Accountant = Broker Dealer, MIAMI
$90k - $120kFull-time
Ascendo Resources
Staff or Sr. Staff Accountant for one of Miami's Top Companies (Broker Dealers)!
A very well known, highly respected, prestigious, Broker Dealer HQ'd in Miami, Coconut Grove is seeking a 2+ year Staff Accountant or Sr. Staff Accountant with Broker Dealer experience . In addition to a competitive salary, this company offers an outstanding benefits package, upward career mobility & trajectory, strong retirement plan, tuition reimbursement, and a good work life balance.
Position Title: Staff Accountant or Sr. Staff Accountant (Broker Dealer)
Location: Miami, Florida (Coconut Grove)
Salary: $90K-$120K + annual bonus
Technical Skill Set Required:
- 2+ years of experience assisting with general accounting responsibilities: General Ledger, Journal Entries, Bank Reconciliations, AP/AR
- Preparing journal entries, Focus Report Form X-17 A-5 Part IIA, equities, and haircuts.
- Prepare monthly bank and trading reconciliations.
- GAAP Experience
- Advanced Excel User
- Reports to executive management
- Assisting with maintaining general ledger by transferring subsidiary accounts, preparing a trial balance, and reconciling entries.
- Assisting & summarizing financial status by collecting information and preparing balance sheet, profit and loss, and other statements.
- Accounting & General Ledger: Assist with preparing monthly journal entries, manage day-to-day accounting operations, and handle bank, clearing, and trading reconciliations.
- Financial Reporting: Assist with preparing internal financial statements, management reports, and annual audited financial statements.
- Audits & Exams: Assist with internal and external auditors, tax preparers, and FINRA examination teams.
- Cross-Functional Collaboration: Work closely with trading desks, operations, and compliance officers to track commissions, trade data, and internal controls.
Job Requirements:
To qualify, candidates must have:
- Minimum of 2-year Accounting experience within a Broker Dealer Enviroment
- Bachelor's degree in Accounting
For immediate consideration, please forward resume ASAP to Matthew Deering at Ascendo Resources: View email address on click.appcast.io
*E-mails and resumes received will remain highly confidential and will not be released to anyone.
Vacancy posted 2 days ago
Similar jobs that could be interesting for youBased on the Accountant = Broker Dealer, MIAMI in New York, NY vacancy
$100k - $110k
...Seeking a highly motivated, detail oriented individual to work at a growing U.S. broker-dealer subsidiary of a global financial services group based out of Spain. Job Description Accounting Responsibilities: Create and maintain accounting policies for B/D...SuggestedExtra incomeWork at officeBBVA
New York, NY4 days ago$180k - $220k
...reporting, safeguarding capital strength and compliance across their North American entities, with a particular focus on their U.S. broker-dealer. The ideal candidate would hold a CPA and Series 27, combining strong broker-dealer financial control experience with a solid...SuggestedLocal areaOliver James Group
New York, NY21 hours ago- BBVA, a global financial services company, is seeking a Broker-Dealer Accounting Senior Analyst in New York. The role involves maintaining accounting policies for the broker-dealer, reconciliations, and assisting with month-end close and quarterly board materials. You...Suggested
- ...Broker Dealer Compliance Advisory- Equities & Options We are working with a financial services organization seeking an experienced Compliance professional for a senior advisory position supporting its markets businesses. The role will work closely with business...SuggestedFull time
Dynamics Executive Search
New York, NY1 day ago - Cabinetworks Group is seeking a results-driven Territory Sales Manager for the Miami-Dade area. This role focuses on opening new dealer accounts, expanding existing relationships, and driving growth for Cabinetworks Group brands. You will call on cabinet dealers, builders...Suggested
- ...banking, and personalized guidance in one app for everyday Americans to invest and save with confidence. As a Senior Associate, Broker Dealer Compliance , you’ll report to the Vice President of Broker-Dealer Compliance, and collaborate with functional areas across the...Full timeWork experience placement
Stash
New York, NY19 hours ago $151.9k - $173.4k
...Broker Dealer Advisory Manager Job Description The Compliance Risk Manager will support Capital One's broker dealers compliance program. Compliance Risk Managers are highly motivated Risk Management professionals with excellent communication skills, strong judgment...Full timePart timeWork at officeLocal areaFlexible hoursCapital One Financial Corp
New York, NY5 days ago- Responsibilities: Partner with executive leadership to shape, execute, and continuously strengthen the firm's compliance framework in alignment with applicable securities industry regulatory obligations. Provide strategic oversight of monitoring, supervisory review...Full time
Partnership Employment
New York, NY1 day ago $213.31k - $355.45k
...Company Overview LPL Financial is a leading independent broker‑dealer supporting over 32,000 financial advisors and approximately 1,100 financial institutions, managing and safeguarding roughly $2.3 trillion in brokerage and advisory assets for about 8 million Americans...LPL Financial LLC
New York, NY3 days ago- BNY is seeking an accomplished Senior Vice President, Segment Marketing for Banks & Broker Dealers in New York. The role leads strategic marketing for the segment, shaping messaging, go-to-market plans and client engagement across global and regional priorities. You will...
