating ways to...
Senior
Temporary work
3 days per week
...Bank's business strategies and objectives. Provide advice on compliance with governing regulations and Bank internal policies and procedures... ...related support personnel. Coordinate with other Compliance officers to ensure training is consistent across businesses. In...
Senior
Flexible hours
...recognized as an innovator, industry thought leader and trusted advisor to our clients.
Overview
PIMCO is seeking a Senior Compliance Officer to join its global compliance team within the Legal and Compliance Department, focusing on the U.S. Registered Funds 38a-1...
Senior
Relief
Flexible hours
...current and evolving landscape of regulatory compliance and risk management for global financial... ...matter expert; ability to grow into Officer level role
Other responsibilities and... ...of teams including junior and senior team members, and consultants
~ Experience...
Senior
Freelance
Local area
Worldwide
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...Atlantic Financial Group.
POSITION OVERVIEW
KKR is seeking a Compliance Officer to join KKR's Global Compliance team with a focus on the... ...opinions effectively to cross-divisional teams including senior management.
Proficiency in PowerPoint, Microsoft Word, Excel...
Senior
Work experience placement
...and loan origination services to the latest in regulatory and compliance solutions. What drives us every day? A desire to innovate in the... ...consistent with current regulations, and as Chief Compliance Officer, you play a key role. We are looking for a Chief Compliance...
Suggested
...the Role:
Grade Level (for internal use):
10
The Role: Compliance Officer - Control Room
The Team: Control Room is part of the... ...Compliance management information reports for various business and senior management stakeholders.
* Analyse and report of relevant...
Senior
Second job
Worldwide
Flexible hours
Our client, a large organization with recently revised remote guidelines, is looking for a Contract HR Compliance Officer who will be tasked with ensuring the organization's employment policies align with the needs of a dispersed workforce.Alongside a deep knowledge of...
Suggested
Hourly pay
Contract work
Freelance
Local area
Remote job
Flexible hours
...Job Title: Trade Compliance Officer
Responsibilities:
Monitor trading activities to ensure compliance with relevant regulations, laws, and policies
work with traders to ensure that all trades are executed in compliance with regulatory requirements and...
Suggested
...Chief Compliance Officer
About the Company
Expanding global financial services company focusing on banking & investment solutions
Industry
Banking
Type
Privately Held
Founded
1869
Employees
10,001+
Categories
Banking
Financial Exchanges...
Suggested
...we need innovative, inspiring and dynamic people to join our team. Want to join us?
Your new role
As our Senior Information Security Compliance Officer, you will be part of our Information Security team, overseeing our InfoSec compliance requirements. This role...
Senior
For contractors
...Job Description
Description
The Senior Trust Officer (STO) is responsible for advising high net worth clients on their trust and estate administration needs and administering trust accounts for Clarfeld Citizens Private Wealth (CCPW). They lead the day to day management...
Senior
Local area
Flexible hours
...fintech ecosystem. For more information, visit
The Role:
The Compliance Officer is responsible for all aspects of the consumer compliance... ...effective relationships and achieve influence at the most senior level in the organization.
Strong track record of effectively...
Senior
...Chief Compliance Officer
About the Company
Award-winning local brokerage firm
Industry
Financial Services
Type
Privately Held
About the Role
The Chief Compliance Officer will be responsible for managing and directing the firm's compliance programs...
Local area
$150k - $205k
Executive Director, Compliance-Control Room Officer
New York, United States of America
The Santander CIB (US) Control Room administers policies... ...levels of the organizational structure, including senior level management.
Ability to maintain and report on confidential...
Senior
Full time
Contract work
Work experience placement
The Chief Compliance Officer of Park Avenue Securities (PAS) will be responsible for representing the firm to regulatory bodies and other key... ...will also play a key role in providing ongoing updates to our senior leadership teams and the PAS Board of Directors via...
Senior
Holiday work
Full time
Remote job
Offshore
Flexible hours
2 days per week
...As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase... ...of the of the Line of Business Sanctions Officer ('LSO') Global Financial Crimes Compliance... ...to present complex information to senior managementPreferred Qualifications, Capabilities...
Senior
