VP, Broker-Dealer & Cash Equities Counsel
Comunidade Metodista
JPMorgan Chase Bank, N.A. in New York, NY is seeking a Broker-Dealer & Cash Equities Attorney to join the Equity Practice Group in the Legal department. The role provides regulatory advice to cash equities research, sales and trading teams and interfaces with regulators such as the SEC and FINRA. Candidates must have a Law Degree and NY license, with 5+ years of relevant experience advising on broker-dealer regulatory issues and securities transactions. #J-18808-Ljbffr Comunidade Metodista
$199.5k - $275k
...Broker-Dealer & Cash Equities Attorney - Assistant General Counsel - Vice President job at JPMorgan Chase Bank, N.A.. New York, NY. The Legal Department of JPMorgan is currently seeking a highly motivated individual to join its Equities Practice Group within the Corporate...Employment EquityCash$151.9k - $173.4k
...Broker Dealer Advisory Manager Job Description The Compliance Risk Manager will support... ..., investment banking, underwriting, equity sales, trading and research, and secondary... ...incentive compensation, which may include cash bonus(es) and/or long term incentives (...Employment EquityCashFull timePart timeWork at officeLocal areaFlexible hours- Senior Treasury / Liquidity Management - Broker-Dealer New York City | Financial Services I'm... ...: Manage daily liquidity and cash requirements across the broker-dealer Oversee... ...liquidity requirements associated with equity and fixed-income underwriting Understand...Employment EquityCashTemporary work
- ...Broker Dealer Compliance Advisory- Equities & Options We are working with a financial services organization seeking an experienced Compliance professional for a senior advisory position supporting its markets businesses. The role will work closely with business...Employment EquityFull time
- ...service.Job Description: We are seeking a skilled and meticulous VP / Regulatory Counsel to join our team in New York City. This role is crucial to... ...website and view our Privacy Policy.Our Diversity, Equity and Inclusion Mission At IDEX, we strive for an inclusion-first...Employment EquityPermanent employmentLocal area
$250k - $360k
...senior executive to join our Legal team as VP, Legal - Consumer Financial Services (CFS)... ..., and Venmo, providing executive-level counsel on business strategy, product development,... ...may include an annual performance bonus, equity, or other incentive compensation, as applicable...Employment EquityFull timeFixed term contractWork at officeLocal areaImmediate startFlexible hours$250k - $360k
...senior executive to join our Legal team as VP, Legal – Consumer Financial Services (CFS)... ..., and Venmo, providing executive‑level counsel on business strategy, product development,... ...may include an annual performance bonus, equity, or other incentive compensation as applicable...Employment EquityFixed term contractFlexible hours- ...Join the NA Broker Dealers and Market Structure Payments Sales team! As a Payments Sales Manager within the Financial Institutions Group... ...product suite, including treasury services which covers core cash management, liquidity management and FX solutions Execute JPM...CashOverseas
$90k - $120k
...Staff or Sr. Staff Accountant for one of Miami's Top Companies (Broker Dealers)! A very well known, highly respected, prestigious, Broker... ...journal entries, Focus Report Form X-17 A-5 Part IIA, equities, and haircuts. ~ Prepare monthly bank and trading reconciliations...Employment EquityFull timeImmediate start$213.31k - $355.45k
...LPL Financial is a leading independent broker‑dealer supporting over 32,000 financial advisors... ...Senior Vice President, Associate General Counsel – Senior Attorney dedicated to providing... ...funds, venture capital funds, private equity funds, public non‑traded products, business...Employment Equity$250k - $275k
...business partners on the commercial and legal aspects of compensation and benefits. • Draft, negotiate, and analyze compensation (cash and equity) and employee benefits plans and agreements. Qualifications • A law degree and 4-7 years of experience in compensation...Employment EquityCashFull time- ...Join the NA Broker Dealers and Market Structure Payments Sales team! As a Payments Sales Manager (PSM) Executive Director within the Financial... ...product suite, including treasury services which covers core cash management, liquidity management and FX solutions Execute...CashOverseas
$360k - $400k
...Overview A law firm seeks a Senior Real Estate Associate or Counsel to join its New York, New York office. This role offers the opportunity... ...clients on complex real estate transactions, focusing on the equity side of the table, including acquisitions, financing,...Employment EquityPermanent employmentFull timeWork at office- Securities and Exchange Commission seeks an Attorney-Advisor (Regulatory Counsel) for the Broker-Dealer Exchanges Program (BDX) in New York, NY. The role supports nationwide examinations of broker-dealer entities and investment advisers under securities laws. Qualifying...