- Senior Treasury / Liquidity Management - Broker-Dealer New York City | Financial Services I'm working with a highly regarded, growing investment bank and broker-dealer that is looking to add a senior Treasury / Liquidity Management professional to its platform. This...Temporary work
- ...our limited partners and portfolio companies. Overview: TPG has an exciting opportunity for an Associate to join its broker-dealer Compliance team in the New York office. Responsibilities include conducting compliance oversight of the firm’s fundraising and capital...Full timeWork at officeLocal area
TPG
New York, NY2 days ago - Partnership Employment in New York seeks an experienced compliance leader to partner with executive leadership and shape a robust compliance framework aligned with securities regulations. You will oversee monitoring, supervisory reviews, investigations, regulatory filings...
- BNY is seeking a Senior Vice President, Broker-Dealer Lending to join the Institutional Lending team in New York City. The role focuses on managing lending transactions, structuring solutions, and delivering high-quality risk analysis for broker-dealer clients. You will...
$170k - $190k
Broker Dealer Regulatory Reporting QA - Vice President Broker Dealer Regulatory Reporting QA - Vice President 4 days ago Be among the first... ...Employment type Full-time Job function Job function Finance, Accounting/Auditing, and Quality Assurance Industries Financial Services...Full timeWork at officeRemote work- The Marex Head of Broker Dealer Compliance leads a team of compliance officers providing advisory services for Equities, Fixed Income, Listed Options and regulatory reporting to the Americas Broker Dealer units. The role focuses on real-time guidance, ensuring adherence...
$159.4k - $181.9k
A financial services company is seeking a highly skilled Trade Surveillance Manager to enhance its surveillance program across Broker-Dealer and Swap Dealer activities. This role involves leading daily operations and ensuring compliance with regulatory requirements, while...- Marsh is seeking an Financial and Operations Principal to lead the FinOps team for MMAS and MMA AM, based in NYC or Urbandale, IA. This hybrid role requires three days in the office weekly and reports to the CFO. You will coordinate audits, regulatory filings, and management...Work at office
- ...role, you’ll make an impact in the following ways: Reporting to the Head of Pershing Treasury, lead ALM matters relating to the broker‑dealer balance sheet monitoring and explaining changes and related management reporting Drive initiatives to support the funding,...Flexible hours
- ...Join the NA Broker Dealers and Market Structure Payments Sales team! As a Payments Sales Manager within the Financial Institutions Group... ...and achieving new business sales goals through effective account planning, development of strong client relationships and the...Overseas
Testing Site - JPMC
New York, NY2 days ago - ...JPMorgan Chase Bank, N.A. in New York, NY is seeking a Broker-Dealer & Cash Equities Attorney to join the Equity Practice Group in the Legal department. The role provides regulatory advice to cash equities research, sales and trading teams and interfaces with regulators...
- ...is responsible to raising net new assets for the firm and servicing the firms existing client base across Wirehouses, Regional Broker Dealers and RIA Aggregator firms. The wholesaler will be able to clearly differentiate our investment strategies, provide technical information...Home office
- Dynamics Executive Search is seeking a senior Compliance professional for a brokerage advisory role focused on equities and options. The candidate will serve as a trusted compliance partner, advising on regulatory questions, evaluating risks, and maintaining supervisory...
- Our client is seeking a senior Compliance professional to lead the Broker-Dealer Compliance function supporting U.S. trading and business activities. This individual will manage a team of Compliance professionals and act as a key advisor to the business across Equities,...
- McDermott Will & Schulte's Financial Institutions Group in New York seeks an Associate with 3+ years' experience advising broker-dealers and other financial services clients on regulatory matters. You will work with partners on a broad spectrum of securities regulatory...
- McDermott Will & Schulte seeks an attorney with a substantive focus on broker-dealer regulation to join its regulatory practice in New York. The role involves advising on complex securities matters for leading financial institutions. You will counsel on Securities Exchange...
- ...Join the NA Broker Dealers and Market Structure Payments Sales team! As a Payments Sales Manager (PSM) Executive Director within the Financial... .... In this role, you will develop and execute disciplined account plans, build and advance a strong pipeline of opportunities,...Overseas
JPMorgan Chase & Co.
New York, NY3 days ago $199.5k - $275k
...Broker-Dealer & Cash Equities Attorney - Assistant General Counsel - Vice President job at JPMorgan Chase Bank, N.A.. New York, NY. The Legal Department of JPMorgan is currently seeking a highly motivated individual to join its Equities Practice Group within the Corporate...Comunidade Metodista
New York, NY3 days ago$230k - $400k
...Tax, Trusts & Estates Associate Locations: Wilmington, DE; Miami, FL; Boca Raton, FL; Palm Beach, FL; Baltimore, MD; Hackensack, NJ; New York City, NY; or Washington, D.C. (Hybrid) Experience: 3+ years Practice Area: Tax, Trusts & Estates Salary: $230,000–...Vantage Point Consulting Inc.
New York, NY11 hours ago$1,000 per day
A leading consulting firm is seeking an experienced Compliance Officer to oversee regulatory governance within a U.S. broker-dealer. The role focuses on maintaining compliance across Operations, Treasury, and Finance interfaces. Key responsibilities include managing the...Contract workWork at office
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Accountant = Broker Dealer, MIAMI. Be the first to apply!
Related searches
- revenue accountant New York, NY
- senior revenue accountant New York, NY
- fixed asset accountant New York, NY
- automotive accountant New York, NY
- senior property accountant New York, NY
- senior accountant new New York, NY
- commercial accountant New York, NY
- junior project accountant New York, NY
- procurement accountant New York, NY
- virtual accountant part time New York, NY