Senior Compliance Officer, Broker-Dealer NYC
Social Capital Resources
Social Capital Resources is recruiting a Compliance Officer for a full-time role with a broker-dealer in New York City. The position requires substantial experience in regulatory compliance within the securities industry and a strong understanding of policies and procedures. The role focuses on regulatory oversight, risk management, and adherence to industry standards. A mid-senior level professional with 7–12 years in a self-clearing broker-dealer environment is preferred, with competitive #J-18808-Ljbffr Social Capital Resources
Vacancy posted 2 days ago
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