VP, Regulatory and Compliance Counsel
LPL Financial
LPL Financial is seeking an experienced attorney to join its Regulatory Examinations & Inquiries team as a Vice President, Assistant General Counsel. This role manages regulatory examinations and inquiries with significant autonomy, partnering with Legal, Compliance, and business leadership to address legal, regulatory, operational, and reputational risk.
The ideal candidate has extensive experience with securities exam or enforcement matters, can manage a substantial docket, and collaborates
#J-18808-Ljbffr LPL Financial
Vacancy posted 5 days ago
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