$220k - $250k
VP, Legal Counsel - Private Funds Join to apply for the VP, Legal Counsel - Private Funds role at Page Executive. Base Pay Range $220,000.0... ...Hybrid working environment. Competitive base salary. Bonus. Equity. Unlimited PTO and parental leave. 100% employer paid...Employment Equity- ...across a broadly diversified set of strategies, including private equity, impact, credit, Real estate, and market solutions, and our... ...TPG has an exciting opportunity for an Associate to join its broker-dealer Compliance team in the New York office. Responsibilities include...Employment EquityFull timeWork at officeLocal area
- ...DescriptionProvide legal advice on range of broker-dealer and bank services including institutional trading of equity and fixed income securities,... ...the retention of outside counsel on business initiatives and... ...salaryPerformance-based cash bonus.Hybrid working model.ContactJennifer...Employment EquityCashWork at office
$280k - $340k
...looking for an experienced attorney to join our Commercial Counsel team. This senior role will help build and support Notion’s... ...NotionNotion is committed to providing highly competitive cash compensation, equity, and benefits. The compensation offered for this role will...Employment EquityCashContract workLocal area$180k - $230k
...RoleWe're looking for a Product & Privacy Counsel to join our growing Legal team. In this... ...commission and is a good faith estimate of cash compensation. ShopMy is flexible pending... ...search. Every employee of ShopMy receives equity on top of cash compensation!ShopMy offers...Employment EquityCashContract workWork experience placementWork at officeImmediate startFlexible hours$158.65k - $272.7k
...NIOD, and BALMAIN Beauty.DescriptionThe Counsel, Securities role exists to provide strategic... ...transactions, including debt issuances, equity offerings, and other financing... ...revolving facilities, and liquidity planning; cash management structures and intercompany financing...Employment EquityCashFull timeLocal area$200k - $262.5k
...direction of the Deputy Assistant General Counsel, Transactions, you will work as a senior... ...investments, strategic partnerships with an equity component, and other non-ordinary-course... ...and safeguarding, account control, and cash management arrangements.Serving as a trusted...Employment EquityCashContract workFlexible hours- The Marex Head of Broker Dealer Compliance leads a team of compliance officers providing advisory services for Equities, Fixed Income, Listed Options and regulatory reporting to the Americas Broker Dealer units. The role focuses on real-time guidance, ensuring adherence...Employment Equity
$350k - $375k
...VP, Tax - Prestigious High Net Worth Family Office, Midtown | Hybrid | $350K–$375K All... ...Review and oversee partnership allocations, equity-related calculations, and other complex... ...also include benefits, equity and other non-cash incentives. Please send your resume for...Employment EquityCashWork at officeImmediate start- ...global scale, come make a difference at Fiserv.Job TitleManaging Counsel, PrivacyAbout your role:As Privacy Counsel, you will support... ...incentive opportunity which may be delivered as a mix of cash bonus and equity awards in the Company’s sole discretion.Thank you for...Employment EquityCashFull timeTemporary workH1bWork at officeMonday to Friday
- ...portfolio teams, from sourcing to LP reporting. We serve Private Equity, Venture & Growth, Private Debt, Asset Managers and Family... ...where nothing was handed to you What we offer Competitive cash, meaningful equity, direct access to the founding team, and a product...Employment EquityCashFull time
- ...IPOs. \n The Practice \n The firm serves as outside general counsel and capital-markets quarterback to micro-cap, small-cap, and... ...and alternative public offerings \n PIPEs, structured equity & convertible debt financings \n Uplisting from OTC, TSX, AIM...Employment EquityRemote work
$200k - $250k
...for a seasoned attorney to serve as Legal Counsel. This role is responsible for supporting all our business lines (e.g. trading in equity options, equities, ETFs, futures). This includes... ..., clearing, and margin requirements, on cash equities, fixed income, options, futures,...Employment EquityCashPermanent employmentFull timePrivate practiceShift work$200k - $250k
...About the Role We're looking for a VP-level leader based in the New York Tri-State... ...familiarity with Procure-to-Pay, Order-to-Cash, and Record-to-Report processes — not surface... ...'s skills and experience, internal pay equity, work location, market conditions for the...Employment EquityCashFull time$190k - $225k
...support and protect the Company's interests. Provide legal counsel and guidance to managers and real estate professionals relating... ...and other short- and long-term incentives (e.g., deferred cash, equity, etc.). Working Conditions: Normal working conditions with...Employment EquityCashTemporary workWork at officeLocal areaRemote work- ...Marex with timely, focused, practical legal services. The Legal Counsel assists the Senior Counsel in all areas relating to prime... ...OTC swaps, securities lending, repo, futures, cleared swaps, cash equities, and exchange-traded funds seeding/creation. Ensure timely...Employment EquityCashWorldwide
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