Reg W/O & Anti-Tying Compliance Lead
$96k - $181kDormont Manufacturing Co
KeyCorp is seeking a Senior Compliance Officer for its New York office. This role will manage compliance risk and ensure adherence to regulations such as Regulation W and O. The ideal candidate will possess strong leadership skills and a deep understanding of banking regulations. A Bachelor's degree is required, along with at least 5 years of relevant experience. This position offers a competitive salary range of $96,000 - $181,000 and flexible work options. #J-18808-Ljbffr Dormont Manufacturing Co
$170k - $180k
A leading financial services group is seeking an Equities Compliance Officer in New York. This role involves providing regulatory compliance support for equity trading, ensuring adherence to regulations such as Reg ATS and Reg NMS. The ideal candidate will have 5-10 years...Suggested- ...regulatory reporting for Medicare and Medicaid. You will ensure compliance with NAIC principles and serve as a key contact for regulators.... ...or Finance and a preferred CPA certification. Join us to lead major financial statements and compliance initiatives while contributing...Suggested
- ...our mission and what we offer. We're looking for a Regulatory Compliance Lead to join our growing North America Regulatory Oversight Compliance... ...regulatory requirements, including Regulation 9 and Regulation W. You’ll work closely with cross-functional teams and assist...SuggestedWork at office
- ...eToro (Europe) Ltd. is looking for a Chief Compliance Officer to lead and transform compliance functions for their US operations. This role requires strong leadership and regulatory expertise to ensure compliance with SEC, FINRA, and other US regulators. The CCO will...Suggested
$200k - $220k
...President, in New York. The ideal candidate will advise on investment products under the Securities Exchange Act of 1934, ensuring compliance and regulatory adherence. Key responsibilities include negotiating agreements, assisting with regulatory filings, and guiding...Suggested- ...COO Employment: Full-Time About OR TRAX O.R. TRAX is a healthcare SaaS company transforming... ...automates credentialing, enforces compliance, and improves operating room throughput at... ...). ●Familiarity with vendor workflows. ●Leading ops inside organizations that scaled from...Remote jobFull time
- The FCC Compliance Analytics Lead will support the implementation, governance, and ongoing optimization of Financial Crimes Compliance (FCC) monitoring... ...of experience in one or more FCC disciplines, including Anti-Money Laundering (AML), Sanctions, Know Your Customer (KYC)...
- A leading financial services firm located in New Jersey is seeking a Senior Compliance Officer to drive compliance programs and regulatory engagement. This role involves leading the compliance team, engaging with U.S. regulatory bodies, and implementing policies and procedures...
- ...Research Group, LLC in New York is seeking a financial institution advisory professional. This role focuses on financial crime compliance, including anti-money laundering and sanctions compliance. Ideal candidates should have over six years of pertinent experience, strong...
$180k - $236k
Fireblocks is hiring a Compliance Lead, Payments. This is a full‑time role in New York. The posted range is $180k to $236k. About the Opportunity... ...the Fireblocks Payments Services’ Bank Secrecy Act ("BSA"), Anti‑Money Laundering ("AML"), Counter‑Terrorist Financing ("CTF"),...Full time$130k - $150k
Piermont Bank is seeking an AML/BSA Operations Manager to oversee the organization’s Bank Secrecy Act and Anti-Money Laundering compliance programs. The role includes managing daily operations, ensuring regulatory compliance, and leveraging data analytics to optimize program...- A major prediction market platform based in New York is seeking an AML Compliance Officer to oversee the implementation of its Anti-Money Laundering (AML) and Counter-Terrorist Financing (CTF) compliance program. The role involves developing and maintaining compliance...
$132k - $178k
...ever‑evolving cryptocurrency landscape. Position Summary The Compliance Lead at FalconX will be responsible for conducting complex investigations... ...red flags. Defi Risk Management: In‑depth understanding of Anti‑Money Laundering (AML), Countering the Financing of Terrorism...Local area- ...Laboratory Supervisor to manage the Stem Cell Laboratory at Montefiore Medical Center. This includes overseeing operations, ensuring compliance with regulations, and educating associates on stem cell processes. The ideal candidate should have a Bachelor’s Degree and NYS...
