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Senior Compliance Officer - MNPI
This role will provide senior Compliance coverage in relation to handling of material non-public information as it pertains to firm trading, with a focus on distressed credit, CMBS and wall crossings. Operating in close partnership with...
Senior
Local area
...happen.
What's the role?
Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses and... ...ability to analyze data, produce metrics, and present to senior stakeholders
Great project management and written/oral presentation...
Senior
Holiday work
Temporary work
For contractors
Work experience placement
Local area
...Job Description
Senior Trust Officer
Base Salary Range: $101,600 - $169,300 annually
At Midland States Bank, base salary is one component... .... The Senior Trust Officer is responsible for assuring compliance with all Bank policies and procedures, as well as...
Senior
Contract work
Temporary work
Flexible hours
...innovator, industry thought leader and trusted advisor to our clients.
Overview
PIMCO is seeking a Senior Compliance Officer to join its global compliance team within the Legal and Compliance Department, focusing on the U.S. Registered Funds 38a-1...
Senior
Relief
Flexible hours
...Job Description
The Office of the New York City Comptrollers Bureau of Asset Management... ...-term cash is internally managed. The Compliance Officer will work with the Chief... ...developing training and reporting to BAMs senior leadership team.
- Evaluating ways to...
Senior
Temporary work
3 days per week
...Bank’s business strategies and objectives. Provide advice on compliance with governing regulations and Bank internal policies and procedures... ...related support personnel. Coordinate with other Compliance officers to ensure training is consistent across businesses. In...
Senior
Flexible hours
* Job Type: Officer of Administration
* Regular/Temporary: Temporary
* End Date if Temporary: 12/31/2024
* Hours Per Week: 35... ...posting.
Position Summary
Reporting to the Director, HR Compliance the Compliance Officer will be responsible for ensuring the University...
Suggested
Temporary work
Local area
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..., LLC, a leading self-clearing broker-dealer is looking for a Compliance Associate to join the team. He/she will help with the delivery... ...related field.
~3+ years’ proven experience in a compliance officer role and broker/dealer-related and escalations.
~ Series 7...
Suggested
...range of activities, including providing: Compliance advisory services, education & training,... ....
The Team:
The Compliance Policy Officer will join the Corporate Risk and... ...recommendations from S&P Global Divisions, Senior Management, Risk, Compliance, Legal, People...
Senior
Second job
Worldwide
Flexible hours
A hedge fund in New York City is actively seeking an organized and diligent professional to join their staff as their new Compliance Officer. In this role, the Compliance Officer will focus on SEC and other regulatory compliance matters for the fund.
Responsibilities...
Suggested
...you more specific details for this role.
Line of Business:
Compliance
Job Description:
Department Overview :
The Senior Analyst will provide a supporting role within the US Corporate Office Compliance ("COC") team. The Analyst will assist the team in providing...
Senior
Holiday work
Work experience placement
Self employment
Work from home
Flexible hours
...current and evolving landscape of regulatory compliance and risk management for global financial... ...matter expert; ability to grow into Officer level role
Other responsibilities and... ...of teams including junior and senior team members, and consultants
~ Experience...
Senior
Freelance
Local area
Worldwide
...fintech ecosystem. For more information, visit
The Role:
The Compliance Officer is responsible for all aspects of the consumer compliance... ...effective relationships and achieve influence at the most senior level in the organization.
Strong track record of effectively...
Senior
...reason to smile and join our global team!
We are looking for a Compliance/Senior Compliance Counsel to provide compliance-related advice and... ...experience, job-related knowledge and education, skills and office/market location. In addition to base salary, salaried...
Senior
Holiday work
Local area
Relocation
...Atlantic Financial Group.
POSITION OVERVIEW
KKR is seeking a Compliance Officer to join KKR's Global Compliance team with a focus on the... ...opinions effectively to cross-divisional teams including senior management.
Proficiency in PowerPoint, Microsoft Word, Excel...
Senior
Work experience placement
...Global Compliance
Our division prevents, detects and mitigates compliance, regulatory... ...Compliance Transformation Office
A new team created to transform... ...Compliance Program. We partner with the senior Global Compliance leadership to articulate...
Senior
Full time
Temporary work
Part time
...Product Owner & Senior Compliance Officer - Regulatory Technology - Legal & Compliance
**New York, NY**
Posted Mar 11, 2024 - Requisition No. 123709
The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we work hard, and we...
Senior
Holiday work
Temporary work
For contractors
Work experience placement
...Sr. Manager Compliance The Manager, Senior Compliance is responsible for the CMS-Program within their Division. They are considered the Compliance expert within their area of responsibility. It has direct accountability for ensuring compliance within their purview. This...
Senior
...Ventures, Digital Currency Group, DRW, Galaxy Digital Ventures, Redpoint Ventures, and Valor Equity Partners.
We are seeking a Compliance Specialist to join the BitGo's Financial Intelligence Unit. BitGo is looking for a digital asset anti-financial crime expert who...
Senior
...the Role:
Grade Level (for internal use):
10
The Role: Compliance Officer - Control Room
The Team: Control Room is part of the... ...Compliance management information reports for various business and senior management stakeholders.
Analyse and report of relevant...
Senior
Second job
Worldwide
Flexible hours
