Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Compliance Senior Counsel

$150k - $225k

D.A. Davidson

D.A. Davidson is seeking an in-house Legal Counsel in Denver, Colorado. This role requires a Juris Doctor degree and an active law license, plus significant experience advising on capital markets and regulatory matters. Responsibilities include providing legal guidance, drafting agreements, and ensuring compliance with regulations. The position offers a competitive salary ranging from $150,000 to $225,000 annually, alongside excellent benefits including medical, dental, and a 401(k) plan. Join a company that values integrity and community impact.

#J-18808-Ljbffr D.A. Davidson

Vacancy posted 2 days ago
Similar jobs that could be interesting for youBased on the Compliance Senior Counsel in Denver, CO vacancy
  • $150k - $225k

     ...D.A. Davidson’s Special District Group in Denver seeks an in-house legal counsel responsible for providing legal advice and guidance on compliance within the capital markets business. Key qualifications include a Juris Doctor degree, experience with financial institutions... 
    Senior

    D.A. Davidson’s Special District Group

    Denver, CO
    3 days ago
  • Smith Capital Investors, LLC is seeking a mid-level Fixed Income Investment Analyst to influence investment outcomes across diverse strategies. The role demands strong credit analysis skills and the ability to work collaboratively within a team. Applicants should have... 
    Senior

    Smith Capital Investors, LLC

    Denver, CO
    4 days ago
  •  ...Realberry is seeking a Senior Vice President, Capital Markets to oversee the origination, procurement, execution, and management of a $2.5B+ debt portfolio. This role requires strong leadership, negotiation skills, and expertise in credit matters. Responsible for cultivating... 
    Senior

    Mcwhinney-Real-Estate-Services

    Denver, CO
    1 day ago
  •  ...Description Managing a diverse portfolio of oil and gas assets and allocating capital towards the right acquisitions are key elements of the finance function at Phoenix. The Senior Associate, Capital Markets will be working closely with the MD of Capital Markets and CFO with a... 
    Senior

    Phoenix Energy One, LLC

    Denver, CO
    14 days ago
  • Realberry Real Estate Services, LLC is seeking a Senior Vice President, Capital Markets in Denver, CO. This role is crucial for managing and executing all debt capital needs, requiring expertise in financial analysis and debt relationship management. Ideal candidates will... 
    Senior

    Realberry Real Estate Services, LLC

    Denver, CO
    5 days ago
  •  ...Systems LLC based in Denver, CO is seeking a talented Legal Counsel for Corporate and Securities. The role involves managing corporate...  ...governance, compliance with securities laws, and supporting capital markets transactions. Ideal candidates will hold a JD, possess 4–7... 
    Senior

    Crusoe Energy Systems LLC

    Denver, CO
    3 days ago
  • Rowan Digital Infrastructure is seeking a Senior Associate to join the Capital Markets team in Denver, CO. This role involves financial modeling and leading asset-level analysis, playing a key part in project development and capital raising. The ideal candidate will possess... 
    Senior

    Rowan Digital Infrastructure

    Denver, CO
    2 days ago
  • $161.67k - $190.2k

     ...Senior Counsel - Americas Job Description Summary The Senior Counsel serves as a key legal partner to Cushman & Wakefield businesses...  ...the commercial, risk, and financial dynamics of brokerage, capital markets, valuation, or similar transaction‑driven service lines is... 
    Senior
    Minimum wage
    For contractors
    Flexible hours

    Cushman & Wakefield

    Denver, CO
    3 days ago
  •  ...balance sheets, Net Interest Income (NII) and capital actions in our business-as-...  ...consolidated assets, comprised of fixed‑income investment portfolios...  ...up to our Treasury Capital Markets (TCM) organization, which...  ..., this role serves as a senior individual contributor responsible... 
    Senior

    Charles Schwab Corporation

    Littleton, CO
    4 days ago
  • $108k - $123k

     ...portfolio of strategic sites in key markets across the United States. Backed by...  ...us. Role Summary We are seeking a Senior Associate to join our Capital Markets team. In this capacity, you...  ...with external advisors, lenders, and counsel Review financing documents, including... 
    Senior
    Work at office

    Rowan Digital Infrastructure

    Denver, CO
    2 days ago
  • $235k - $310k

     ...Job Description Job Description Direct Counsel is seeking a Corporate Associate to join a premier Capital Markets practice in Denver. This is an excellent opportunity for an attorney looking to work on sophisticated securities transactions and public company matters... 
    Flexible hours

    Direct Counsel

    Aurora, CO
    19 days ago
  • Charles Schwab Corporation seeks a Capital Forecasting Analyst in Lone Tree, Colorado. This role empowers you to contribute to capital...  ...extensive analytical skills and experience in ALM and fixed income analytics. As an individual contributor, you'll partner with various... 
    Senior

    Charles Schwab Corporation

    Littleton, CO
    3 days ago
  • $170k - $300k

     ...Job Description Job Description Corporate Associate Attorney – Securities/Capital Markets Direct Counsel is seeking a Corporate Associate Attorney to join a top-ranked law firm’s Corporate Practice Group in any U.S. office . This is a fantastic opportunity to... 
    Work at office

    Direct Counsel

    Aurora, CO
    10 days ago
  •  ...with the Risk Management Department. Select and manage outside counsel with all aspects of litigation – assist in response to document...  ...service enterprises in the United States. Serving diverse end markets, Primoris provides a wide range of construction, fabrication, maintenance... 
    Senior
    Contract work
    For subcontractor
    Local area

