...to today's digital economy. We are the go-to Bank for the fintech ecosystem. For more information, visit
The Role:
The Compliance Officer is responsible for all aspects of the consumer compliance program to ensure Piermont Bank adheres to applicable laws, regulations...
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...workforce across over 80 agencies (mayoral or non-mayoral).
The Investigation and Compliance Unit, to which this position belongs, updates and provides guidance to agency EEO Officers on investigative and reasonable accommodation processes, develops and presents...
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...Chief Compliance Officer Location: Hybrid in New York City
The Chief Compliance Officer will be responsible for developing and supporting the implementation of a program to ensure compliance with all relevant legal and regulatory requirements for Melio Payments,...
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...About the Role:
Grade Level (for internal use):
10
The Role: Compliance Officer - Control Room
The Team: Control Room is part of the Compliance Monitoring and Exams part of S&P Global Ratings Compliance. Its members apply standardized monitoring and surveillance...
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We are actively recruiting for an seasoned banking Compliance professional to function as Deputy Chief Compliance Officer. Candidates should be in a Lead or Managerial Role in Commercial Banking .Reporting to the Chief Compliance Officer, the Deputy Chief Compliance...
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...responsible for supporting various aspects of the KKR Private Markets Compliance Program. A significant amount of this role will include... ...business. The role will report to the Chief Compliance Officer for KKR Private Markets.
IDEAL EXPERIENCE
A successful candidate...
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...Update date
27/02/2024
Job description
Business type
Types of Jobs - Compliance / Financial Security
Job title
Compliance Risk Assessment Officer
Contract type
Permanent Contract
Job summary
Summary:
Reporting to the Head of...
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...Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design...
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...invigorated by our mission, values, and drive to change the world - we'd love to have you apply.
About the team + role
The Chief Compliance Officer, Brokerage, will champion a culture of compliance and will be responsible for managing compliance for Robinhood's broker...
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...and loan origination services to the latest in regulatory and compliance solutions. What drives us every day? A desire to innovate in the... ...consistent with current regulations, and as Chief Compliance Officer, you play a key role. We are looking for a Chief Compliance...
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We are looking for a Chief Compliance Officer who will play a crucial role in ensuring that Vise operates in compliance with all applicable laws, regulations, and industry standards. You will work closely with other departments to identify potential compliance issues and...
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The Sr. Analyst, Office Technology Support is responsible for providing comprehensive, operational and strategic IT service to the NYC office. Due to the nature of the role, the team is currently requiring on-site presence five days per week.Responsibilities...
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...Analysts for timeliness and accuracy, coaching/training team members, as required, and assisting management in exams/audits, and mitigating operational risks. Responsibilities: Conduct investigations and Officer, Compliance, Business, Banking, Business Services, Analyst...
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...Poste et missions
Natixis seeks vp-level Compliance Officer to join and grow with the CIB Americas Compliance Department. As a member of the Compliance Advisory Team, the Compliance Officer will provide day to day coverage of SEC Security-Based Swap Dealer (SBSD) regulation...
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...The VP, Compliance AML Execution Officer is senior professional responsible for performing risk and compliance reviews in coordination with the broader Anti-Money Laundering (AML) team. The overall objective is to utilize in-depth AML knowledge to review, analyze and...
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...Description We are offering a contract employment opportunity for a Sr. Compliance Analyst in New York, New York.
Does this sound like you?... ...using FINRA Gateway
• Prepare for and file all BR (Branch Office Registration) Forms using FINRA Gateway
• Support the...
Contract work
...Job Description:
Employer: DWS Group
Title: Senior Compliance Officer - Institutional Sales Coverage
Location: New York, New York
Job Code - #LI-SL1 #LI-03
About DWS:
Today, markets face a whole new set of pressures - but also a whole lot of...
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...Job Responsibilities:Global Financial Crimes Compliance is seeking an Associate who will execute metrics and reporting in support of the... ...Compile and deliver regulatory reporting on a monthly basis to the Office of the Comptroller of the Currency (OCC) and Federal Reserve...
**Chief Compliance Officer, Broker Dealer**
New York City / Legal Legal / Full Time **About Yieldstreet** Yieldstreet is building the largest global digital wealth management platform to change the way wealth is created. With an investor-first approach, our investor...
Full time
...Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your expert...
Flexible hours
