Global Banking & Markets- Dallas- Associate, Regulatory Reporting - Trade Level- 10219895
Goldman Sachs
Job Duties: Associate, Regulatory Reporting - Trade Level with Goldman Sachs Services LLC in Dallas, Texas. Responsible for reviewing and conducting exception management on regulatory reports submitted to agencies, such as FINRA and the SEC, ensuring compliance with global regulatory requirements. Working with Business Intelligence tools, including Alteryx and SQL, to develop BI solutions and define strategies. Analyzing large data sets to ensure accuracy, addressing discrepancies, and collaborating with technology teams to build and maintain efficient data pipelines. Identify and address control gaps, automate manual processes, and enhance existing reporting systems to improve efficiency and reduce risk. Work closely with internal teams, including Engineering, Middle Office, Legal, and Compliance, to align reporting practices with business objectives while serving as a liaison with regulatory agencies. Conduct risk and compliance monitoring and prepare updates for senior management. Participate in projects related to regulatory requirements, collaborate with global teams to implement changes, and provide regular updates on progress. Working with internal and external counterparties, including stakeholders in the business, engineering, compliance and legal, counselors and clients.Job Requirements: Bachelor’s degree (U.S. or foreign equivalent) in Finance, Economics, Business Analytics, Civil Engineering, or related field and two (2) years of experience in the job offered or a related role. Prior experience must include two (2) years with: US-based regulatory obligations from FINRA, SEC, or FDIC; business Intelligence tools including Alteryx; SQL (Structured Query Language); analyzing large datasets to ensure data accuracy and resolve discrepancies; conducting risk and compliance monitoring; process automation to improve reporting efficiency and reduce operational risk; working with market and financial instruments including equities, exchange traded derivatives, and OTC derivatives for regulatory reporting; and project management tools including JIRA.The Goldman Sachs Group, Inc., 2026. All rights reserved. Goldman Sachs is an equal opportunity employer and does not discriminate on the basis of race, color, religion, sex, national origin, age, veteran status, disability, or any other characteristic protected by applicable law.Posting Date: 2026-07-13
- Job Duties: Associate, Project Management with Goldman Sachs & Co. LLC in Dallas, Texas. Work with cross-functional... ...to analyze and meet regulatory demands and mitigate... ...at program level, ensure the backlog of... ...risk management, status reporting, and User Acceptance...RegulatoryWork experience placement
- Operating at the center of global financial markets, our FICC and... ...Managers, Hedge Funds, Banks and Brokerages, Pensions... ...the Mortgage Loan Trading and Structured Finance... ...securitizations, P&L reporting, and back-testing.... ...normalize and load loan level data into internal...Suggested
- ...managing the firms credit, market, liquidity, and... ...market risks associated with trading activities, or offering analytical and regulatory compliance support,... ...ratingsCoordinate with Global Banking and Markets, Legal,... ...trendsMonitor, manage and report exposures at a...Regulatory
- ...firm to provide banking, securities,... ...launched and every trade executed, it is... ...financial market knowledge and develop... ...of regulatory reform at the heart... ...the regulatory reporting space, Controller... ...Operations is a global team that ensures... ...landscape and associated processesWorking...RegulatoryFlexible hours
- Associate or Vice President Divisional... ...firm’s credit, market, liquidity,... ...associated with trading activities, or... ...analytical and regulatory compliance... ...the transaction level, and monitor credit... ..., manage and report exposures at... ...teams in Global Banking & Markets to actively...Regulatory
- ...passion for the markets, with... ...by a bustling trading floor.The Loan... ...unit within the Global Markets division... ...update monthly reporting packages for internal... ...and associated documentsAssist... ...and Investment Banking Division (IBD)... ...at an advanced levelAbility to prioritize...
- Global Compliance Our division prevents... ...compliance, regulatory and reputational... ..., sales, and trading. We look for those... ...Goldman Sachs’ Dallas office on... ...teamsMonitoring and reporting to senior... ...local and global level (e.g., CCPA, GLBA... ...global investment banking, securities and...RegulatoryWork experience placementWork at officeLocal area
- ...derivatives, and OTC markets. Analysts and Associates serve as the primary... ...within a leading global platform. As an Analyst... ...stakeholders across trading, risk, and... ...adoption of internal reporting and trading platformsCross... ...leading global investment banking, securities and...
