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U.S. Securities and Exchange Commission jobs

1-3 of 3 jobs


$95.47k - $190.44k

U.S. Securities and Exchange Commission

 ...This position is in the Broker-Dealer and Exchange Examination Program (BDX) within the...  ...for registered broker-dealers, national securities exchanges, transfer agents, municipal advisors... or university recognized by the U.S. Department of Education. BASIC REQUIREMENT... 
Washington DC
26 days ago


U.S. Securities and Exchange Commission

 ...The  Division of Corporation Finance assists the Commission in executing its responsibility to oversee corporate... the Commission, with a particular emphasis on the Securities Act of 1933 and the Securities Exchange Act of 1934, are especially desirable. How to Apply... 
Washington DC
a month ago

Securities Compliance Examiner

$92.22k - $183.96k

U.S. Securities and Exchange Commission

Join the U.S. Securities & Exchange Commission The Office of Compliance Inspections and Examinations ("OCIE") administers the SEC's nationwide examination and inspection program for registered investment advisers, investment companies, broker... 
Philadelphia, PA
27 days ago