Search Results: 5,215 vacancies

 ..., W. R. Berkley Corporation has grown from a small investment management firm into one of the largest commercial lines property and casualty...  ...for future growth. Responsibilities The HR Compliance Manager is responsible for defining and documenting policies and... 
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W.R. Berkley Corporation

Greenwich, CT
13 hours ago
 ...Compliance Manager role with low cost medical coverage, generous paid time off and 403B Retirment plan with company match This Jobot Job is hosted by: Donna Gawroski-Kusik Are you a fit? Easy Apply now by clicking the "Apply Now" button and sending us your resume... 
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Jobot

Greenwich, CT
1 day ago
Overview: Manages the compliance program for insurance sales partnerships, including agents, brokers, managing general agents, third party administrators, and other sales, marketing, and distribution partners. Develops and implements compliance policies and procedures... 
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Western & Southern Financial Group

White Plains, NY
3 days ago
 ...Asset management company located in Stamford Connecticut looking to bring on board a "Compliance Analyst to join their team. They are currently in office (2 days a week). Responsibilities: *Assist the Senior Associate, Compliance in facilitating the ongoing review... 
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2 days per week

Madison-Davis, LLC

Stamford, CT
2 days ago
 ...Anti-Fraud Team is looking for an Analyst and Associate level compliance Business analyst to support a project. The Analyst will be working...  ...: Financial services background Operations Risk management They do not need to be technical. 3-5 years'... 
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Saxon Global

White Plains, NY
1 day ago
 ...What You'll Do IMA's Certificate Compliance (IMACC) team is seeking a Managing Director to join our group! This role will lead the IMACC team as an active liaison between agent and IMA, Inc. clients, communicate with the Market President regarding department strategies... 
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IMA Financial Group, INC

Harrison, NY
2 days ago
Trexquant is a growing systematic fund manager with a core team of highly accomplished technologists. We apply a wide variety of statistical...  ...someone to join our team and become the manager of regulatory compliance for a systematic investment firm (for private funds) with... 
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Trexquant Investment

Stamford, CT
5 days ago
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Overview: Director of Compliance and Regulatory Affairs Overview The primary function of this position is to direct and provide...  ...will be responsible for planning, implementing, and managing a compliance and regulatory affairs program for Somnia and its... 
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Part time
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Somnia, Inc.

Harrison, NY
1 day ago
 ...that policies and procedures are reasonably designed to achieve compliance with applicable regulations. * Coordinate regulatory...  ...trade reporting, and order handling generated by the firm's order management systems, trade reporting systems, surveillance systems and clearing... 
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Citizens Financial Group, Inc.

Stamford, CT
2 days ago
 ...Grayscale Investments is the world's largest digital currency asset manager. Through its family of investment products, Grayscale provides...  ...for investors. Position Summary: Grayscale is seeking a Compliance Analyst to help further support the Firm's AML Program. This... 
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Flexible hours

Grayscale Investments LLC

Stamford, CT
1 day ago
 ...providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve...  ...part of our culture. Professionals within Legal and Compliance provide a wide range of services to our business units. They... 
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3 days per week

Morgan Stanley

Purchase, NY
24 days ago
 ...- SEC Stocks Coordination and Financial Compliance Company Overview: Join our clients dynamic...  ...to oversee SEC stocks coordination, SOX compliance, and various receivables...  ...future periods, assisting with cash flow management and planning. Post rebates and incentives... 
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Westport, CT
11 hours ago
**Retail Operations Compliance Specialist** at Design Within Reach Stamford, CT Herman Miller Retail is looking for a Retail Operations...  .... The position will be responsible for creating, leading and managing the Operational compliance process, projects and deliverables... 
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Design Within Reach

Stamford, CT
3 days ago
Technical Compliance Analyst Looking for someone with strong experience in NIST, ISO, COBIT and SEC Typical Duties and Responsibilities Manage annual IT testing for internal and external audits, risk assessments, and regulatory, legal, and policy compliance... 
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RightWorks Staffing, Inc

Greenwich, CT
2 days ago
 ...Interface with management, accounting, legal, and outside capital providers to communicate, coordinate, and resolve issues and respond...  ...management in formulating and performing periodic reviews of key compliance processes/controls to ensure that they remain robust and in... 
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Full time
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SunEnergy1

Stamford, CT
3 days ago
 ...would assist in a number of tasks including forensic accounting, financial and securities regulation, electronic discovery, risk management and investigating situations where clients detect a problem.   Because our team is an industry leader and highly visible in the... 
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EY

Stamford, CT
2 days ago
 ...providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve...  ...part of our culture. Professionals within Legal and Compliance provide a wide range of services to our business units. They... 
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Morgan Stanley

Purchase, NY
29 days ago
 ...about what we do! What We Need: An RCS Group Accounting Manager opportunity that includes accounting operations and Sales support...  ...processing and staff Follow key controls to ensure SOX compliance Prepare Journal Entries 2. Use appropriate systems and tools... 
Holiday work
Full time
Local area
Flexible hours

iHeartMedia, Inc.

White Plains, NY
2 days ago
 ...Job Description Job Description Global Trade Compliance Specialist 50,000 - 65,000 As a Trade Specialist, you will have the opportunity to work on a variety of customs matters and communicate with clients. With a bachelor's degree and experience in various entry... 
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Liberty Personnel Services, Inc

Stamford, CT
11 days ago
 ...build your future with United Rentals! The Government Sales Program Support Manager will work handling overall contract management responsibilities including contract administration, compliance, solicitation and support analysis. Maintain and review existing Government... 
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United Rentals

Stamford, CT
more than 2 months ago