- OPERATIONSTransaction Banking Operations is part... ...and every trade executed, it is Operations... ...Accounts, and Global Payments capabilities... ...jurisdictional regulatory requirements, focusing... ..., New York, and Dallas. All our offices... ...Payment, Escrow, Money Market and Term Deposits)...RegulatoryWork at officeLocal area
- ...within a growing global business, and... ...outside the box? Associates on the Wealth... ...business on a macro level. The team is... ...private banking and trust company... ...dynamic global regulatory environment. HOW... ...customized risk reports for client presentation... ..., Chicago, Dallas, Houston, Los...RegulatoryWork at office
- ...join our team as a Global Financial Crimes... ...of legal, regulatory and franchise risk... ...This is a Director level position within... ...financing, market manipulation, insider trading, trafficking, fraud... ...Suspicious Activity Reports, and... ...financial markets and banking, including broker...Regulatory
- ...alternatives to conventional bank lending. As part of the broader Global Banking & Markets division, we manage... ...and analytical Associate to join our Infrastructure... ...Finance Group in Dallas. This is a unique opportunity... ...of market trends, regulatory changes, and industry...Regulatory
$260k - $365k
...Greenberg Traurig (GT), a global law firm, has an... ...for a mid-level Associate in the Financial Regulatory & Compliance Practice... ...Atlanta, Phoenix or Dallas office. We offer competitive... ...in the areas of banking, money services... ...internal equity, and market data, including...RegulatoryFull timeTemporary workWork at officeFlexible hours$77k - $214k
...SummaryThe OpportunityAs a Banking & Capital Markets Tax Senior Associate, you will play a pivotal... ...compliance with regulatory requirements- Analyzing... ...hire experienced or entry level job seekers who will need... ...Washington; NJ-Florham Park; TX-Dallas; FL-Orlando; CA-San...RegulatoryFull timeH1bLocal areaOverseas$172.5k - $222.5k
...foundation of a more open, global economy through... ...managed in line with regulatory obligations, enterprise... ...and timely regulatory reporting.What you'll work on:Define... ...in fintech, payments, banking, or financial services... ...deliver enterprise-level reporting aligned to regulatory...RegulatoryLocal areaFlexible hours- ...We are a leading global financial services... ...providing investment banking, securities and... ...resources, financial markets, and investing... ...re looking for an Associate to be part of our... ...win outcomes.Create reporting that provides leadership... ...with a detailed level statistics to...Work experience placement
- Associate, AWM Risk ManagementThe Goldman... ...Inc. is a leading global financial... ...providing investment banking, Global Markets and investment management... ..., risk reporting and control assessments... ..., to ensure regulatory compliance,... ...with different levels of stakeholdersInnovative...Regulatory
$90.72k - $121.52k
...Services unit is a global leader in... ...projects across banking, wealth management... ...• Experience in Regulatory reporting /AML/ Capital Markets/Derivatives• Experience... ...• Experience in Trade surveillance•... ...unprecedented levels of performance and... ...Charlotte, NC, Dallas, TX, Pennington,...RegulatoryFull timeTemporary workRelocation- ...Analyst – Post-Trade Services Dallas Role Summary... ...Transactional reporting - Investigation of... ...breaks impacting regulatory reporting Monitoring... ...a Finance or Banking-related field.... ...motivated with high levels of resilience, enthusiasm... ...Group) is a global managed services,...RegulatoryPermanent employmentFull timeInternshipWork at officeImmediate start
- ...Risk Engineering – Market Risk Location: Dallas, Americas About... ...is a leading global investment banking, securities, and investment... ...and external reporting for the output of... ...teams to translate regulatory and business... ...based on employee level and office location...RegulatoryFull timeTemporary workWork at office
- ...culture. Global Banking and Markets Global Banking... ...market for trade and... ...accordance with regulatory expectations,... ...interaction and reporting to US Federal... ...monitor risks associated with their use... ...required at all levels of the... ...States – Texas – Dallas Scotiabank...RegulatoryLocal areaFlexible hours
$325k
...support the full Unified Global Banking (UGB) Coverage team in... ..., ethical, regulatory and legal standards)•... ...present in more than 50 markets around the globe.We know... ...United States - Texas - Dallas USD 325000• United States... ...education, location and skill level. UBS offers a range of...RegulatoryFull timeFlexible hours- ...reliability of financial reports, monitoring the firm’s... ...interest in financial markets and want to gain... ...We are organized into global teams comprising business... ...securities, investment banking, consumer and... ...auditor, consultant, and/or regulatory agency examiner within...Regulatory
- Risk, Capital Risk, Associate / Vice President, DallasThe... ...the firm’s regulatory capital requirements and... ...across the firm, including trading desks, Controllers, Legal... ...of banking organizations, financial... ...869, we are a leading global investment banking, securities...Regulatory
$129.82k - $135.01k
Treasury Analyst, Global OperationsJob DescriptionKimberly... ...gathering, analysis and reporting of global metrics such as bank fees, bank account signatories... ...controls and external regulatory reporting requirements.... ...regulatory complexities associated with countries and regions...RegulatoryFull timeTemporary workWork at officeRemote work$148.83k - $183.85k
Job Title:Senior Trade Finance... ...profiles, and regulatory requirements. Products... ...Stay current on global trade finance... ...regulatory changes, and market conditions.... ...International Banking or Commercial... ...— Alliance Association Bank, Alliance... ...Las Vegas, NV; Dallas, TX; Chicago, IL...RegulatoryFull time- ...investment management, banking and... ...ranging from marketable securities and... ...Underwriting Associate plays a critical... ...collateral, and global exposure analysis... ...policies, regulatory requirements,... ...analyses, and ad‑hoc reports for senior... ...institutional‑level borrowers....Regulatory
- ...We are a leading global financial services... ...providing investment banking, securities and... ...management, client reporting. These functions cover... ...of products, markets, and market related... ...client experience, regulatory requirements, and... ...portfolio manager trading, and After-tax performance...Regulatory
- ...housed at one of our banking locations in Dallas, Texas or our Town... ...Missouri. The Financial Reporting Manager leads the... ...10-Q, and 8-K), and regulatory reporting (i.e. FR Y... ...related disclosures. All associates are expected to... ...criminal history report, global screen, drug screen,...RegulatoryWork at officeFlexible hours
$93.8k - $156.3k
...administration of assigned Global Capital Markets (GCM) accounts... ...with Bank and Division... ...and level of risk, to ensure... ...and ensuring regulatory compliance for... ...and external reporting and tickler processing... ...experience associates.Understand and... ...compensation.Location:Dallas, Texas, United...RegulatoryFull timeTemporary workWork experience placement
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