    Primoris

    Denver, CO
    5 days ago
  • $227.61k - $312.97k

     ...together, we are an extraordinary team.# **About the Role**The Senior Legal Counsel at Sierra Space will serve as a strategic business partner...  ...* Lead or play a key advisory role in M&A transactions, capital markets activities, and other strategic business transactions,... 
    Senior
    Contract work

    Pace Industries

    Centennial, CO
    5 days ago
  •  ...office (no remote option). Responsibilities Provide advice and counsel regarding securities law compliance, public company reporting,...  ...based on several factors, including but not limited to external market data, internal equity, location, skill set, experience, and/or... 
    Senior
    Temporary work
    For contractors
    Work at office
    Local area
    Remote work

    York Spaces Systems

    Greenwood Village, CO
    3 days ago
  • $97k - $189k

     ...all employees are used to their fullest potential. This is a Senior Claim Counsel position on the Financial Lines Claims team. The individual...  ...role requires excellent leadership, business communication and market-facing skills. As a senior member of the team, this position... 
    Senior
    Work experience placement
    Work at office

    CNA Insurance

    Centennial, CO
    3 days ago
  •  ...should have 7-8 years of relevant experience, including collective bargaining and grievance arbitration. The position offers top-of-market compensation with performance-driven bonuses, unlimited PTO, and a collaborative culture. Join a supportive team that values... 
    Senior
    Work at office

    Jobot

    Denver, CO
    1 day ago
  •  ...A senior insurance firm in Denver is seeking candidates for a rewarding sales role. Responsibilities...  ...comfort with technology. This role offers uncapped income potential and extensive support, including training and marketing assistance, making a meaningful difference in... 
    Senior

    Senior Benefit Services: SBS

    Denver, CO
    3 days ago
  •  ...at the forefront." Maryna Agaibi Counsel | Legal & Compliance San Francisco,...  ...today." Charlie Monk Sr. Director | Capital Markets Phoenix, AZ "At SBE, every...  ...CA Environmental & Permitting Manager/Senior Manager Development & Origination California... 
    Senior
    Internship
    Remote work
    Night shift

    SB Energy

    Denver, CO
    3 days ago
  •  ...Candidates should have over 5 years of experience in Treasury or Finance, a Bachelor's degree in a related field, and expertise in fixed-income concepts. The position includes significant responsibilities and opportunities for growth, supported by experienced leadership.... 
    Senior
    Temporary work

    Charles Schwab

    Littleton, CO
    4 days ago
  • Charles Schwab Corporation is seeking a senior contributor for the Balance Sheet Forecasting...  ...enhancing analytical capabilities for capital forecasting and compliance with stress testing...  ...of experience, particularly in capital markets and ALM. Key responsibilities include... 
    Senior

    Charles Schwab Corporation

    Littleton, CO
    3 days ago
  • CFA Institute is seeking a Senior Credit Research Analyst to join the PTMA Credit Team in Denver, CO. The role involves conducting fundamental credit analysis and preparing detailed reports for high-grade financial issuers. Candidates should have 3-5 years of relevant... 
    Senior

    CFA Institute

    Denver, CO
    1 day ago
  • $127k - $184k

    Schweitzer seeks a Senior Manager for Fixed Asset and Real Estate Accounting in Denver. This role oversees the integrity of all capital project accounting, ensuring accuracy and compliance with US GAAP standards, while collaborating with various internal teams. The ideal... 
    Senior

    Schweitzer

    Denver, CO
    5 days ago
  • A leading financial services company is seeking a Senior Marketing Analyst to lead data-driven initiatives that enhance marketing strategies...  ...stakeholders through data insights. This role offers a competitive salary and is open for remote work. #J-18808-Ljbffr Capital One
    Senior
    Remote job

    Capital One

    Denver, CO
    4 days ago
  • Rowan Green Data Pty Ltd is seeking a Senior Associate for its Capital Markets team in Denver, CO, offering a hybrid in-office role. The ideal candidate will lead financial modeling and asset-level analysis to drive project execution. This position provides exposure to... 
    Senior
    Work at office

    Rowan Green Data Pty Ltd

    Denver, CO
    2 days ago
  •  ...Sierra Space is looking for a Senior Legal Counsel based in Centennial, CO to serve as a strategic partner managing high-stakes legal matters in the aerospace industry. This role involves advising executive leadership and managing complex legal risks. The ideal candidate... 
    Senior
    Contract work

    Pace Industries

    Centennial, CO
    5 days ago
  • York Space Systems in Greenwood Village is looking for an attorney specialized in corporate securities and public company reporting. This role offers a unique opportunity to contribute to SEC regulatory compliance as York navigates its growth as a newly public company....
    Senior
    Remote work

    York Space Systems LLC

    Greenwood Village, CO
    3 days ago
  •  ...and corporate services, and a strong client-focused approach. Responsibilities include drafting complex agreements, providing tax counsel for M&A transactions, and ensuring clients receive efficient legal solutions. The firm offers a competitive salary, comprehensive benefits... 
    Senior

    Goodspeed Merrill

    Englewood, CO
    5 days ago
  •  ...Hirebridge in Denver, Colorado is seeking a Senior Legal Counsel responsible for providing a broad range of legal services focused on intellectual property protection and contract negotiation. You will draft and negotiate technical contracts and collaborate with teams... 
    Senior
    Contract work
    Remote work
    Work from home
    Flexible hours

    Hirebridge

    Denver, CO
    3 days ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Compliance Senior Counsel. Be the first to apply!