- A leading healthcare provider in Georgia seeks a Nuclear Medicine Supervisor to oversee daily department activities, ensuring compliance and quality patient care. The ideal candidate must be a graduate of an accredited nuclear medicine technology program with three years...
$80k - $90k
...Corporation, based in Burlington, MA, seeks an Accounts Payable Supervisor to oversee AP operations, ensuring financial accuracy and compliance. This role includes managing vendor payments, mentoring team members, and driving process improvements within a collaborative...$80k - $85k
...Seeing beyond disability is seeking a Physical Therapist in New York to provide day-to-day support for Physical Therapists and ensure compliance with therapy service regulations. The ideal candidate will oversee service effectiveness, provide training, and manage caseloads...$160k - $180k
WHO WE ARE: Zinnia is the leading technology platform for accelerating life and annuities... ...Product Manager to drive the evolution of our compliance and fraud prevention capabilities across... ..., with direct ownership of features tied to fraud prevention, AML, KYC, risk management...Shift work$170k - $190k
Dormont Manufacturing Co is seeking a Claims Manager for Directors & Officers (D&O) Liability in New York. The role involves active management of D&O and Financial Lines claims within the Financial and Professional Lines Claims Group. Candidates should have at least 5 years...- Glenn O. Hawbaker, Inc. seeks an EEO Officer to manage and promote the company's Equal Employment Opportunity Program. The role requires handling discrimination complaints, ensuring compliance with federal and state laws, and administering various HR processes including...
- Global Medical Response is seeking a Base Pilot Supervisor in Oklahoma to ensure compliance with aviation regulations and oversee the base's pilot activities. You will guide and train pilots, manage flight operations, and maintain safety standards in a dynamic environment...
- ...EMI Services seeks to hire a Site Lead for the USAF ACC Primary Training Range contract at Grand Bay Range in GA to oversee daily... ...authority for his/her location’s Range Operations, Maintenance, and Compliance. The Site Lead will also manage training, security, and...Contract workFor contractors
$177k - $295k
...Rippling.com addresses. About the role We are looking for a highly-motivated, business-minded attorney to join as Lead Counsel, HR Products on the Legal & Compliance team. In this role, you will partner closely with Product, Sales, and Compliance, and will report to our...Work at office3 days per week$21.55 - $35 per hour
...Market IP. L.P. is seeking a dedicated Team Member to assist in daily operations, focusing on profitability and regulatory compliance. You will lead and develop team members while maintaining exceptional customer service and store standards. This position requires a...Hourly pay$115.44k - $186.16k
...Senior Manager, Compliance Governance & Operations Work location: Charlotte, North Carolina, United States of America Hours: 40... ...Responsibilities will include the following: Serve as compliance lead for managing and facilitating the U.S. Compliance Risk...Temporary workWork experience placementWork at officeImmediate start$12 - $24.33 per hour
...completing the work within the store. Ensures all team members receive the appropriate training and education, including ongoing compliance training. Acts as leader on duty, responding to customer and team member concerns in the absence of the Store Manager, as well as...Full timeFlexible hoursAfternoon shift$168.92k - $270.28k
...culture designed to celebrate differences. We believe that belonging leads to better outcomes and a stronger community of associates... ...to hone existing skills and learn new ones“I can succeed as a Compliance Lead at Capital Group.”As a Compliance Lead, you will collaborate...Temporary workLocal areaFlexible hours£90k - £120k per year
...the repetitive, manual work slowing down financial institutions. Our technology supports credit, investment, ESG, and compliance workflows for leading firms including Goldman Sachs, UBS, CVC, and MetLife. Today, 40% of the world’s top 50 financial institutions use Auquan...Work at officeFlexible hours3 days per week$120k - $160k
...about the Danaher Business System which makes everything possible. The US Export Controls Lead will be responsible for managing the Pall Corporation’s Export Compliance program globally. This role will help develop and implement export compliance improvement...Permanent employmentWork at officeRemote workWork from homeWork visaFlexible hours$160k - $175k
...A leading banking institution is seeking a Senior Compliance Officer to support its consumer regulatory compliance functions. Based in New York, NY or Miami Lakes, FL, the role involves executing the Compliance Program, providing compliance resource expertise to business...Flexible hours
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