Search Results: 3,744 vacancies
...partner closely with the supervision and compliance Technology Business Unit on solutions... ...such as Investment Research, Portfolio Management (including Unified Managed Account), Tax... ...Optimization, Discretionary & Non-Discretionary Trading as well as integration with various...
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**Compliance Manager**
**Position Summary**
St. Petersburg is our primary softgel development and manufacturing facility in North America with a capacity of 18 billion capsules per year. The featured RP Scherer softgel technology is a proven oral drug delivery solution...
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...or training to provide support to branches, advisors and other trading groups in specific trading activities within an assigned... ...and 3rd party applications.
•Researches and corrects Asset Management Services portfolio rebalance issues.
•Provides Inbox support...
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...celebrate our success together. If you want to make an impact in fintech, we’d like to know: Are you FIS?
About the role:
The Compliance Manager Senior will track, review and communicate pending and passed regulations, agency guidelines or directives to impacted lines...
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...certification to provide support to the options trading team within Global Equities & Investment... ...order data entry, order time tracking, compliance, and research and resolving trade... ...Provides assistance to senior associates and management for Raymond James Institutional Options...
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Kobie is looking for an experienced Compliance Analyst. The Sr. Compliance Analyst will work closely with the... ...shaping, and negotiations with key stakeholders and senior management.
Research emerging privacy laws and monitor regulatory developments...
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...investment goals. Our dynamic and diversified firm spans asset management, wealth management, and fintech, offering many ways to help... ...our clients around the world!
What is the Global Regulatory Compliance, Mutual Funds group responsible for?
Global Regulatory Compliance...
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...Transforming Lives Through Trading Excellence.
Proprietary Trading Job at Maverick Trading
Discover Maverick Trading
Maverick... ...market trends, news, and technological advancements.
Proactively manage risk and uphold trading discipline.
Qualifications...
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...depending upon qualifications) to conduct air quality regulatory compliance inspections implementing Federal, State and Local air quality... ...of the principles, practices and methods of environmental management specific to air pollution regulations.
Knowledge of national...
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...Requisition ID: 10081
Remote Work Available: Yes
Senior Governance, Risk and Compliance (GRC) Analyst
Department: Information Security
Location : Remote
Reports to: GRC Manager
FLSA Status: Exempt Regular Full-Time
Role Summary:
The Senior...
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The Quality and Compliance Coordinator:
Responsible for the oversight and administration of the Compliance Program and QI for the assigned... ...behavior.
In collaboration with Quality and Compliance Manager and Medical Director, initiates, develops, and guides the...
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...would assist in a number of tasks including forensic accounting, financial and securities regulation, electronic discovery, risk management and investigating situations where clients detect a problem.
Because our team is an industry leader and highly visible in the...
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...growth through certifications and tailored goal setting.
About the team :
The Global AML and Sanctions Compliance Team is responsible for preventing, managing and mitigating the financial crime risks that may occur through the types of services we offer,...
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...Description: T.J. Jerger MGA, LLC. is growing and we are in search of an experienced VP of Compliance to join our team!
The VP of Compliance helps the organizations manage risks and avoid lawsuits by ensuring business operations are performed in compliance with...
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...Successful candidates will trade crypto and foreign currency pairs with the firm’s capital on behalf of the firm and reap the majority... ...to following the firm’s trading methodology and risk management guidelines that are proven to create long-term gains.
How...
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...Successful candidates will trade crypto and foreign currency pairs with the firm’s capital on behalf of the firm and reap the majority... ...to following the firm’s trading methodology and risk management guidelines that are proven to create long-term gains.
How...
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...a team that is open, collaborative, entrepreneurial, passionate and above all fun.
About the team
The Global Regulatory Compliance team is responsible for tracking, reviewing, and communicating changes in the regulatory environment, particularly those from the...
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...Job Description Solve IT Strategies is looking for a QA Compliance Specialist . This role is lacated at St Petersburg, FL 33716... ...requested
• Collaborates with Subject Matter Experts (SME)s, management and supervisory personnel from applicable areas to resolve problems...
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...to help them transform their businesses. We work with risk & compliance cross-industry but currently having a high focus on the Financial... ...+ Anti-Financial Crime
+ Know Your Customer/ ID&V
+ Risk Management & Internal Controls
+ Regulatory Reporting & Analytics
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...Defense and allied nations, has an opening for an oniste Sr. Manager Procurement to join our St. Petersburg, FL team.
We... ...manufacturing environment
Knowledge of government:
procurement and Trade Compliance regulations and procedures
FAR / DFARS / SOX / ITAR...
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